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Friday, December 4, 2009, 8:19AM ET - U.S. Markets open in 1 hour and 11 minutes. Dow Down 0.83% Nasdaq  0.00%
Penson Worldwide Inc (PNSN)On Dec 3: 8.98   0.00 (0.00%)  
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HereInsider Roster
Financials

Insider RosterGet Insider Roster for:
INSIDER HOLDERS*
Individual/EntityMost Recent Trans.Shares Owned as of Trans. Date
DAN BERNARD W
Director
Ownership Statement
29-Apr-08
0
29-Apr-08
DYER JAMES S
Director
Option Exercise
29-Oct-09
6,583
29-Oct-09
ENGEL BRYCE
Officer
Ownership Statement
15-Jun-09
60,000
15-Jun-09
ENGEMOEN FAMILY PARTNERSHIP LTD
Beneficial Owner (10% or more)
Ownership Statement
11-Feb-08
2,572,855
11-Feb-08
ENGEMOEN INVESTMENTS LLC
Beneficial Owner (10% or more)
Ownership Statement
11-Feb-08
2,572,855

11-Feb-08
ENGEMOEN ROGER J JR
Officer
Acquisition (Non Open Market)
31-Dec-08
2,570,355
31-Dec-08
JOHNSON DAVID
Director
Option Exercise
29-Oct-09
12,833
29-Oct-09
JOHNSON THOMAS RICHARD
Director
Option Exercise
29-Oct-09
1,017,264
29-Oct-09
KELLY DAVID M
Director
Option Exercise
29-Oct-09
61,108
29-Oct-09
KOSLOW ANDREW B
Officer
Disposition (Non Open Market)
1-Oct-09
74,427
1-Oct-09
MCALEER KEVIN W
Officer
Disposition (Non Open Market)
1-Oct-09
43,020
1-Oct-09
PENDERGRAFT PHILIP A
Officer
Option Exercise
30-Oct-09
855,150
30-Oct-09
PRESBY MARK M
Officer
Disposition (Non Open Market)
1-Dec-09
4,795
1-Dec-09
RAPHAEL ERAN SIMON
Officer
Purchase
6-Nov-09
40,074
6-Nov-09
REED DAVID A
Director
Option Exercise
29-Oct-09
6,583
29-Oct-09
SMITH MARY AGNES
Officer
Disposition (Non Open Market)
16-Feb-09
4,573
16-Feb-09
SON DANIEL P
Officer
Acquisition (Non Open Market)
31-Dec-08
18,760
31-Dec-08
STEINHART RONALD G
Director
Purchase
8-Feb-08
6,500

8-Feb-08
YANCEY CHARLES WILLIAM
Officer
Disposition (Non Open Market)
31-Oct-09
66,966
31-Oct-09

View Transactions for Insiders & Institutional Holders

* Insider roster data is derived solely from the last 24 months of Form 3 & Form 4 SEC filings.

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