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Saturday, November 28, 2009, 2:40AM ET - U.S. Markets Closed. Dow Down 1.48% Nasdaq Down 1.73%
Caterpillar Inc. (CAT)On Nov 27: 57.45  Down 1.59 (2.69%)  
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Insider TransactionsGet Insider Transactions for:
NET SHARE PURCHASE ACTIVITY
Insider Purchases - Last 6 Months
 SharesTrans
Purchases2,0001
Sales120,3007
Net Shares Purchased
(Sold)
(118,300)8
Total Insider Shares Held87.39M N/A
% Net Shares Purchased
(Sold)
(0.1%) N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased (Sold)(4,223,500)
% Change in Institutional Shares Held(1.1%)
Data provided by Thomson Financial

INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS
DateInsiderSharesTypeTransactionValue*
16-Nov-09GOODE DAVID R
Director
8,000DirectOption Exercise at $21.88 per share.$175,040
16-Nov-09GOODE DAVID R
Director
2,912DirectDisposition (Non Open Market) at $60.09 per share.$174,982
9-Nov-09RAPP EDWARD J
Officer
1,000DirectDisposition (Non Open Market) at $0 per share.N/A
6-Nov-09HALVERSON BRADLEY M
Officer
200IndirectDisposition (Non Open Market) at $0 per share.N/A
30-Oct-09SCHWAB SUSAN C
Director
231DirectAcquisition (Non Open Market) at $56.26 per share.$12,996
30-Oct-09POWELL CHARLES D
Director
57DirectAcquisition (Non Open Market) at $56.26 per share.$3,206
28-Oct-09LAVIN RICHARD P
Officer
14,000DirectOption Exercise at $27.14 per share.$379,960
28-Oct-09LAVIN RICHARD P
Officer
14,000DirectSale at $55.81 per share.$781,340
26-Oct-09HALVERSON BRADLEY M
Officer
1,000IndirectSale at $59 per share.$59,000
23-Oct-09RAPP EDWARD J
Officer
54,000DirectOption Exercise at $25.36 per share.$1,369,440
23-Oct-09RAPP EDWARD J
Officer
54,000DirectSale at $58.43 per share.$3,155,220
20-Oct-09HALVERSON BRADLEY M
Officer
5,202DirectOption Exercise at $19.20 per share.$99,878
20-Oct-09HALVERSON BRADLEY M
Officer
1,670DirectDisposition (Non Open Market) at $59.79 per share.$99,849
20-Oct-09VITTECOQ GERARD R
Officer
5,984DirectOption Exercise at $19.20 per share.$114,892
20-Oct-09VITTECOQ GERARD R
Officer
1,921DirectDisposition (Non Open Market) at $59.79 per share.$114,856
20-Oct-09BURRITT DAVID B
Officer
4,000DirectSale at $61.03 per share.$244,120
20-Oct-09RAPP EDWARD J
Officer
24,000DirectOption Exercise at $26.77 per share.$642,480
20-Oct-09RAPP EDWARD J
Officer
24,000DirectSale at $61.03 per share.$1,464,720
19-Oct-09HALVERSON BRADLEY M
Officer
3,300IndirectSale at $55 per share.$181,500
19-Oct-09VITTECOQ GERARD R
Officer
5,984DirectOption Exercise at $19.20 per share.$114,892
19-Oct-09VITTECOQ GERARD R
Officer
2,032DirectDisposition (Non Open Market) at $56.54 per share.$114,889
30-Sep-09SCHWAB SUSAN C
Director
253DirectAcquisition (Non Open Market) at $51.43 per share.$13,011
30-Sep-09POWELL CHARLES D
Director
61DirectAcquisition (Non Open Market) at $51.43 per share.$3,137
30-Sep-09OWENS JAMES W
Officer
10,017DirectDisposition (Non Open Market) at $0 per share.N/A
