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MannKind Corp. Message Board

  • mike.middlebrooks mike.middlebrooks Feb 26, 2014 6:48 PM Flag

    Statement of change - 25 mts ago

    Statement of Changes in Beneficial Ownership (4)

    FORM 4
    [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
    Washington, D.C. 20549

    OMB Number: 3235-0287
    Estimated average burden
    hours per response... 0.5

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

    1. Name and Address of Reporting Person *
    Martens Juergen 2. Issuer Name and Ticker or Trading Symbol
    MANNKIND CORP [ MNKD ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
    _____ Director _____ 10% Owner
    __ X __ Officer (give title below) _____ Other (specify below)
    Corporate VP
    (Last) (First) (Middle)
    28903 NORTH AVENUE PAINE 3. Date of Earliest Transaction (MM/DD/YYYY)
    VALENCIA, CA 91355
    (City) (State) (Zip)
    4. If Amendment, Date Original Filed (MM/DD/YYYY)

    6. Individual or Joint/Group Filing (Check Applicable Line)
    _ X _ Form filed by One Reporting Person
    ___ Form filed by More than One Reporting Person

    Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
    1.Title of Security
    (Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
    (Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
    (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
    (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
    Code V Amount (A) or (D) Price
    Common Stock, $.01 Par Value 2/24/2014 M 50000 A $3.89 189450 D
    Common Stock, $.01 Par Value 2/24/2014 S 50000 D (1) $6.3554 139450 D

    Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
    1. Title of Derivate Security
    (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
    (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
    (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
    (Instr. 3 and 4) 8. Price of Derivative Security
    (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
    Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
    Employee Stock Option $3.89 2/24/2014 M 50000 8/13/2012 8/13/2018 Common Stock, $0.01 Par Value 50000 $0.00 50000 D
    Explanation of Responses:
    ( 1) Transaction occurred pursuant to a Rule 10B5-1 Plan entered into as part of a divorce settlement.

    Reporting Owners
    Reporting Owner Name / Address
    Director 10% Owner Officer Other
    Martens Juergen
    VALENCIA, CA 91355

    Corporate VP

    /s/ Juergen Martens 2/26/2014
    ** Signature of Reporting Person Date

    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
    * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
    Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

    Sentiment: Hold

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