| SPPI | Spectrum Pharmaceuticals, Inc. | 8.33 | Stock | Biotechnology | NMS |
| CLMT | Calumet Specialty Products Partners LP | 36.05 | Stock | Oil & Gas Refining & Marketing | NMS |
| SE | Spectra Energy Corp. | 31.34 | Stock | Oil & Gas Pipelines | NYQ |
| GSM | Globe Specialty Metals, Inc. | 12.43 | Stock | Industrial Metals & Minerals | NMS |
| SEP | Spectra Energy Partners, LP | 36.37 | Stock | Oil & Gas Pipelines | NYQ |
| SPNC | The Spectranetics Corporation | 19.05 | Stock | Medical Appliances & Equipment | NMS |
| MEAS | Measurement Specialties Inc. | 43.58 | Stock | Scientific & Technical Instruments | NMS |
| ENH | Endurance Specialty Holdings Ltd. | 48.01 | Stock | Property & Casualty Insurance | NYQ |
| AQQ | American Spectrum Realty Inc. | 2.89 | Stock | Property Management | ASE |
| SPB | Spectrum Brands Holdings, Inc. | 58.86 | Stock | Electronic Equipment | NYQ |
| SCHSQ | School Specialty Inc. | 0.02 | Stock | | PNK |
| RPSIX | T. Rowe Price Spectrum Income | 13.18 | Mutual Fund | | NAS |
| OGMCX | Oppenheimer Gold & Special Minerals C | 17.69 | Mutual Fund | | NAS |
| EEH | ELEMENTS SPECTRUM Lg Cap U.S. Sector ETN | 12.10 | ETF | | PCX |
| SPE | Special Opportunities Fund, Inc. | 17.79 | Stock | Closed-End Fund - Equity | NYQ |
| SKSEX | Skyline Special Equities | 31.16 | Mutual Fund | | NAS |
| RYSEX | Royce Special Equity Invmt | 23.79 | Mutual Fund | | NAS |
| PYSAX | Putnam Equity Spectrum A | 33.87 | Mutual Fund | | NAS |
| PVSAX | Putnam Capital Spectrum A | 29.94 | Mutual Fund | | NAS |
| PRSGX | T. Rowe Price Spectrum Growth | 21.82 | Mutual Fund | | NAS |