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Tuesday, December 1, 2009, 10:38PM ET - U.S. Markets Closed. Dow Up 1.23% Nasdaq Up 1.46%
NewStar Financial, Inc. (NEWS)At 4:00PM ET: 3.38  Up 0.08 (2.42%)  
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Insider TransactionsGet Insider Transactions for:
NET SHARE PURCHASE ACTIVITY
Insider Purchases - Last 6 Months
 SharesTrans
Purchases32,1841
Sales1,129,0001
Net Shares Purchased
(Sold)
(1,096,816)2
Total Insider Shares Held5.12M N/A
% Net Shares Purchased
(Sold)
(17.6%) N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased (Sold)(4,663,960)
% Change in Institutional Shares Held(15.3%)
Data provided by Thomson Financial

INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS
DateInsiderSharesTypeTransactionValue*
11-Aug-09CAPITAL Z PARTNERS III GP, LTD.
Other
5,000IndirectAcquisition (Non Open Market) at $0 per share.N/A
11-Aug-09COOPER BRADLEY E
Director
5,000DirectDisposition (Non Open Market) at $0 per share.N/A
11-Aug-09COOPER BRADLEY E
Director
5,000IndirectAcquisition (Non Open Market) at $0 per share.N/A
1-Jun-09OZ MANAGEMENT LP
Beneficial Owner (10% or more)
1,129,000IndirectSale at $2.72 - $3.06 per share.$3,263,0002
13-May-09BRALVER CHARLES N
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
13-May-09FALLON BRIAN
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
13-May-09BROOKER T KIMBALL JR
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
13-May-09THORNBURGH RICHARD E
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
13-May-09NOONAN FRANK R
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
13-May-09OHARA MAUREEN
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
13-May-09COOPER BRADLEY E
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
11-May-09BRALVER CHARLES N
Director
10,000DirectPurchase at $2.85 per share.$28,500
8-May-09BRALVER CHARLES N
Director
22,184DirectPurchase at $2.44 per share.$54,128
2-Apr-09OZ MANAGEMENT LP
Beneficial Owner (10% or more)
320,438IndirectSale at $2.65 - $2.8 per share.$873,0002
10-Mar-09BRALVER CHARLES N
Director
50,000DirectPurchase at $1.06 per share.$53,000
9-Mar-09OHARA MAUREEN
Director
2,000DirectPurchase at $0.90 - $0.98 per share.$1,8802
20-Feb-09CLEMMENS ROBERT T
Officer
51,829DirectAcquisition (Non Open Market) at $0 per share.N/A
20-Feb-09SCHMIDT-FELLNER PETER A
Officer
57,927DirectAcquisition (Non Open Market) at $0 per share.N/A
20-Feb-09DOBIES DAVID R
Officer
48,780DirectAcquisition (Non Open Market) at $0 per share.N/A
20-Feb-09CONWAY TIMOTHY J
Officer
70,122DirectAcquisition (Non Open Market) at $0 per share.N/A
20-Feb-09BRAY JOHN KIRBY
Officer
51,829DirectAcquisition (Non Open Market) at $0 per share.N/A
5-Feb-09BRALVER CHARLES N
Director
1,250DirectAcquisition (Non Open Market) at $0 per share.N/A
4-Feb-09FALLON BRIAN
Director
2,500DirectAcquisition (Non Open Market) at $0 per share.N/A
17-Dec-08FALLON BRIAN
Director
10,000DirectPurchase at $2.97 - $2.98 per share.$30,0002
17-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
10,020IndirectSale at $2.68 per share.$26,853
16-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
36,385IndirectSale at $2.74 - $3 per share.$104,0002
15-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
3,455IndirectSale at $2.90 - $2.92 per share.$10,0002
13-Dec-08CLEMMENS ROBERT T
Officer
4,300DirectDisposition (Non Open Market) at $2.99 per share.$12,857
13-Dec-08SCHMIDT-FELLNER PETER A
Officer
12,322DirectDisposition (Non Open Market) at $2.99 per share.$36,842
13-Dec-08DOBIES DAVID R
Officer
4,341DirectDisposition (Non Open Market) at $2.99 per share.$12,979
13-Dec-08CONWAY TIMOTHY J
Officer
22,495DirectDisposition (Non Open Market) at $2.99 per share.$67,260
13-Dec-08BRAY JOHN KIRBY
Officer
4,341DirectDisposition (Non Open Market) at $2.99 per share.$12,979
12-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
56,192IndirectSale at $2.96 - $3.03 per share.$168,0002
9-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
31,059IndirectSale at $4.06 - $4.16 per share.$128,0002
8-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
44,657IndirectSale at $4.11 - $4.2 per share.$186,0002
4-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
100IndirectSale at $3.95 per share.$395
3-Dec-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
300IndirectSale at $3.95 per share.$1,185
5-Nov-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
28,452IndirectSale at $4.72 - $4.89 per share.$137,0002
4-Nov-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
65,347IndirectSale at $5.01 - $5.02 per share.$328,0002
3-Nov-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
71,862IndirectSale at $5.07 - $5.3 per share.$373,0002
31-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
55,571IndirectSale at $5.28 per share.$293,414
30-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
64,956IndirectSale at $5.02 - $5.15 per share.$330,0002
29-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
16,611IndirectSale at $5.64 per share.$93,686
23-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
2,100IndirectSale at $6.02 per share.$12,642
22-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
112,145IndirectSale at $6.26 - $6.65 per share.$724,0002
21-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
60,000IndirectSale at $6.24 per share.$374,400
20-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
58,500IndirectSale at $5.68 per share.$332,280
15-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
12,864IndirectSale at $5.53 per share.$71,137
13-Oct-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
277,393IndirectSale at $6.29 - $8 per share.N/A
11-Jun-08CAPITAL Z PARTNERS III GP, LTD.
