What Happens After I Send Information to the SEC? Staff in the Division of Enforcement evaluate information and tips concerning violations of the federal securities laws. ... The information you provide may be used in the routine operations of the SEC, which include law enforcement, review of legislative and regulatory proposals, regulation of the securities markets, and review of reports and documents filed with the SEC. Specifically, the SEC may use the information obtained from this form in any administrative or civil proceeding in which it is a party, or in which any member of the SEC or its staff participates as a party. It may also provide the information to other state and federal agencies, and foreign authorities.