15-Sep-09LEVENICK STUART L
Officer
54,000DirectOption Exercise at $25.36 per share.$1,369,440
15-Sep-09LEVENICK STUART L
Officer
37,757DirectDisposition (Non Open Market) at $50.39 per share.$1,902,575
31-Aug-09SCHWAB SUSAN C
Director
286DirectAcquisition (Non Open Market) at $45.41 per share.$12,987
31-Aug-09POWELL CHARLES D
Director
70DirectAcquisition (Non Open Market) at $45.41 per share.$3,178
24-Aug-09WUNNING STEVEN H
Officer
48,000DirectOption Exercise at $26.77 per share.$1,284,960
24-Aug-09WUNNING STEVEN H
Officer
35,097DirectDisposition (Non Open Market) at $48.13 per share.$1,689,218
21-Aug-09OWENS JAMES W
Officer
37,247IndirectAcquisition (Non Open Market) at $0 per share.N/A
21-Aug-09OWENS JAMES W
Officer
37,247DirectDisposition (Non Open Market) at $0 per share.N/A
7-Aug-09OWENS JAMES W
Officer
108,000DirectOption Exercise at $19.20 per share.$2,073,600
7-Aug-09OWENS JAMES W
Officer
67,640DirectDisposition (Non Open Market) at $47.82 per share.$3,234,544
6-Aug-09LAVIN RICHARD P
Officer
20,000DirectOption Exercise at $27.14 per share.$542,800
6-Aug-09LAVIN RICHARD P
Officer
20,000DirectSale at $47.12 per share.$942,400
5-Aug-09VITTECOQ GERARD R
Officer
12,000DirectOption Exercise at $19.20 per share.$230,400
5-Aug-09VITTECOQ GERARD R
Officer
4,875DirectDisposition (Non Open Market) at $47.26 per share.$230,392
5-Aug-09FOSLER GAIL D
Director
4,000DirectOption Exercise at $26.03 per share.$104,120
4-Aug-09OBERHELMAN DOUGLAS R
Officer
2,601DirectOption Exercise at $19.20 per share.$49,939
4-Aug-09OBERHELMAN DOUGLAS R
Officer
1,069DirectDisposition (Non Open Market) at $46.68 per share.$49,900
4-Aug-09RAPP EDWARD J
Officer
5,202DirectOption Exercise at $19.20 per share.$99,878
4-Aug-09RAPP EDWARD J
Officer
2,139DirectDisposition (Non Open Market) at $46.68 per share.$99,848
4-Aug-09MAGOWAN PETER A
Director
32,000DirectOption Exercise at $21.88 - $29.43 per share.N/A
4-Aug-09MAGOWAN PETER A
Director
17,152DirectDisposition (Non Open Market) at $46.68 per share.$800,655
31-Jul-09SCHWAB SUSAN C
Director
297DirectAcquisition (Non Open Market) at $43.74 per share.$12,990
31-Jul-09LEVENICK STUART L
Officer
800DirectDisposition (Non Open Market) at $0 per share.N/A
31-Jul-09POWELL CHARLES D
Director
73DirectAcquisition (Non Open Market) at $43.74 per share.$3,193
30-Jul-09LEVENICK STUART L
Officer
1,700DirectDisposition (Non Open Market) at $0 per share.N/A
30-Jun-09POWELL CHARLES D
Director
94DirectAcquisition (Non Open Market) at $33.86 per share.$3,182
1-Jun-09SCHWAB SUSAN C
Director
N/ADirectStatement of OwnershipN/A
29-May-09POWELL CHARLES D
Director
90DirectAcquisition (Non Open Market) at $35.21 per share.$3,168
6-May-09OSBORN WILLIAM A
Director
2,000DirectPurchase at $39.86 per share.$79,720
4-May-09HALVERSON BRADLEY M
Officer
1,708DirectOption Exercise at $31.17 per share.$53,238
4-May-09HALVERSON BRADLEY M
Officer
1,391DirectDisposition (Non Open Market) at $38.26 per share.$53,219
