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Pfizer Inc. Message Board

  • fizrwinnr11 fizrwinnr11 Jul 20, 2013 3:23 PM Flag

    Within a few months I will be a Registered Investment Advisor


    TD Ameritrade's legal department feels that the way my options advisory business is growing, they want me to become registered with the State of California and to have all of the accounts moved from the Retail section to the Institutional section.

    For the record, I am now up to 19 investors not counting myself with a total value of $4.9 million. I am also expecting another $725K within the next 30 days from new and existing investors.

    TD Ameritrade's threshold amount for transfer to Institutional is $7M. They asked me if I expect to be at that level within a year and given the fhat in non-crashing markets I routinely earn 25% or more, I had to admit that I would be crossing the $7M mark before a year is out - even without any more fresh money at all.

    I will accordingly sign up for on-line instruction in preparation for taking the Series 65 exam to become registered. Once I do become registered, the brokerage itself can begin advertising my services for investors wanting to do business with Ameritrade. By the start of 2015, I should easily be in eight digits as to the amount that I am advising on.

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    • fredrickson.loceng Jul 20, 2013 4:36 PM Flag

      Within a few months you can find your own website but I don't think you are supposed to be using this one. Look up the Yahoo rules for using this site. You have been reported. WAY MORE THAN ONCE. I encourage everyone here that is sick of you to do the same!!!

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