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    Capital Southwest Corporation (CSWC)

    -NasdaqGS
    47.87 Up 0.07(0.15%) 4:00PM EDT
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    Insider TransactionsGet Insider Transactions for:
    Net Share Purchase Activity
    Insider Purchases - Last 6 Months
     SharesTrans
    Purchases9,5023
    Sales2,0001
    Net Shares Purchased
    (Sold)
    7,5024
    Total Insider Shares Held5.4MN/A
    % Net Shares Purchased
    (Sold)
    0.1%N/A
    Net Institutional Purchases - Prior Qtr to Latest Qtr
     Shares
    Net Shares Purchased
    (Sold)
    (264,711)
    % Change in Institutional Shares Held(6.04%)
    Data provided by Thomson Financial


    Insider Transactions Reported - Last Two Years
    DateInsiderSharesTypeTransactionValue*
    May 6, 2015MORGAN THOMAS DUANEDirector275DirectPurchase at $47.80 per share.13,145
    Mar 20, 2015ASHBAUGH WILLIAM MOfficer3,700DirectOption Exercise at $23.37 - $29.68 per share.N/A
    Mar 20, 2015ASHBAUGH WILLIAM MOfficer3,700DirectSale at $48.34 per share.178,858
    Mar 19, 2015ASHBAUGH WILLIAM MOfficer18,300DirectSale at $48.19 - $48.66 per share.886,0002
    Mar 19, 2015ASHBAUGH WILLIAM MOfficer18,300DirectOption Exercise at $29.68 per share.543,144
    Mar 2, 2015LIGON SAMUEL BDirector220DirectPurchase at $48.98 per share.10,775
    Jan 27, 2015LIGON SAMUEL BDirector300DirectPurchase at $42.75 per share.12,825
    Jan 27, 2015THOMAS WILLIAM R IIIDirector120,000IndirectSale at $43.04 per share.5,164,800
    Jan 21, 2015KELLEY DOUGLAS M.Officer7,000DirectStatement of OwnershipN/A
    Jan 6, 2015MUDD CHRISTOPHER JOfficerN/ADirectStatement of OwnershipN/A
    Dec 16, 2014THOMAS WILLIAM R IIIDirector6,414DirectDisposition (Non Open Market) at $0 per share.N/A
    Dec 16, 2014WILSON JOHN HDirector650DirectPurchase at $39.50 per share.25,675
    Dec 15, 2014MORGAN THOMAS DUANEDirector1,250IndirectPurchase at $39.71 per share.49,637
    Dec 8, 2014ARMES JOSEPH BOfficer2,500IndirectPurchase at $38.78 per share.96,950
    Dec 5, 2014LIGON SAMUEL BDirector380DirectPurchase at $39 per share.14,820
    Sep 18, 2014SCHWERTNER RAY D.Officer3,200DirectOption Exercise at $23.95 per share.76,640
    Aug 28, 2014TACKE KELLYOfficer43,000DirectAcquisition (Non Open Market) at $0 per share.N/A
    Aug 28, 2014ARMES JOSEPH BOfficer42,000DirectAcquisition (Non Open Market) at $0 per share.N/A
    Aug 28, 2014DIEHL BOWEN SOfficer42,000DirectAcquisition (Non Open Market) at $0 per share.N/A
    Aug 6, 2014SCHWERTNER RAY D.Officer1,000DirectOption Exercise at $23.95 per share.23,950
    Jul 21, 2014FURST JACK DDirectorN/ADirectStatement of OwnershipN/A
    Jun 23, 2014SCHWERTNER RAY D.Officer2,000DirectSale at $35.31 per share.70,620
    Jun 23, 2014GOLDEN MATTHEW BAILEYOfficer1,500IndirectPurchase at $35.36 per share.53,040
    Jun 5, 2014ARMES JOSEPH BOfficer1,200IndirectPurchase at $35 - $35.49 per share.42,0002
    Jun 4, 2014ARMES JOSEPH BOfficer1,802IndirectPurchase at $35.25 per share.63,520
    May 20, 2014DIEHL BOWEN SOfficer5,000DirectPurchase at $35.09 per share.175,450
    Mar 24, 2014DIEHL BOWEN SOfficer1,427DirectPurchase at $35.41 per share.50,530
    Mar 21, 2014DIEHL BOWEN SOfficer1,473DirectPurchase at $35.06 per share.51,643
    Mar 19, 2014DIEHL BOWEN SOfficer1,100DirectPurchase at $34.80 - $34.9 per share.38,0002
    Mar 17, 2014DIEHL BOWEN SOfficer6,000DirectStatement of OwnershipN/A
    Mar 14, 2014SCHWERTNER RAY D.Officer2,000DirectOption Exercise at $23.95 per share.47,900
    Mar 3, 2014NEBLETT GLENN M.Officer14,388DirectOption Exercise at $22.05 per share.317,255
    Feb 19, 2014MARTIN GARY LDirector39,000DirectOption Exercise at $19.19 - $23.95 per share.N/A
    Feb 18, 2014MARTIN GARY LDirector23,519DirectOption Exercise at $32.37 per share.761,310
