Yahoo! FinanceFinance Home - My Yahoo - Yahoo! - Help 

Saturday, November 28, 2009, 7:40PM ET - U.S. Markets Closed. Dow Down 1.48% Nasdaq Down 1.73%
Highbury Financial Inc. (HBRF.OB)On Nov 27: 3.75  Down 0.01 (0.27%)  
MORE ON HBRF.OB
Quotes
Charts
News & Info
Company
Analyst Coverage
Ownership
HereInsider Transactions
Financials

Insider TransactionsGet Insider Transactions for:
NET SHARE PURCHASE ACTIVITY
Insider Purchases - Last 6 Months
 SharesTrans
Purchases374,31414
Sales150,0001
Net Shares Purchased
(Sold)
224,31415
Total Insider Shares Held9.94M N/A
% Net Shares Purchased
(Sold)
2.3% N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A
Data provided by Thomson Financial

INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS
DateInsiderSharesTypeTransactionValue*
5-Oct-09FORTH R BRADLEY
Officer
16,666DirectOption Exercise at $5 per share.$83,330
5-Oct-09FOOTE RICHARD S
Officer
100,000DirectOption Exercise at $5 per share.$500,000
5-Oct-09CAMERON R BRUCE
Officer
300,000IndirectOption Exercise at $5 per share.$1,500,000
5-Oct-09CAMERON R BRUCE
Officer
33,334DirectOption Exercise at $5 per share.$166,670
5-Oct-09CAMERON R BRUCE
Officer
150,000IndirectSale at $5.15 per share.$772,500
2-Oct-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
526,583DirectOption Exercise at $5 per share.$2,632,915
1-Oct-09SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
600,000IndirectOption Exercise at $5 per share.$3,000,000
10-Aug-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
16,430DirectPurchase at $4.70 per share.$77,221
10-Aug-09WEIL JOHN D
Director
1,368,000IndirectStatement of OwnershipN/A
5-Aug-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
235,361DirectPurchase at $4.90 per share.$1,153,268
4-Aug-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
1,050DirectPurchase at $4.35 - $5 per share.$4,9082
3-Aug-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
3,600DirectPurchase at $4.30 per share.$15,480
14-Jul-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
8,060DirectPurchase at $4 - $4.05 per share.$32,0002
13-Jul-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
8,280DirectPurchase at $4 per share.$33,120
10-Jul-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
5,180DirectPurchase at $4 per share.$20,720
9-Jul-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
5,480DirectPurchase at $4 per share.$21,920
8-Jul-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
11,350DirectPurchase at $4 per share.$45,400
6-Jul-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
1,000DirectPurchase at $4 per share.$4,000
30-Jun-09TALON ASSET MANAGEMENT, LLC
Beneficial Owner (10% or more)
3,000IndirectPurchase at $4.20 per share.$12,600
30-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
8,800DirectPurchase at $4 - $4.1 per share.$36,0002
26-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
9,350DirectPurchase at $4 - $4.09 per share.$38,0002
25-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
2,900DirectPurchase at $4 - $4.1 per share.$12,0002
22-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
5,000DirectPurchase at $4 per share.$20,000
19-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
5,500DirectPurchase at $4 per share.$22,000
17-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
14,625DirectPurchase at $3.80 - $4 per share.$57,0002
8-Jun-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
13,461DirectPurchase at $3.75 - $3.82 per share.$51,0002
19-May-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
1,262DirectPurchase at $3.30 per share.$4,164
5-May-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
174,500DirectPurchase at $2.90 per share.$506,050
4-May-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
200,000DirectPurchase at $2.70 per share.$540,000
1-May-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
106,125DirectPurchase at $2.70 per share.$286,537
30-Apr-09PEERLESS SYSTEMS CORP
Beneficial Owner (10% or more)
616,800DirectStatement of OwnershipN/A
24-Mar-09AMMIDON HOYT JR
Director
2,000DirectPurchase at $2.22 - $2.24 per share.$4,4602
8-Sep-08SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
2,000IndirectPurchase at $3.49 per share.$6,980
16-Jul-08SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
248,910IndirectSale at $2.75 per share.$684,502
16-Jul-08SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
248,910IndirectPurchase at $2.75 per share.$684,502
14-Jul-08SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
51,090IndirectSale at $2.60 per share.$132,834
14-Jul-08SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
51,090IndirectPurchase at $2.60 per share.$132,834
31-May-08TALON ASSET MANAGEMENT, LLC
Beneficial Owner (10% or more)
955,412IndirectStatement of OwnershipN/A
1-May-08WOODBOURNE PARTNERS L P
Beneficial Owner (10% or more)
176,000DirectPurchase at $2.80 per share.$492,799
1-May-08POTOMAC CAPITAL MANAGEMENT LLC
Beneficial Owner (10% or more)
527,000IndirectSale at $2.80 per share.$1,475,600
18-Mar-08SECOND CURVE CAPITAL LLC
Beneficial Owner (10% or more)
400,000IndirectStatement of OwnershipN/A
31-Jan-08POTOMAC CAPITAL MANAGEMENT LLC
Beneficial Owner (10% or more)
300,372DirectSale at $4.33 per share.$1,300,610
20-Dec-07CONTEXT CAPITAL MANAGEMENT, LLC
Beneficial Owner (10% or more)
1,000IndirectSale at $4.25 per share.$4,250
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1 = Potential proceeds estimated by the filer.
2 = Estimated based on the average of multiple prices reported.
3 = Multiple dates reported. Most recent date shown.
All Major Holders - Insider Roster

Add to My Portfolio Add to Portfolio    Set Alert Set Alert    Email to a Friend Email to a Friend
Get Insider Transactions for Another Symbol: Symbol Lookup
Today's SEC FilingsMergers & Acquisitions