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Penson Worldwide Inc (PNSN)

On Dec 8: 9.11   0.00 (0.00%)

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Insider Transactions Get Insider Transactions for:
NET SHARE PURCHASE ACTIVITY Insider Purchases - Last 6 Months   Shares Trans Purchases 5,000 1 Sales 100,000 3 Net Shares Purchased (Sold) (95,000) 4 Total Insider Shares Held 7.50M N/A % Net Shares Purchased (Sold) (1.3%) N/A Net Institutional Purchases - Prior Qtr to Latest Qtr   Shares Net Shares Purchased (Sold) (2,864,160) % Change in Institutional Shares Held (19.6%) Data provided by Thomson Financial
INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS Date Insider Shares Type Transaction Value* 1-Dec-09 PRESBY MARK M Officer 102 Direct Disposition (Non Open Market) at $9.16 per share. $934 6-Nov-09 RAPHAEL ERAN SIMON Officer 5,000 Direct Purchase at $9.14 per share. $45,700 31-Oct-09 YANCEY CHARLES WILLIAM Officer 48 Direct Disposition (Non Open Market) at $9.75 per share. $468 30-Oct-09 PENDERGRAFT PHILIP A Officer 480 Direct Option Exercise at $0 per share. N/A 29-Oct-09 KELLY DAVID M Director 840 Direct Option Exercise N/A 29-Oct-09 JOHNSON DAVID Director 840 Direct Option Exercise N/A 29-Oct-09 DYER JAMES S Director 840 Direct Option Exercise N/A 29-Oct-09 JOHNSON THOMAS RICHARD Director 840 Direct Option Exercise N/A 29-Oct-09 REED DAVID A Director 840 Direct Option Exercise N/A 1-Oct-09 YANCEY CHARLES WILLIAM Officer 514 Direct Disposition (Non Open Market) at $9.68 per share. $4,975 1-Oct-09 RAPHAEL ERAN SIMON Officer 514 Direct Disposition (Non Open Market) at $9.68 per share. $4,975 1-Oct-09 KOSLOW ANDREW B Officer 694 Direct Disposition (Non Open Market) at $9.68 per share. $6,717 1-Oct-09 MCALEER KEVIN W Officer 790 Direct Disposition (Non Open Market) at $9.68 per share. $7,647 30-Sep-09 KELLY DAVID M Director 772 Direct Option Exercise N/A 30-Sep-09 JOHNSON DAVID Director 772 Direct Option Exercise N/A 30-Sep-09 DYER JAMES S Director 772 Direct Option Exercise N/A 30-Sep-09 JOHNSON THOMAS RICHARD Director 772 Direct Option Exercise N/A 30-Sep-09 REED DAVID A Director 772 Direct Option Exercise N/A 11-Sep-09 RAPHAEL ERAN SIMON Officer 83 Direct Disposition (Non Open Market) at $10.70 per share. $888 1-Sep-09 PRESBY MARK M Officer 103 Direct Disposition (Non Open Market) at $9.86 per share. $1,015 4-Aug-09 JOHNSON THOMAS RICHARD Director 12,600 Indirect Sale at $11.52 per share. $145,152 3-Aug-09 JOHNSON THOMAS RICHARD Director 27,000 Indirect Sale at $11.70 per share. $315,900 1-Aug-09 YANCEY CHARLES WILLIAM Officer 517 Direct Disposition (Non Open Market) at $11.67 per share. $6,033 31-Jul-09 YANCEY CHARLES WILLIAM Officer 48 Direct Disposition (Non Open Market) at $11.67 per share. $560 31-Jul-09 JOHNSON THOMAS RICHARD Director 45,900 Indirect Sale at $11.75 per share. $539,325 30-Jul-09 PENDERGRAFT PHILIP A Officer 480 Direct Option Exercise at $0 per share. N/A 30-Jul-09 JOHNSON THOMAS RICHARD Director 14,500 Indirect Sale at $11.75 per share. $170,375 29-Jul-09 KELLY DAVID M Director 839 Direct Option Exercise N/A 29-Jul-09 JOHNSON DAVID Director 839 Direct Option Exercise N/A 29-Jul-09 DYER JAMES S Director 839 Direct Option Exercise N/A 29-Jul-09 JOHNSON THOMAS RICHARD Director 839 Direct Option Exercise N/A 29-Jul-09 REED