Thanks, cashoutcowboy for posting this information for me. Hello I am a SEC Whistleblower working in
Merrill Lynch, Pierce, Fenner & Smith Inc. I work in the Merrill Edge branch.
SEC’s whistleblower program pays bounties of 10% to 30% to informants who provide significant help in cases that result in the collection of more than $1 million in fines for securities violations.
The Securities and Exchange Commission is probing whether companies are muzzling corporate whistleblowers.
In recent weeks the agency has sent letters to a number of companies asking for years of nondisclosure agreements, employment contracts and other documents, according to people familiar with the matter and an agency letter viewed by The Wall Street Journal. The inquiries come as SEC officials have expressed concern about a possible corporate backlash against whistleblowers.
Some of these types of documents sometimes include clauses that impede employees from telling the government about wrongdoing at the company or other potential securities-law violations, according to lawyers who handle whistleblower cases and some members of Congress. In some cases, the firms require employees to agree to forgo any benefits from government probes, effectively removing the financial incentive for participating in the SEC program.
More Merrill Lynch Whistleblowers needed as soon as possible. Will share SEC Whistleblower
reward with those coming forward. The SEC Whistleblower Program
Examples of Fraud Covered by Dodd-Frank
Below are just a few examples of conduct that may be covered by Dodd-Frank:
Violations of the Foreign Corrupt Practices Act ("FCPA")
Improper promotion and sale of risky investments
Skimming or other improper diversion of funds
Illegal naked short selling
Boiler room or "pump and dump" schemes
Misrepresentations made in connection with sales of scurities or commodities
Misleading statements or failure to make necessary statements in public filings
Dodd-FrankIn July 2010, in response to the 2008 financial crisis, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act, known colloquially as "Dodd-Frank." One of the most important components of this broad overhaul of the U.S. financial regulatory system was enactment of the SEC Whistleblower Program. The Whistleblower Program encourages those with knowledge of violations of securities laws to share this information with the SEC by providing monetary incentives and protection against retaliation by employers.
Merrill Lynch SEC Whistleblower would like you to note the following item were stolen from account
Owner Charles A. Henriques 142 East Main Street Clinton Connecticut 06413 SYMBOL NGSX
Office Serving Your Account Merrill Edge
MR CHARLES A HENRIQUES 66 FAIRVIEW AVE TRUMBULL CT 06611
Account Number: 54X-18XXX ** Not Mailed **
Date: September 29, 2015
￼We confirm the following transaction(s) subject to the agreement below.
Processing Fee Transaction Fee
ASAP REQUEST-REF#: 2724016 ORDER.
ML ACTED AS YOUR AGENT
Price PRICE PER LOT Amount 1.00
Trade Date Settle Date ML Symbol Security # Cusip #
09/29/15 09/29/15 NGSX 53C66 641252101 1000
￼￼￼￼￼￼￼￼￼￼￼￼1.00 FA # NON-TRANSFERABLE SEC. CASH TRADE. UNSOLICITED
￼￼￼￼￼Payment for securities or other investment instruments purchased, and delivery of securities or other investments instruments sold, are due not later than SETTLEMENT DATE unless otherwise indicated by a DATE DUE. Please preserve this confirmation for income tax purposes. If submitting a check, money order or correspondence, please write your account number and forward to "Merrill Lynch Office Serving Your Account", shown at the top of the page above your account number. If you have moved or plan to move, notify the Merrill Lynch Office Serving Your Account.
They said no brain cancer and that they had employed a large law firm to investigate the posters on here via subpoena to Yahoo. I smell a lawsuit.
I need more Merrill Edge SEC Whistleblowers like me support as soon as possible and share award.
The Office of the Whistleblower was established to administer the SEC's whistleblower program. We greatly appreciate your interest, and we hope that this website answers any questions you may have.
Rolling Thunder Inc. support Mr. Henriques too, I am happy to whistleblow and
do the right thing when I saw fraud at Merrill Edge.
I am SEC a Whistleblower, Working In Merrill Edge I saw a fraudulent trade of 32,000 NGSX shares. On 9/29/2015 & 10/06/2015
Taken form Charles A. Henriques account and sold them on 10/06/2015 to KCG. COM for $130.20.
10/ 06/15 NGSX Trade range opened at .0043 and closed at .0041 total shares traded subject 32,000
KCG.com the buyer and stock manipulator I understand bought them for their client.
Note: KCG filed a SEC 13G 2/14/2015 for NeurogesX Inc. they own 2 million shares for a client.
Working undercover in Merrill Edge. Mr. Henriques has 3,759,083 in another brokerage firm.
We gave Mr. Henriques one dollar credit to his account and name it a wash for our records.
I am very sorry this happen, I understand he is 68 years old and a Army Combat Veteran.
Please note we charge only 6,99 a trade. The very least we should of given him $124 dollar.
what a bunch of crooks taking advantage disabled veteran.
thanks for the warning more and more of friends and company are selling and shorting AMTD.