| Individual/Entity | Most Recent Trans. | Shares Owned as of Trans. Date | DENOMME MARK S. Director | Ownership Statement 20-Nov-09 | 0 20-Nov-09 | GULIAN DAVID T. Officer | Purchase 28-Nov-08 | 2,322,776 28-Nov-08 | HENRIQUEZ MANUEL A Director | Ownership Statement 20-Nov-09 | 0 20-Nov-09 | HERCULES TECHNOLOGY GROWTH CAPITAL INC Beneficial Owner (10% or more) | Ownership Statement 20-Nov-09 | 67,294,751
20-Nov-09 | HERCULES TECHNOLOGY I, LLC Beneficial Owner (10% or more) | Ownership Statement 20-Nov-09 | 67,294,751 20-Nov-09 | HOCH WAYNE D. Director | Purchase 28-Nov-08 | 66,600 28-Nov-08 | HODGE RICHARD D. Officer | Purchase 25-Nov-08 | 2,239,474 25-Nov-08 | LIU ROY Y. Director | Ownership Statement 20-Nov-09 | 0 20-Nov-09 | LYNCH TOM Director | Purchase 14-May-08 | 34,000 14-May-08 | MILLER THOMAS O Director | Purchase 12-May-08 | 5,000 12-May-08 | ROBERTS JOHN A Officer | Purchase 24-Nov-08 | 11,200 24-Nov-08 | RUBINO ERIC N Officer | Purchase 27-May-08 | 5,000 27-May-08 | VERMEIL RICHARD A. Director | Purchase 6-May-08 | 52,500 6-May-08 | WILENSKY CRAIG A. Officer | Purchase 26-Nov-08 | 2,229,584 26-Nov-08 |
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