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    SWS Group, Inc. (SWS)

    -NYSE
    6.91 Down 0.01(0.14%) Dec 31 - Nasdaq Real Time Price
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    Insider RosterGet Insider Roster for:
    Insider Holders*
    Individual/EntityMost Recent Trans.Shares Owned as of Trans. Date
    BUCHHOLZ ROBERT A
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    350,683
    Nov 14, 2013
    COBB BRODIE L
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    41,467
    Nov 14, 2013
    CRANDALL J TAYLOR
    Director
    Disposition (Non Open Market)
    Nov 14, 2014
    0
    Nov 14, 2014
    EDGE JOSEPH MICHAEL II
    Officer
    Acquisition (Non Open Market)
    Aug 20, 2014
    12,372
    Aug 20, 2014
    FLANAGAN CHRISTIE S
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    19,925
    Nov 14, 2013
    FORD GERALD J
    Director
    Option Exercise
    Oct 2, 2014
    10,190,964
    Oct 2, 2014
    HILLTOP HOLDINGS INC.
    Beneficial Owner (10% or more)
    Option Exercise
    Oct 2, 2014
    10,171,039
    Oct 2, 2014
    HOLDGES STACY M
    Officer
    Acquisition (Non Open Market)
    Aug 21, 2013
    73,198
    Aug 21, 2013
    JOBE LARRY A
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    50,588
    Nov 14, 2013
    LELAND DANIEL
    Officer
    Disposition (Non Open Market)
    Aug 21, 2014
    100,910
    Aug 21, 2014
    LITTON RICHARD H
    Officer
    Acquisition (Non Open Market)
    Aug 20, 2014
    164,474
    Aug 20, 2014
    MILLER TYREE B
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    19,925
    Nov 14, 2013
    MOSES MICHAEL A
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    38,748
    Nov 14, 2013
    OAK HILL CAPITAL MANAGEMENT, LLC
    Beneficial Owner (10% or more)
    Ownership Statement
    Nov 21, 2013
    19,925
    Nov 21, 2013
    OHCP MGP III, LTD.
    Beneficial Owner (10% or more)
    Option Exercise
    Sep 26, 2014
    6,521,739

    Sep 26, 2014
    ROSS JAMES H
    Officer
    Disposition (Non Open Market)
    Aug 25, 2014
    290,995
    Aug 25, 2014
    THOMPSON W NORMAN
    Officer
    Disposition (Non Open Market)
    Aug 21, 2014
    45,900
    Aug 21, 2014
    TUBB ALLEN R
    Officer
    Disposition (Non Open Market)
    Aug 21, 2014
    47,721
    Aug 21, 2014
    WILLIAMS JOEL T. III
    Director
    Acquisition (Non Open Market)
    Nov 14, 2013
    27,588
    Nov 14, 2013

    View Transactions for Insiders & Institutional Holders

     
    * Insider roster data is derived solely from the last 24 months of Form 3 & Form 4 SEC filings.