1-May-09LAVIN RICHARD P
Officer
8,132DirectOption Exercise at $31.17 per share.$253,474
30-Apr-09POWELL CHARLES D
Director
90DirectAcquisition (Non Open Market) at $35.37 per share.$3,183
13-Apr-09GALLARDO JUAN
Director
8,000DirectOption Exercise at $28.78 per share.$230,240
13-Apr-09GALLARDO JUAN
Director
7,354DirectDisposition (Non Open Market) at $32.53 per share.$239,225
9-Apr-09DILLON JOHN T
Director
4,000DirectOption Exercise at $28.78 per share.$115,120
9-Apr-09GOODE DAVID R
Director
8,000DirectOption Exercise at $28.78 per share.$230,240
9-Apr-09GOODE DAVID R
Director
7,281DirectDisposition (Non Open Market) at $31.62 per share.$230,225
1-Apr-09OWENS JAMES W
Officer
4,037DirectDisposition (Non Open Market) at $0 per share.N/A
1-Apr-09LAVIN RICHARD P
Officer
196DirectDisposition (Non Open Market) at $28.50 per share.$5,586
1-Apr-09OBERHELMAN DOUGLAS R
Officer
789DirectDisposition (Non Open Market) at $28.50 per share.$22,486
1-Apr-09RAPP EDWARD J
Officer
262DirectDisposition (Non Open Market) at $28.50 per share.$7,467
1-Apr-09BUDA JAMES B
Officer
196DirectDisposition (Non Open Market) at $28.50 per share.$5,586
1-Apr-09OWENS JAMES W
Officer
4,037IndirectAcquisition (Non Open Market) at $0 per share.N/A
31-Mar-09POWELL CHARLES D
Director
52DirectAcquisition (Non Open Market) at $27.95 per share.$1,453
9-Mar-09WUNNING STEVEN H
Officer
400IndirectAcquisition (Non Open Market) at $0 per share.N/A
9-Mar-09WUNNING STEVEN H
Officer
600DirectDisposition (Non Open Market) at $0 per share.N/A
2-Mar-09LAVIN RICHARD P
Officer
99DirectDisposition (Non Open Market) at $23.09 per share.$2,285
2-Mar-09OBERHELMAN DOUGLAS R
Officer
396DirectDisposition (Non Open Market) at $23.09 per share.$9,143
2-Mar-09OWENS JAMES W
Officer
2,631DirectDisposition (Non Open Market) at $23.09 per share.$60,749
2-Mar-09LEVENICK STUART L
Officer
132DirectDisposition (Non Open Market) at $23.09 per share.$3,047
27-Feb-09POWELL CHARLES D
Director
60DirectAcquisition (Non Open Market) at $24.37 per share.$1,462
10-Feb-09MAGOWAN PETER A
Director
8,000DirectOption Exercise at $28.78 per share.$230,240
10-Feb-09MAGOWAN PETER A
Director
7,205DirectDisposition (Non Open Market) at $31.96 per share.$230,271
6-Feb-09COPELAND JANANNE A.
Officer
3,073DirectDisposition (Non Open Market) at $33.28 per share.$102,269
6-Feb-09DICKINSON DANIEL M
Director
3,037DirectPurchase at $33 per share.$100,221
5-Feb-09BLOUNT W FRANK
Director
8,000DirectOption Exercise at $28.78 per share.$230,240
5-Feb-09BLOUNT W FRANK
Director
8,000DirectSale at $32 per share.$256,000
4-Feb-09MAGOWAN PETER A
Director
3,500DirectPurchase at $30.96 per share.$108,360
3-Feb-09MAGOWAN PETER A
Director
3,500DirectPurchase at $30.12 per share.$105,420
2-Feb-09MAGOWAN PETER A
Director
2,500DirectPurchase at $30.22 per share.$75,550
30-Jan-09MAGOWAN PETER A
Director
3,000DirectPurchase at $30.95 per share.$92,850
30-Jan-09POWELL CHARLES D
Director
47DirectAcquisition (Non Open Market) at $30.90 per share.$1,452