DAVID A Director 839 Direct Option Exercise N/A 1-Jul-09 YANCEY CHARLES WILLIAM Officer 514 Direct Disposition (Non Open Market) at $9.03 per share. $4,641 1-Jul-09 RAPHAEL ERAN SIMON Officer 514 Direct Disposition (Non Open Market) at $9.03 per share. $4,641 1-Jul-09 KOSLOW ANDREW B Officer 694 Direct Disposition (Non Open Market) at $9.03 per share. $6,266 1-Jul-09 MCALEER KEVIN W Officer 790 Direct Disposition (Non Open Market) at $9.03 per share. $7,133 30-Jun-09 JOHNSON THOMAS RICHARD Director 772 Direct Option Exercise N/A 30-Jun-09 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $8.95 per share. $3,338 30-Jun-09 KELLY DAVID M Director 772 Direct Option Exercise N/A 30-Jun-09 JOHNSON DAVID Director 772 Direct Option Exercise N/A 30-Jun-09 DYER JAMES S Director 772 Direct Option Exercise N/A 30-Jun-09 REED DAVID A Director 772 Direct Option Exercise N/A 15-Jun-09 YANCEY CHARLES WILLIAM Officer 4,500 Indirect Statement of Ownership N/A 15-Jun-09 YANCEY CHARLES WILLIAM Officer 64,107 Direct Statement of Ownership N/A 15-Jun-09 RAPHAEL ERAN SIMON Officer 36,185 Direct Statement of Ownership N/A 15-Jun-09 ENGEL BRYCE Officer 60,000 Direct Statement of Ownership N/A 1-Jun-09 PRESBY MARK M Officer 5,000 Direct Acquisition (Non Open Market) at $0 per share. N/A 11-May-09 PRESBY MARK M Officer N/A Direct Statement of Ownership N/A 30-Apr-09 PENDERGRAFT PHILIP A Officer 480 Direct Option Exercise at $0 per share. N/A 29-Apr-09 KELLY DAVID M Director 840 Direct Option Exercise N/A 29-Apr-09 JOHNSON DAVID Director 840 Direct Option Exercise N/A 29-Apr-09 DYER JAMES S Director 840 Direct Option Exercise N/A 29-Apr-09 JOHNSON THOMAS RICHARD Director 840 Direct Option Exercise N/A 29-Apr-09 REED DAVID A Director 840 Direct Option Exercise N/A 1-Apr-09 MCALEER KEVIN W Officer 341 Direct Disposition (Non Open Market) at $6.73 per share. $2,294 31-Mar-09 MCALEER KEVIN W Officer 636 Direct Disposition (Non Open Market) at $6.43 per share. $4,089 31-Mar-09 KOSLOW ANDREW B Officer 697 Direct Disposition (Non Open Market) at $6.43 per share. $4,481 30-Mar-09 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $5.97 per share. $2,226 16-Feb-09 SMITH MARY AGNES Officer 128 Direct Disposition (Non Open Market) at $6.25 per share. $800 30-Jan-09 PENDERGRAFT PHILIP A Officer 480 Direct Option Exercise at $0 per share. N/A 29-Jan-09 KELLY DAVID M Director 840 Direct Option Exercise N/A 29-Jan-09 JOHNSON DAVID Director 840 Direct Option Exercise N/A 29-Jan-09 DYER JAMES S Director 840 Direct Option Exercise N/A 29-Jan-09 JOHNSON THOMAS RICHARD Director 840 Direct Option Exercise N/A 29-Jan-09 REED DAVID A Director 840 Direct Option Exercise N/A 1-Jan-09 KOSLOW ANDREW B Officer 817 Direct Disposition (Non Open Market) at $7.62 per share. $6,225 1-Jan-09 MCALEER KEVIN W Officer 341 Direct Disposition (Non Open Market) at $7.62 per share. $2,598 31-Dec-08 SON DANIEL P Officer 18,750 Direct Acquisition (Non Open Market) at $0 per share. N/A 31-Dec-08 PENDERGRAFT PHILIP A Officer 31,250 Direct Acquisition (Non Open Market) at $0 per share. N/A 31-Dec-08 ENGEMOEN ROGER J JR Officer 12,500 Direct Acquisition (Non Open Market) at $0 per share. N/A 31-Dec-08 ENGEMOEN ROGER J JR Officer 15,000 Indirect Disposition (Non Open Market) at $0 per share. N/A 31-Dec-08 MCALEER KEVIN W Officer 636 Direct