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OCATA THERAPEUTICS, INC. Message Board

  • krycap64 krycap64 Mar 20, 2014 4:19 PM Flag

    Anything negative or material would have a Form 8K so relax

    ACTC should be communicating but regardless they have to provide "negative" information with in 4 business days by Form 8K.

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    • So, from what you're saying, they could declare BK and we wouldn't know about it until four days later?

    • Re; Anything negative or material would have a Form 8K so relax.....

      Form 8-K

      In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about.

      The instructions for Form 8-K describe the types of events that trigger a public company's obligation to file a current report, including any of the following :

      Section 1 Registrant's Business and Operations
      Item 1.01 Entry into a Material Definitive Agreement
      Item 1.02 Termination of a Material Definitive Agreement
      Item 1.03 Bankruptcy or Receivership
      Item 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations

      Section 2 Financial Information
      Item 2.01 Completion of Acquisition or Disposition of Assets
      Item 2.02 Results of Operations and Financial Condition
      Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
      Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
      Item 2.05 Costs Associated with Exit or Disposal Activities
      Item 2.06 Material Impairments

      Section 3 Securities and Trading Markets
      Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
      Item 3.02 Unregistered Sales of Equity Securities
      Item 3.03 Material Modification to Rights of Security Holders

      Section 4 Matters Related to Accountants and Financial Statements
      Item 4.01 Changes in Registrant's Certifying Accountant
      Item 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

      Section 5 Corporate Governance and Management
      Item 5.01 Changes in Control of Registrant
      Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
      Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
      Item 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
      Item 5.05 Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
      Item 5.06 Change in Shell Company Status
      Item 5.07 Submission of Matters to a Vote of Security Holders
      Item 5.08 Shareholder Director Nominations

      Section 6 Asset-Backed Securities
      Item 6.01 ABS Informational and Computational Material
      Item 6.02 Change of Servicer or Trustee
      Item 6.03 Change in Credit Enhancement or Other External Support
      Item 6.04 Failure to Make a Required Distribution
      Item 6.05 Securities Act Updating Disclosure

      Section 7 Regulation FD
      Item 7.01 Regulation FD Disclosure

      Section 8 Other Events
      Item 8.01 Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.)

      Section 9 Financial Statements and Exhibits
      Item 9.01 Financial Statements and Exhibits