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    Liquid Holdings Group, Inc. (LIQD)

    -NasdaqGM
    0.84 Dec 17, 4:00PM EST
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    Insider RosterGet Insider Roster for:
    Insider Holders*
    Individual/EntityMost Recent Trans.Shares Owned as of Trans. Date
    BERNSTEIN JAY HOWARD
    Director
    Acquisition (Non Open Market)
    Jun 21, 2014
    2,388,178
    Jun 21, 2014
    DAVY DARREN
    Director
    Acquisition (Non Open Market)
    Jun 10, 2014
    294,135
    Jun 10, 2014
    FERDINAND BRIAN
    Officer
    Purchase
    Mar 3, 2014
    4,031,961

    Mar 3, 2014
    FRANCESCANI DAVID
    Director
    Acquisition (Non Open Market)
    Jun 9, 2014
    730,189
    Jun 9, 2014
    GUARINO ALAN C.
    Director
    Purchase
    Nov 3, 2014
    20,000
    Nov 3, 2014
    IBIETATORREMENDIA JOSE
    Officer
    Purchase
    May 15, 2014
    20,000

    May 15, 2014
    KENT PETER R
    Officer
    Ownership Statement
    Oct 27, 2014
    0
    Oct 27, 2014
    LT WORLD PARTNERS, LLC
    Other
    Ownership Statement
    Mar 3, 2014
    153,413
    Mar 3, 2014
    MSDC MANAGEMENT, L.P.
    Beneficial Owner (10% or more)
    Ownership Statement
    May 20, 2014
    6,000,000

    May 20, 2014
    O'BOYLE ROBERT
    Officer
    Automatic Sale
    Apr 4, 2014
    39,906
    Apr 4, 2014
    RAQUET WALTER F
    Director
    Acquisition (Non Open Market)
    Jun 12, 2014
    18,928
    Jun 12, 2014
    ROSS THOMAS ROGERSON
    Director
    Acquisition (Non Open Market)
    Jun 11, 2014
    117,646
    Jun 11, 2014
    SCHAEFFER RICHARD
    Beneficial Owner (10% or more)
    Sale
    Jan 29, 2014
    922,893

    Jan 29, 2014
    SHIFRIN KENNETH DAVID
    Officer
    Automatic Sale
    Sep 18, 2014
    50,712
    Sep 18, 2014
    SIMONE VICTOR R JR
    Director
    Acquisition (Non Open Market)
    Jun 9, 2014
    146,969
    Jun 9, 2014
    STORMS BRIAN M
    Officer
    Acquisition (Non Open Market)
    Jun 25, 2014
    2,147,413
    Jun 25, 2014
    SUSKIND DENNIS A
    Director
    Acquisition (Non Open Market)
    Jun 10, 2014
    75,732
    Jun 10, 2014
    VON ALLMEN DOUGLAS J
    Beneficial Owner (10% or more)
    Acquisition (Non Open Market)
    Jul 23, 2014
    12,986,455

    Jul 23, 2014
    ZAVARRO ALLAN
    Director
    Acquisition (Non Open Market)
    Jun 9, 2014
    38,186
    Jun 9, 2014

    View Transactions for Insiders & Institutional Holders

     
    * Insider roster data is derived solely from the last 24 months of Form 3 & Form 4 SEC filings.