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MFDA postpones next appearance in the Matter of Carmen Moerike

  • Press Release
  • Source: Mutual Fund Dealers Association of Canada
  • On 12:32 pm EST, Tuesday November 10, 2009

TORONTO, Nov. 10 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding against Carmen G. Moerike by Notice of Hearing dated June 22, 2009.

The next appearance in this matter, previously scheduled to take place on November 13, 2009 in Regina, Saskatchewan, has been postponed to a date to be announced.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 145 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

For further information

Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or mwynnyckyj@mfda.ca

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