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LJ International, AŞ Message Board

  • joe_shj joe_shj Mar 22, 2007 5:51 PM Flag

    LJI has six months to file annual report!

    I am not an SEC guru but LJI files a 20-F to submit its annual report. According to the SEC regulations, a company has "six months after the end of the fiscal year covered by the report". See b below.

    Care to comment Rick?

    A. Who May Use Form 20-F and When It Must be Filed.
    (a) Any foreign private issuer other than an asset-backed issuer (as defined in 17 CFR 229.1101) may use this form as a
    registration statement under Section 12 of the Securities Exchange Act of 1934 (referred to as the Exchange Act) or
    as an annual or transition report filed under Section 13(a) or 15(d) of the Exchange Act. A transition report is filed when
    an issuer changes its fiscal year end. The term �foreign private issuer�other than an asset-backed issuer (as defined
    in 17 CFR 229.1101) is defined in Rule 3b-4 under the Exchange Act.
    (b) A foreign private issuer must file its annual report on this Form within six months after the end of the fiscal year covered by the report.
    (c) A foreign private issuer filing a transition report on this Form must file its report in accordance with the requirements
    set forth in Rule 13a-10 or Rule 15d-10 under the Exchange Act that apply when an issuer changes its fiscal year end.
    (d) A foreign private issuer that was a shell company, other than a business combination related shell company, as
    those terms are defined in Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2), immediately before a
    transaction that causes it to cease to be a shell company must file a report on this form in accordance with the
    requirements set forth in Rule 13a-19 or Rule 15d-19 under the Exchange Act (17 CFR 240.13a-19 and 240.15d-19).
    Issuers filing such reports shall provide all information required in, and follow all instructions of, Form 20-F
    relating to an Exchange Act registration statement of all classes of the registrant�s securities subject to the
    reporting requirements of Section 13 (15 U.S.C. 78m) or Section 15(d) (15 U.S.C. 78o(d)) of such Act upon
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    consummation of the transaction, with such information reflecting the registrant and its securities upon
    consummation of the transaction. Rule 12b-25 under the Exchange Act (17 CFR 240.12b-25) is not available to
    extend the due date of the report required under this subparagraph (d).

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