Tue, Jan 27, 2015, 6:37 PM EST - U.S. Markets closed


% | $
Quotes you view appear here for quick access.


  • steverosse48 steverosse48 Mar 26, 2014 12:27 PM Flag

    SEC Suspension... Co. needs to comply or do something, otherwise investors will be wiped out /destroyed

    Washington, D.C.

    Release No. 71802 / March 26, 2014

    The U.S. Securities and Exchange Commission announced the temporary suspension of trading
    in the securities of the following issuers, commencing at 9:30 a.m. EDT on March 26, 2013 and
    terminating at 11:59 p.m. EDT on April 8, 2014:

     China Shen Zhou Mining & Resources, Inc. (CSHZ)
     Ideal Financial Solutions, Inc. (IFSL)
     Smooth Global (China) Holdings, Inc. (SMGH)
     Weikang Bio-Technology Group Co., Inc. (WKBT)
     1
    Pacific Bancorp (FPBN)

    The Commission temporarily suspended trading in the securities of the foregoing companies due
    to a lack of current and accurate information about the companies because they have not filed
    certain periodic reports with the Commission. This order was entered pursuant to Section 12(k)
    of the Securities Exchange Act of 1934 (Exchange Act).

    The Commission cautions brokers, dealers, shareholders and prospective purchasers that they
    should carefully consider the foregoing information along with all other currently available
    information and any information subsequently issued by these companies.

    Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at
    the termination of the trading suspensions, no quotation may be entered relating to the securities
    of the subject companies unless and until the broker or dealer has strictly complied with all of the
    provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it
    should refrain from entering quotations relating to the securities of these companies that have
    been subject to trading suspensions until such time as it has familiarized itself with the rule and
    is certain that all of its provisions have been met. Any broker or dealer with questions regarding
    the rule should contact the staff of the Securities and Exchange Commission in Washington, DC
    at (202) 551-5777. If any broker or dealer enters any quotation which is in violation of the rule,
    the Commission will consider the need for prompt enforcement action.

    If any broker, dealer or other person has any information which may relate to this matter, they
    should immediately communicate it to the Delinquent Filings Group of the Division of
    Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov.

    SortNewest  |  Oldest  |  Most Replied Expand all replies
0.01510.0000(0.00%)Jun 3 12:51 PMEDT

Trending Tickers

Trending Tickers features significant U.S. stocks showing the most dramatic increase in user interest in Yahoo Finance in the previous hour over historic norms. The list is limited to those equities which trade at least 100,000 shares on an average day and have a market cap of more than $300 million.