29-Jan-09MAGOWAN PETER A
Director
2,500DirectPurchase at $32.38 per share.$80,950
31-Dec-08POWELL CHARLES D
Director
33DirectAcquisition (Non Open Market) at $44.43 per share.$1,466
24-Dec-08OWENS JAMES W
Officer
17,949IndirectAcquisition (Non Open Market) at $0 per share.N/A
24-Dec-08OWENS JAMES W
Officer
17,949DirectDisposition (Non Open Market) at $0 per share.N/A
23-Dec-08OWENS JAMES W
Officer
1,200IndirectDisposition (Non Open Market) at $0 per share.N/A
19-Dec-08OWENS JAMES W
Officer
2,700IndirectAcquisition (Non Open Market) at $0 per share.N/A
19-Dec-08OWENS JAMES W
Officer
2,700IndirectDisposition (Non Open Market) at $0 per share.N/A
15-Dec-08OBERHELMAN DOUGLAS R
Officer
448DirectDisposition (Non Open Market) at $0 per share.N/A
12-Dec-08OBERHELMAN DOUGLAS R
Officer
1,106DirectDisposition (Non Open Market) at $0 per share.N/A
10-Dec-08OBERHELMAN DOUGLAS R
Officer
42,000DirectOption Exercise at $31.17 per share.$1,309,140
10-Dec-08OWENS JAMES W
Officer
100,000DirectOption Exercise at $31.17 per share.$3,117,000
10-Dec-08OWENS JAMES W
Officer
82,051DirectDisposition (Non Open Market) at $43.93 per share.$3,604,500
10-Dec-08OBERHELMAN DOUGLAS R
Officer
34,248DirectDisposition (Non Open Market) at $43.93 per share.$1,504,514
8-Dec-08RAPP EDWARD J
Officer
3,208DirectOption Exercise at $31.17 per share.$99,993
8-Dec-08RAPP EDWARD J
Officer
2,361DirectDisposition (Non Open Market) at $42.35 per share.$99,988
4-Dec-08OBERHELMAN DOUGLAS R
Officer
2,193DirectDisposition (Non Open Market) at $0 per share.N/A
28-Nov-08POWELL CHARLES D
Director
37DirectAcquisition (Non Open Market) at $40.19 per share.$1,487
24-Nov-08LEVENICK STUART L
Officer
2,400DirectDisposition (Non Open Market) at $0 per share.N/A
7-Nov-08COPELAND JANANNE A.
Officer
2,000DirectSale at $38.45 per share.$76,900
3-Nov-08OBERHELMAN DOUGLAS R
Officer
20,000DirectSale at $38.71 per share.$774,200
3-Nov-08OBERHELMAN DOUGLAS R
Officer
390DirectDisposition (Non Open Market) at $0 per share.N/A
31-Oct-08POWELL CHARLES D
Director
38DirectAcquisition (Non Open Market) at $37.64 per share.$1,430
29-Oct-08BURRITT DAVID B
Officer
6,500IndirectAcquisition (Non Open Market) at $0 per share.N/A
29-Oct-08BURRITT DAVID B
Officer
6,500DirectDisposition (Non Open Market) at $0 per share.N/A
29-Oct-08OSBORN WILLIAM A
Director
8,000DirectOption Exercise at $29.43 per share.$235,440
30-Sep-08POWELL CHARLES D
Director
25DirectAcquisition (Non Open Market) at $59.65 per share.$1,491
19-Sep-08BUDA JAMES B
Officer
57,750DirectOption Exercise at $25.36 - $26.77 per share.$1,505,0002
19-Sep-08BUDA JAMES B
Officer
57,750DirectSale at $74.50 per share.$4,302,375
19-Sep-08COPELAND JANANNE A.
Officer
2,441DirectSale at $74.50 per share.$181,854
29-Aug-08POWELL CHARLES D
Director
20DirectAcquisition (Non Open Market) at $71.22 per share.$1,424
7-Aug-08COPELAND JANANNE A.
Officer
6,130DirectOption Exercise at $19.20 - $31.17 per share.N/A
7-Aug-08COPELAND JANANNE A.
