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 Dow Up0.41% Nasdaq Up0.70%

Institutional Financial Markets, Inc. (IFMI)

-NYSE MKT
2.16 Down 0.01(0.46%) 3:01PM EDT - Nasdaq Real Time Price
Insider RosterGet Insider Roster for:
Insider Holders*
Individual/EntityMost Recent Trans.Shares Owned as of Trans. Date
BEACH WALTER T
Director
Acquisition (Non Open Market)
Mar 4, 2013
124,962
Mar 4, 2013
BENNETT RODNEY E
Director
Acquisition (Non Open Market)
Mar 4, 2013
80,643
Mar 4, 2013
COHEN DANIEL G
Officer
Disposition (Non Open Market)
Dec 31, 2013
1,473,039
Dec 31, 2013
COSTELLO THOMAS
Director
Acquisition (Non Open Market)
Feb 12, 2014
104,787
Feb 12, 2014
DAWSON G STEVEN
Director
Acquisition (Non Open Market)
Feb 12, 2014
41,865
Feb 12, 2014
DIMAIO JACK
Director
Acquisition (Non Open Market)
Feb 12, 2014
997,219
Feb 12, 2014
DONOVAN JOSEPH M
Director
Acquisition (Non Open Market)
Feb 12, 2014
149,443
Feb 12, 2014
EBC 2013 FAMILY TRUST
Beneficial Owner (10% or more)
Ownership Statement
Sep 25, 2013
800,000
Sep 25, 2013
HARABURDA JACK
Director
Acquisition (Non Open Market)
Feb 12, 2014
104,587
Feb 12, 2014
LISTMAN DOUGLAS
Officer
Disposition (Non Open Market)
Oct 1, 2013
69,420
Oct 1, 2013
MEAD PARK CAPITAL PARTNERS LLC
Beneficial Owner (10% or more)
Ownership Statement
Sep 25, 2013
1,949,167
Sep 25, 2013
POOLER JOSEPH W. JR.
Officer
Disposition (Non Open Market)
Dec 31, 2013
156,710
Dec 31, 2013
RICCIARDI CHRISTOPHER
Director
Acquisition (Non Open Market)
Feb 12, 2014
1,868,677
Feb 12, 2014
RICCIARDI STEPHANIE
Beneficial Owner (10% or more)
Acquisition (Non Open Market)
Sep 25, 2013
494,322

Sep 25, 2013
SUBIN NEIL S
Director
Acquisition (Non Open Market)
Feb 12, 2014
165,492
Feb 12, 2014
ULLOM LANCE
Director
Acquisition (Non Open Market)
Mar 4, 2013
82,603
Mar 4, 2013
WOLCOTT CHARLES W
Director
Acquisition (Non Open Market)
Mar 4, 2013
84,893
Mar 4, 2013

View Transactions for Insiders & Institutional Holders

 
* Insider roster data is derived solely from the last 24 months of Form 3 & Form 4 SEC filings.