Other
5,000IndirectAcquisition (Non Open Market) N/A
11-Jun-08COOPER BRADLEY E
Director
5,000DirectDisposition (Non Open Market) N/A
11-Jun-08COOPER BRADLEY E
Director
5,000IndirectAcquisition (Non Open Market) N/A
14-May-08CLEMMENS ROBERT T
Officer
168,043DirectStatement of OwnershipN/A
14-May-08GORMLEY MARK K
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
14-May-08BROOKER T KIMBALL JR
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
14-May-08THORNBURGH RICHARD E
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
14-May-08NOONAN FRANK R
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
14-May-08OHARA MAUREEN
Director
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
14-May-08COOPER BRADLEY E
Officer
5,000DirectAcquisition (Non Open Market) at $0 per share.N/A
3-Mar-08CONWAY TIMOTHY J
Officer
5,000DirectPurchase at $5.51 - $5.62 per share.$28,0002
29-Feb-08OHARA MAUREEN
Director
1,000DirectPurchase at $6.13 - $6.29 per share.$6,2102
27-Feb-08SCHMIDT-FELLNER PETER A
Officer
31,445DirectAcquisition (Non Open Market) at $6.51 per share.$204,706
25-Feb-08DOBIES DAVID R
Officer
2,000DirectPurchase at $6.78 - $6.8 per share.$14,0002
25-Feb-08DOBIES DAVID R
Officer
18,000DirectPurchase at $6.21 - $6.75 per share.$117,0002
25-Feb-08CONWAY TIMOTHY J
Officer
5,000DirectPurchase at $6.50 per share.$32,500
25-Feb-08BRAY JOHN KIRBY
Officer
3,770DirectPurchase at $6.54 per share.$24,655
18-Jan-08COOPER BRADLEY E
Director
1,680,614IndirectAcquisition (Non Open Market) at $10 per share.$16,806,140
18-Jan-08OZ MANAGEMENT LP
Beneficial Owner (10% or more)
420,154IndirectPurchase at $10 per share.$4,201,540
18-Jan-08CAPITAL Z PARTNERS III GP, LTD.
Other
1,680,614IndirectAcquisition (Non Open Market) at $10 per share.$16,806,140
18-Jan-08CORSAIR CAPITAL LLC
Beneficial Owner (10% or more)
1,680,614IndirectPurchase at $10 per share.$16,806,140
13-Dec-07SHOYER TIMOTHY C
Officer
4,341DirectDisposition (Non Open Market) at $8.33 per share.$36,160
13-Dec-07SCHMIDT-FELLNER PETER A
Officer
15,667DirectDisposition (Non Open Market) at $8.33 per share.$130,506
13-Dec-07DOBIES DAVID R
Officer
5,708DirectDisposition (Non Open Market) at $8.33 per share.$47,547
13-Dec-07CONWAY TIMOTHY J
Officer
22,495DirectDisposition (Non Open Market) at $8.33 per share.$187,383
13-Dec-07BRAY JOHN KIRBY
Officer
4,341DirectDisposition (Non Open Market) at $8.33 per share.$36,160
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1 = Potential proceeds estimated by the filer.
2 = Estimated based on the average of multiple prices reported.
3 = Multiple dates reported. Most recent date shown.
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