Officer
1,849DirectDisposition (Non Open Market) at $69.63 per share.$128,745
7-Aug-08DILLON JOHN T
Director
4,000DirectOption Exercise at $28.78 per share.$115,120
7-Aug-08DILLON JOHN T
Director
4,000DirectSale at $69.60 per share.$278,400
31-Jul-08POWELL CHARLES D
Director
21DirectAcquisition (Non Open Market) at $70.40 per share.$1,478
30-Jul-08HALVERSON BRADLEY M
Officer
2,500IndirectSale at $71.34 per share.$178,350
30-Jul-08RAPP EDWARD J
Officer
11,798DirectOption Exercise at $19.20 per share.$226,521
30-Jul-08RAPP EDWARD J
Officer
11,798DirectSale at $72 per share.$849,456
30-Jun-08POWELL CHARLES D
Director
20DirectAcquisition (Non Open Market) at $73.41 per share.$1,468
3-Jun-08OBERHELMAN DOUGLAS R
Officer
150DirectDisposition (Non Open Market) at $0 per share.N/A
30-May-08POWELL CHARLES D
Director
18DirectAcquisition (Non Open Market) at $82.66 per share.$1,487
7-May-08HALVERSON BRADLEY M
Officer
200IndirectDisposition (Non Open Market) at $0 per share.N/A
6-May-08SMITH JOSHUA I
Director
7,000DirectOption Exercise at $28.78 - $29.43 per share.$204,0002
6-May-08SMITH JOSHUA I
Director
7,000DirectSale at $82.23 per share.$575,610
6-May-08OWENS JAMES W
Officer
4,038IndirectAcquisition (Non Open Market) at $0 per share.N/A
6-May-08OWENS JAMES W
Officer
4,038DirectDisposition (Non Open Market) at $0 per share.N/A
1-May-08BRAZIL JOHN R
Director
8,000DirectOption Exercise at $29.43 per share.$235,440
1-May-08BRAZIL JOHN R
Director
8,000DirectSale at $82.47 per share.$659,760
30-Apr-08POWELL CHARLES D
Director
17DirectAcquisition (Non Open Market) at $82.51 per share.$1,402
29-Apr-08LAVIN RICHARD P
Officer
6,708DirectOption Exercise at $31.17 per share.$209,088
29-Apr-08LAVIN RICHARD P
Officer
3,500DirectSale at $81.94 per share.$286,790
28-Apr-08OBERHELMAN DOUGLAS R
Officer
19,410DirectOption Exercise at $27.84 per share.$540,374
28-Apr-08OBERHELMAN DOUGLAS R
Officer
11,601DirectDisposition (Non Open Market) at $82.95 per share.$962,302
23-Apr-08WUNNING STEVEN H
Officer
5,202DirectOption Exercise at $19.20 per share.$99,878
23-Apr-08WUNNING STEVEN H
Officer
1,217DirectDisposition (Non Open Market) at $82.06 per share.$99,867
18-Apr-08WUNNING STEVEN H
Officer
2,798DirectOption Exercise at $19.20 per share.$53,721
18-Apr-08WUNNING STEVEN H
Officer
2,798DirectSale at $82 per share.$229,436
17-Apr-08WUNNING STEVEN H
Officer
40,000DirectOption Exercise at $19.20 per share.$768,000
17-Apr-08WUNNING STEVEN H
Officer
40,000DirectSale at $80 per share.$3,200,000
4-Apr-08MAGOWAN PETER A
Director
8,000DirectOption Exercise at $27.19 per share.$217,520
4-Apr-08MAGOWAN PETER A
Director
2,796DirectDisposition (Non Open Market) at $77.79 per share.$217,500
1-Apr-08BUDA JAMES B
Officer
264DirectDisposition (Non Open Market) at $79.40 per share.$20,961
1-Apr-08LAVIN RICHARD P
Officer
1,000DirectAcquisition (Non Open Market) at $79.40 per share.$79,400
1-Apr-08LAVIN RICHARD P
Officer
264DirectDisposition (Non Open Market) at $79.40 per share.$20,961
1-Apr-08OBERHELMAN DOUGLAS R
Officer
790DirectDisposition (Non Open Market) at $79.40 per share.$62,726
1-Apr-08RAPP EDWARD J
Officer
500DirectAcquisition (Non Open Market) at $79.40 per share.$39,700
1-Apr-08RAPP EDWARD J
Officer
