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    Liquid Holdings Group, Inc. (LIQD)

    -NasdaqGM
    0.40 Down 0.34(46.09%) Dec 24, 1:00PM EST
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    Insider TransactionsGet Insider Transactions for:
    Net Share Purchase Activity
    Insider Purchases - Last 6 Months
     SharesTrans
    Purchases9,070,3007
    Sales33,7402
    Net Shares Purchased
    (Sold)
    9,036,5609
    Total Insider Shares Held38.94MN/A
    % Net Shares Purchased
    (Sold)
    30.2%N/A
    Net Institutional Purchases - Prior Qtr to Latest Qtr
     Shares
    Net Shares Purchased
    (Sold)
    6,227,000
    % Change in Institutional Shares Held48.64%
    Data provided by Thomson Financial


    Insider Transactions Reported - Last Two Years
    DateInsiderSharesTypeTransactionValue*
    Nov 3, 2014GUARINO ALAN C.Director20,000DirectPurchase at $0.78 per share.15,599
    Oct 29, 2014GUARINO ALAN C.DirectorN/ADirectStatement of OwnershipN/A
    Oct 27, 2014KENT PETER ROfficerN/ADirectStatement of OwnershipN/A
    Sep 18, 2014SHIFRIN KENNETH DAVIDOfficer13,480DirectAutomatic Sale at $1.43 per share.19,276
    Aug 20, 2014SHIFRIN KENNETH DAVIDOfficer20,260DirectAutomatic Sale at $1.35 per share.27,351
    Jul 23, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)55,000IndirectAcquisition (Non Open Market) at $1.82 per share.100,100
    Jun 25, 2014STORMS BRIAN MOfficer779,211DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 25, 2014STORMS BRIAN MOfficer253,343DirectDisposition (Non Open Market) at $0 per share.N/A
    Jun 21, 2014BERNSTEIN JAY HOWARDDirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 12, 2014RAQUET WALTER FDirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 11, 2014ROSS THOMAS ROGERSONDirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 10, 2014DAVY DARRENDirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 10, 2014SUSKIND DENNIS ADirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 9, 2014ZAVARRO ALLANDirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 9, 2014FRANCESCANI DAVIDDirector3,327DirectAcquisition (Non Open Market) at $0 per share.N/A
    Jun 9, 2014SIMONE VICTOR R JRDirector6,357DirectAcquisition (Non Open Market) at $0 per share.N/A
    May 20, 2014SIMONE VICTOR R JRDirector25,000DirectPurchase at $1.58 per share.39,500
    May 20, 2014MSDC MANAGEMENT, L.P.Beneficial Owner (10% or more)6,000,000IndirectStatement of OwnershipN/A
    May 20, 2014BERNSTEIN JAY HOWARDDirector25,000IndirectPurchase at $1.35 per share.33,750
    May 19, 2014BERNSTEIN JAY HOWARDDirector50,000IndirectPurchase at $1.28 per share.64,000
    May 16, 2014BERNSTEIN JAY HOWARDDirector50,300IndirectPurchase at $1.26 per share.63,378
    May 16, 2014STORMS BRIAN MOfficer100,000DirectPurchase at $1.26 per share.126,000
    May 15, 2014BERNSTEIN JAY HOWARDDirector1,800,000DirectPurchase at $1.25 per share.2,250,000
    May 15, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)6,400,000IndirectPurchase at $1.25 per share.8,000,000
    May 15, 2014FRANCESCANI DAVIDDirector600,000DirectPurchase at $1.25 per share.750,000
    May 15, 2014IBIETATORREMENDIA JOSEOfficer20,000IndirectPurchase at $1.26 per share.25,200
    Apr 29, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)516,147IndirectAcquisition (Non Open Market) at $4.26 per share.2,198,786
    Apr 4, 2014O'BOYLE ROBERTOfficer5,660DirectAutomatic Sale at $3.93 per share.22,243
    Mar 6, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)11,300IndirectPurchase at $5.27 - $5.3 per share.60,0002
    Mar 4, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)500IndirectPurchase at $5.33 per share.2,665
    Mar 3, 2014FERDINAND BRIANOfficer153,413IndirectPurchase at $5.18 per share.794,679
    Mar 3, 2014LT WORLD PARTNERS, LLCOther153,413DirectStatement of OwnershipN/A
    Feb 28, 2014FERDINAND BRIANOfficer384,669IndirectDisposition (Non Open Market) at $4.80 per share.1,846,411
    Feb 28, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)732,292IndirectAcquisition (Non Open Market) at $4.80 per share.3,515,001
    Feb 28, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)89,966IndirectPurchase at $4.69 - $5 per share.436,0002
    Feb 27, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)43,921IndirectPurchase at $4.65 - $4.75 per share.206,0002
    Jan 29, 2014SCHAEFFER RICHARDBeneficial Owner (10% or more)361,880IndirectSale at $5.50 per share.1,990,340
    Jan 29, 2014SIMONE VICTOR R JRDirector40,000IndirectPurchase at $5.50 per share.220,000
    Jan 29, 2014SUSKIND DENNIS ADirector7,094DirectPurchase at $5.50 per share.39,017
    Jan 29, 2014VON ALLMEN DOUGLAS JBeneficial Owner (10% or more)559,891IndirectPurchase at $5.50 per share.3,079,400
    Jan 29, 2014FRANCESCANI DAVIDDirector75,000DirectPurchase at $5.50 per share.412,500
    Data provided by EDGAR Online
    * = Where indicated, some values are estimates.
    1= Potential proceeds estimated by the filer.
    2= Estimated based on the average of multiple prices reported.
    3= Multiple dates reported. Most recent date shown.

    Currency in USD.



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