$PBMD Bergen Asset Management New Position in Prima Biomed Ltd
Bergen Asset Management has filled a SC 13G form regarding Prima Biomed Ltd . Filing Link: 000090266415002738. Per Bergen Asset Management’s filing, the filler now owns 1.4% of the company, holding 24,555,820 shares.
Prima Biomed Ltd is a newly disclosed equity position and the filing was required due to activity on May 26, 2015. This most probably shows Bergen Asset Management’s confidence and optimism in the future of the company.
Form 13G is used when the filer owns between 5% and 20% of the company and plans to hold it only as a passive investor. If the filler intend to exert control and if the stake’s size exceeds 20%, then a 13D must be filed. Therefore, activist investors and practices such as: hostile takeovers, company breakups, and other “change of control” events, are not permitted by 13G filers.
ursuant to Rule 477 promulgated under the Securities Act of 1933, as amended, Virgin America (NASDAQ: VA), a Delaware corporation (the “Company”), hereby respectfully requests that the Securities and Exchange Commission (the “Commission”) consent to the withdrawal of the Company’s Registration Statement on Form S-1 (File No. 333-202767) together with all exhibits thereto (the “Registration Statement”) as of the date hereof or at the earliest practicable date hereafter. The Company is withdrawing the Registration Statement because the selling stockholders have decided not to proceed with an offering at this time. No securities were sold or will be sold under the Registration Statement. The Registration Statement was originally filed with the Commission on March 16, 2015. The Registration Statement was not declared effective by the Commission under the Act
looks like there were bad trades from China on HPJ, and shares can not be freely traded on internet. Rule 144: Selling Restricted and Control Securities
When you acquire restricted securities or hold control securities, you must find an exemption from the SEC's registration requirements to sell them in a public marketplace. Rule 144 allows public resale of restricted and control securities if a number of conditions are met. This overview tells you what you need to know about selling your restricted or control securities. It also describes how to have a restrictive legend removed.
I do not know . thats what the local office said. maybe bs, but he said scottrrade didnt do it. I sold at 6.25 and was going to get back in under 6.00 but if I can get in and out quickly, I will not bother with this stock. too much time calling the office to make trades.
Tried to place a bid on this stock and scottrade gave me a message that I had to call the broker to trade the stock, no internet trades, local office said that the market maker wants to make sure that the trades on this stock are legitimate. I internet traded it yesterday but not able to trade it today.
DEF 14A 1 v391365_def14a.htm DEF 14A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INFORMATION REQUIRED IN
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant x
Filed by a Party other than the Registrant o
Check the appropriate box:
o Preliminary Proxy Statement
o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
x Definitive Proxy Statement
o Definitive Additional Materials
o Soliciting Material Pursuant to sec. 240.14a-12
HIGHPOWER INTERNATIONAL, INC.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
x Fee not required.
o Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
(1) Title of each class of securities to which transaction applies:
(2) Aggregate number of securities to which transaction applies:
(3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
(4) Proposed maximum aggregate value of transaction:
(5) Total fee paid:
o Fee paid previously with preliminary materials.
o Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
(1) Amount Previously Paid:
(2) Form, Schedule or Registration Statement No.:
(3) Filing Party:
(4) Date Filed:
HIGHPOWER INTERNATIONAL, INC.
NOTICE OF ANNUAL MEETING OF STOCKHOLDERS
You are cordially invited to attend the Annual Meeting of Stockholders (the “Annual Meeting”) of Highpower International, Inc., a Delaware corporation (the “Company”), to be held on November 29, 2014 at 10:00 a.m. China Standard Time at the Company’s principal executive offices located at Building A7, Luoshan Industrial Zone, Shanxia, Pinghu, Longgang, Shenzhen, Guangdong, 518111, People’s Republic of China.
The Annual Meeting of the Company is being held for the following purposes:
1. To elect five (5) members to the Board of Directors to serve for one-year terms ending at the 2015 annual meeting of stockholders;
2. To ratify the appointment of Marcum Bernstein & Pinchuk LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2014; and
3. To transact such other business as may properly come before the meeting or any adjournments thereof.
The Board of Directors has fixed the close of business on October 2, 2014 as the record date (the “Record Date”) for determining those stockholders who will be entitled to vote at the Annual Meeting.
The Company’s Annual Report on Form 10-K for the year ended December 31, 2013, as filed with the Securities and Exchange Commission on March 31, 2014, is enclosed with this notice. The following proxy statement and enclosed proxy card is being sent to each stockholder as of the Record Date. You are cordially invited to attend the Annual Meeting, but if you do not expect to attend, or if you plan to attend, but desire the proxy holders to vote your shares, please date and sign your proxy card and return it in the enclosed postage paid envelope. The giving of this proxy card will not affect your right to vote in person in the event you find it convenient to attend. Please return the proxy card promptly to avoid the expense of additional proxy solicitation. If you are a stockholder who owns shares through a nominee and attends the Annual Meeting, you must obtain a legal proxy from the broker, trustee or nominee that holds your shares giving you the right to vote the shares at the Annual Meeting.
Important Notice Regarding the Availability of Proxy Materials for the Annual Meeting to Be Held on November 29, 2014: This Proxy Statement and the Annual Report on Form 10-K for the year ended December 31, 2013 are also available at HTTP://HighpowerInternational.INVESTORROOM.COM.
FOR THE BOARD OF DIRECTORS
/s/ Henry Sun
Henry Sun, Chief Financial Officer and Corporate Secretary on behalf of the Board of Directors
Dated: October 16, 2014