264DirectDisposition (Non Open Market) at $79.40 per share.$20,961
31-Mar-08POWELL CHARLES D
Director
19DirectAcquisition (Non Open Market) at $77.81 per share.$1,478
14-Mar-08WUNNING STEVEN H
Officer
272DirectDisposition (Non Open Market) at $0 per share.N/A
13-Mar-08RAPP EDWARD J
Officer
3,590DirectOption Exercise at $27.84 per share.$99,945
13-Mar-08RAPP EDWARD J
Officer
1,338DirectDisposition (Non Open Market) at $74.69 per share.$99,935
3-Mar-08LAVIN RICHARD P
Officer
382DirectDisposition (Non Open Market) at $72.92 per share.$27,855
3-Mar-08OBERHELMAN DOUGLAS R
Officer
264DirectDisposition (Non Open Market) at $72.92 per share.$19,250
3-Mar-08OWENS JAMES W
Officer
2,631DirectDisposition (Non Open Market) at $72.92 per share.$191,852
29-Feb-08POWELL CHARLES D
Director
19DirectAcquisition (Non Open Market) at $73.15 per share.$1,389
22-Feb-08GOODE DAVID R
Director
8,000DirectOption Exercise at $27.19 per share.$217,520
22-Feb-08GOODE DAVID R
Director
3,078DirectDisposition (Non Open Market) at $70.66 per share.$217,491
14-Feb-08OBERHELMAN DOUGLAS R
Officer
425DirectDisposition (Non Open Market) at $0 per share.N/A
6-Feb-08GALLARDO JUAN
Director
8,000DirectOption Exercise at $27.19 per share.$217,520
31-Jan-08WUNNING STEVEN H
Officer
400IndirectAcquisition (Non Open Market) at $0 per share.N/A
31-Jan-08WUNNING STEVEN H
Officer
800DirectDisposition (Non Open Market) at $0 per share.N/A
31-Jan-08POWELL CHARLES D
Director
20DirectAcquisition (Non Open Market) at $69.57 per share.$1,391
31-Jan-08BLOUNT W FRANK
Director
8,000DirectOption Exercise at $27.19 per share.$217,520
31-Jan-08BLOUNT W FRANK
Director
3,126DirectDisposition (Non Open Market) at $69.57 per share.$217,475
31-Dec-07POWELL CHARLES D
Director
19DirectAcquisition (Non Open Market) at $73.06 per share.$1,388
24-Dec-07OBERHELMAN DOUGLAS R
Officer
2,230DirectDisposition (Non Open Market) at $0 per share.N/A
19-Dec-07OWENS JAMES W
Officer
2,400IndirectAcquisition (Non Open Market) at $0 per share.N/A
19-Dec-07OWENS JAMES W
Officer
2,600DirectDisposition (Non Open Market) at $0 per share.N/A
12-Dec-07OWENS JAMES W
Officer
812DirectDisposition (Non Open Market) at $0 per share.N/A
1-Dec-07COPELAND JANANNE A.
Officer
3,915DirectStatement of OwnershipN/A
1-Dec-07LAVIN RICHARD P
Officer
4IndirectStatement of OwnershipN/A
1-Dec-07LAVIN RICHARD P
Officer
34,133DirectStatement of OwnershipN/A
1-Dec-07RAPP EDWARD J
Officer
33,665DirectStatement of OwnershipN/A
30-Nov-07POWELL CHARLES D
Director
20DirectAcquisition (Non Open Market) at $72.32 per share.$1,446
29-Nov-07OBERHELMAN DOUGLAS R
Officer
22,590DirectOption Exercise at $27.84 - $27.84 per share.$629,0002
29-Nov-07OBERHELMAN DOUGLAS R
Officer
13,369DirectDisposition (Non Open Market) at $71.55 per share.$956,551
28-Nov-07FOSLER GAIL D
Director
4,000DirectOption Exercise at $26.03 - $26.03 per share.$104,0002
28-Nov-07FOSLER GAIL D
Director
1,485DirectDisposition (Non Open Market) at $70.09 per share.$104,083
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1 = Potential proceeds estimated by the filer.
2 = Estimated based on the average of multiple prices reported.
3 = Multiple dates reported. Most recent date shown.
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