Disposition (Non Open Market) at $7.62 per share. $4,846 30-Dec-08 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $7.04 per share. $2,625 16-Nov-08 SMITH MARY AGNES Officer 104 Direct Disposition (Non Open Market) at $6.30 per share. $655 30-Oct-08 PENDERGRAFT PHILIP A Officer 480 Direct Option Exercise at $0 per share. N/A 29-Oct-08 KELLY DAVID M Director 840 Direct Option Exercise N/A 29-Oct-08 JOHNSON DAVID Director 840 Direct Option Exercise N/A 29-Oct-08 DYER JAMES S Director 840 Direct Option Exercise N/A 29-Oct-08 JOHNSON THOMAS RICHARD Director 840 Direct Option Exercise N/A 29-Oct-08 REED DAVID A Director 840 Direct Option Exercise N/A 16-Oct-08 KOSLOW ANDREW B Officer 33,000 Direct Acquisition (Non Open Market) at $0 per share. N/A 16-Oct-08 MCALEER KEVIN W Officer 33,000 Direct Acquisition (Non Open Market) at $0 per share. N/A 1-Oct-08 MCALEER KEVIN W Officer 276 Direct Disposition (Non Open Market) at $13.48 per share. $3,720 30-Sep-08 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $13.87 per share. $5,173 16-Aug-08 SMITH MARY AGNES Officer 104 Direct Disposition (Non Open Market) at $18.47 per share. $1,920 1-Aug-08 JOHNSON THOMAS RICHARD Director 30,000 Indirect Sale at $18.30 per share. $549,000 29-Jul-08 KELLY DAVID M Director 840 Direct Option Exercise N/A 29-Jul-08 JOHNSON DAVID Director 840 Direct Option Exercise N/A 29-Jul-08 DYER JAMES S Director 840 Direct Option Exercise N/A 29-Jul-08 JOHNSON THOMAS RICHARD Director 840 Direct Option Exercise N/A 29-Jul-08 REED DAVID A Director 840 Direct Option Exercise N/A 28-Jul-08 PENDERGRAFT PHILIP A Officer 25,000 Indirect Disposition (Non Open Market) at $0 per share. N/A 1-Jul-08 MCALEER KEVIN W Officer 276 Direct Disposition (Non Open Market) at $11.98 per share. $3,306 30-Jun-08 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $11.95 per share. $4,457 16-May-08 SMITH MARY AGNES Officer 128 Direct Disposition (Non Open Market) at $12.52 per share. $1,602 29-Apr-08 DAN BERNARD W Director N/A Direct Statement of Ownership N/A 1-Apr-08 MCALEER KEVIN W Officer 276 Direct Disposition (Non Open Market) at $9.78 per share. $2,699 30-Mar-08 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $8.83 per share. $3,293 16-Feb-08 SMITH MARY AGNES Officer 128 Direct Disposition (Non Open Market) at $10.52 per share. $1,346 12-Feb-08 PENDERGRAFT PHILIP A Officer 3,550 Indirect Purchase at $11 per share. $39,050 12-Feb-08 PENDERGRAFT PHILIP A Officer 1,450 Direct Purchase at $11 per share. $15,950 11-Feb-08 ENGEMOEN INVESTMENTS LLC Beneficial Owner (10% or more) 2,572,855 Indirect Statement of Ownership N/A 11-Feb-08 ENGEMOEN FAMILY PARTNERSHIP LTD Beneficial Owner (10% or more) 2,572,855 Direct Statement of Ownership N/A 8-Feb-08 STEINHART RONALD G Director 6,500 Indirect Purchase at $11.05 per share. $71,825 1-Jan-08 MCALEER KEVIN W Officer 340 Direct Disposition (Non Open Market) at $14.35 per share. $4,879 30-Dec-07 KOSLOW ANDREW B Officer 373 Direct Disposition (Non Open Market) at $13.72 per share. $5,117 Data provided by EDGAR Online * = Where indicated, some values are estimates. 1 = Potential proceeds estimated by the filer. 2 = Estimated based on the average of multiple prices reported. 3 = Multiple dates reported. Most recent date shown.
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