    Feb 18, 2014MARTIN GARY LDirector23,519DirectSale at $34.20 per share.804,349
    Feb 14, 2014MARTIN GARY LDirector1,149DirectSale at $33.86 per share.38,905
    Feb 14, 2014MARTIN GARY LDirector1,149DirectOption Exercise at $32.37 per share.37,193
    Feb 13, 2014MARTIN GARY LDirector3,610DirectOption Exercise at $32.37 per share.116,855
    Feb 13, 2014MARTIN GARY LDirector3,610DirectSale at $33.89 per share.122,342
    Feb 12, 2014MARTIN GARY LDirector34,942DirectSale at $33.76 per share.1,179,641
    Feb 12, 2014MARTIN GARY LDirector34,942DirectOption Exercise at $32.37 per share.1,131,072
    Feb 11, 2014THOMAS WILLIAM R IIIDirector1,470DirectDisposition (Non Open Market) at $0 per share.N/A
    Feb 11, 2014MARTIN GARY LDirector5,106DirectSale at $33.90 - $34 per share.173,0002
    Feb 11, 2014MARTIN GARY LDirector5,106DirectOption Exercise at $32.37 per share.165,281
    Feb 6, 2014MARTIN GARY LDirector1,174DirectSale at $34.02 per share.39,939
    Feb 6, 2014MARTIN GARY LDirector1,174DirectOption Exercise at $32.37 per share.38,002
    Feb 5, 2014MARTIN GARY LDirector500DirectSale at $34.04 per share.17,020
    Feb 5, 2014MARTIN GARY LDirector500DirectOption Exercise at $32.37 per share.16,184
    Feb 3, 2014ARMES JOSEPH BOfficer3,000IndirectPurchase at $34.37 per share.103,110
    Jan 31, 2014BROOKS DAVID RDirector1,500DirectPurchase at $35.11 per share.52,665
    Jan 20, 2014BROOKS DAVID RDirectorN/ADirectStatement of OwnershipN/A
    Jan 20, 2014THOMAS WILLIAM R IIIDirector31,413DirectStatement of OwnershipN/A
    Jan 20, 2014THOMAS WILLIAM R IIIDirector703,939IndirectStatement of OwnershipN/A
    Jan 20, 2014TACKE KELLYOfficer4,000DirectAcquisition (Non Open Market) at $0 per share.N/A
    Dec 19, 2013SCHWERTNER RAY D.Officer1,000DirectPurchase at $95.79 per share.95,790
    Dec 19, 2013SCHWERTNER RAY D.Officer2,060DirectSale at $34.75 - $34.84 per share.72,0002
    Nov 18, 2013TACKE KELLYOfficerN/ADirectStatement of OwnershipN/A
    Jul 15, 2013ARMES JOSEPH BOfficer8,750DirectAcquisition (Non Open Market) at $148.08 per share.1,295,700
    Jun 20, 2013SCHWERTNER RAY D.Officer400DirectOption Exercise at $95.79 per share.38,316
    Jun 17, 2013ARMES JOSEPH BOfficerN/ADirectStatement of OwnershipN/A
    Jun 12, 2013ASHBAUGH WILLIAM MOfficer384DirectOption Exercise at $93.49 per share.35,900
    Jun 12, 2013ASHBAUGH WILLIAM MOfficer384DirectSale at $139.65 per share.53,625
    Jun 11, 2013ASHBAUGH WILLIAM MOfficer1,094DirectOption Exercise at $93.49 per share.102,278
    Jun 11, 2013ASHBAUGH WILLIAM MOfficer1,094DirectSale at $138.47 per share.151,486
    Jun 10, 2013ASHBAUGH WILLIAM MOfficer1,222DirectSale at $138.24 - $139.2 per share.170,0002
    Jun 10, 2013ASHBAUGH WILLIAM MOfficer1,222DirectOption Exercise at $93.49 per share.114,244
    Jun 7, 2013ASHBAUGH WILLIAM MOfficer400DirectOption Exercise at $93.49 per share.37,396
    Jun 7, 2013ASHBAUGH WILLIAM MOfficer400DirectSale at $140.23 per share.56,092
    Jun 6, 2013ASHBAUGH WILLIAM MOfficer1,400DirectSale at $140.93 per share.197,301
    Jun 6, 2013ASHBAUGH WILLIAM MOfficer1,400DirectOption Exercise at $93.49 per share.130,886
    Jun 6, 2013SCHWERTNER RAY D.Officer125DirectSale at $142.50 per share.17,812
    Jun 4, 2013SCHWERTNER RAY D.Officer75DirectSale at $142.50 per share.10,687
    May 20, 2013SCHWERTNER RAY D.Officer200DirectSale at $137.10 per share.27,420
    May 7, 2013SCHWERTNER RAY D.Officer259DirectSale at $123.94 per share.32,100
    Data provided by EDGAR Online
    * = Where indicated, some values are estimates.
    1= Potential proceeds estimated by the filer.
    2= Estimated based on the average of multiple prices reported.
    3= Multiple dates reported. Most recent date shown.

    Currency in USD.



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