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Comcast Corporation Message Board

arthd_00 4 posts  |  Last Activity: Nov 28, 2014 2:44 PM Member since: Jul 9, 2007
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  • FINRA Fines Merrill Lynch a Total of $6 Million for Reg SHO Violations and Supervisory Failures
    WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has censured and fined Merrill Lynch Professional Clearing Corp. (Merrill Lynch PRO) $3.5 million for violating Regulation SHO, an SEC rule that established a regulatory framework to govern short sales and prevent abusive naked short selling. FINRA also censured and fined its affiliated broker-dealer, Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), $2.5 million for failing to establish, maintain and enforce supervisory systems and procedures related to Regulation SHO and other areas.

    ***********************************

    Know what? They don't care. What's $6 million. Write your political leaders and tell them that they need to have regulators fine violators $6 Billion, not million. They need to get their attention. Raise cain, we need to stop shorting abuses!

  • What is wrong with these people????????????????????

  • Time to buy?

  • I'm over 65, retired had no major "issues" an took ablc for a feeling of wellness. After about 3 years of taking up to 12 a day I stopped for a week. My first observation is that the "unintended" side effect, started reverting back to my old ways. That has to do with getting up in the night to visit the boys room. The unintended consequence of my taking the lozenges was that I went from 3 - 4 visits a night, to 1 - 2. As of last night, I had 3 visits. I have had more stiffness, and having been traveling, I didn't play my usual 4 - 6 rounds of golf - I'll try that next week, but as for now, I'm back taking ablc - a reduced 6 a day. Don't know what I'll do when I run out. I'll be at the ASM next month - hoping they'll be passing some out.

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