Dow Up0.45% Nasdaq Down0.01%

Retail Opportunity Investments Corp. (ROIC)

-NasdaqGS
15.87 Down 0.11(0.69%) 11:09AM EDT - Nasdaq Real Time Price
Insider TransactionsGet Insider Transactions for:
Net Share Purchase Activity
Insider Purchases - Last 6 Months
 SharesTrans
Purchases20,0001
Sales10,0001
Net Shares Purchased
(Sold)
10,0002
Total Insider Shares Held2.8MN/A
% Net Shares Purchased
(Sold)
0.4%N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased
(Sold)
631,567
% Change in Institutional Shares Held0.77%
Data provided by Thomson Financial


Insider Transactions Reported - Last Two Years
DateInsiderSharesTypeTransactionValue*
Mar 14, 2014PERSICO CHARLES J.Director3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Mar 14, 2014NEIBART LEE SDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Mar 14, 2014INDIVERI MICHAEL J.Director3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Mar 14, 2014POMERANTZ LAURA HDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Mar 14, 2014ZORN ERIC SDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Mar 14, 2014MEYER EDWARD HDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 21, 2014SCHOEBEL RICHARD K.Officer22,500DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 21, 2014SNEVE LAURIE A.Officer18,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 21, 2014HAINES MICHAEL B.Officer17,500DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 21, 2014BAKER RICHARD A.Director3,750DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 21, 2014TANZ STUART AOfficer75,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Jan 1, 2014BAKER RICHARD A.Director3,750DirectAcquisition (Non Open Market) at $0 per share.N/A
Jan 1, 2014SCHOEBEL RICHARD K.Officer13,334DirectAcquisition (Non Open Market) at $0 per share.N/A
Jan 1, 2014TANZ STUART AOfficer24,935DirectDisposition (Non Open Market) at $14.72 per share.367,043
Jan 1, 2014TANZ STUART AOfficer45,834DirectAcquisition (Non Open Market) at $0 per share.N/A
Jan 1, 2014BAKER RICHARD A.Director2,459DirectDisposition (Non Open Market) at $14.72 per share.36,196
Jan 1, 2014SCHOEBEL RICHARD K.Officer10,877DirectDisposition (Non Open Market) at $14.72 per share.160,109
Dec 31, 2013BAKER RICHARD A.Director2,084DirectAcquisition (Non Open Market) at $0 per share.N/A
Dec 31, 2013BAKER RICHARD A.Director1,372DirectDisposition (Non Open Market) at $14.72 per share.20,195
Dec 31, 2013SCHOEBEL RICHARD K.Officer4,517DirectDisposition (Non Open Market) at $14.72 per share.66,490
Dec 31, 2013TANZ STUART AOfficer20,834DirectAcquisition (Non Open Market) at $0 per share.N/A
Dec 31, 2013SCHOEBEL RICHARD K.Officer5,833DirectAcquisition (Non Open Market) at $0 per share.N/A
Dec 9, 2013SCHOEBEL RICHARD K.Officer2,579DirectDisposition (Non Open Market) at $15.07 per share.38,865
May 29, 2013PERSICO CHARLES J.Director10,000IndirectSale at $14.04 per share.140,400
May 7, 2013PERSICO CHARLES J.Director3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
May 7, 2013ZORN ERIC SDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
May 7, 2013MEYER EDWARD HDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
May 7, 2013MEYER EDWARD HDirector20,000IndirectPurchase at $15.50 per share.310,000
May 7, 2013POMERANTZ LAURA HDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
May 7, 2013NEIBART LEE SDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
May 7, 2013INDIVERI MICHAEL J.Director3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Apr 9, 2013BAKER RICHARD A.Director175,568DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 26, 2013BAKER RICHARD A.Director3,750DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 26, 2013TANZ STUART AOfficer62,500DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 26, 2013SCHOEBEL RICHARD K.Officer20,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Feb 1, 2013BAKER RICHARD A.Director7,311,500IndirectDisposition (Non Open Market) at $13.13 per share.95,999,995
Feb 1, 2013NEIBART LEE SDirector7,311,500IndirectDisposition (Non Open Market) at $13.13 per share.95,999,995
Feb 1, 2013NRDC CAPITAL MANAGEMENT, LLCBeneficial Owner (10% or more)8,000,000DirectOption Exercise at $12 per share.96,000,000
Feb 1, 2013BAKER RICHARD A.Director8,000,000IndirectOption Exercise at $12 per share.96,000,000
Feb 1, 2013NEIBART LEE SDirector8,000,000IndirectOption Exercise at $12 per share.96,000,000
Feb 1, 2013NRDC CAPITAL MANAGEMENT, LLCBeneficial Owner (10% or more)7,311,500DirectDisposition (Non Open Market) at $13.13 per share.95,999,995
Jan 2, 2013SNEVE LAURIE A.Officer15,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Jan 1, 2013BAKER RICHARD A.Director1,883DirectDisposition (Non Open Market) at $12.85 per share.24,196
Jan 1, 2013TANZ STUART AOfficer13,562DirectDisposition (Non Open Market) at $12.85 per share.174,271
Jan 1, 2013SCHOEBEL RICHARD K.Officer5,975DirectDisposition (Non Open Market) at $12.85 per share.76,778
Dec 31, 2012BAKER RICHARD A.Director1,306DirectDisposition (Non Open Market) at $12.85 per share.16,782
Dec 31, 2012SCHOEBEL RICHARD K.Officer4,649DirectDisposition (Non Open Market) at $12.85 per share.59,739
Dec 12, 2012SCHOEBEL RICHARD K.Officer2,746DirectDisposition (Non Open Market) at $12.80 per share.35,148
Dec 1, 2012HAINES MICHAEL B.Officer3,066DirectStatement of OwnershipN/A
Dec 1, 2012HAINES MICHAEL B.Officer30,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Oct 25, 2012ZORN ERIC SDirector3,000DirectAcquisition (Non Open Market) at $0 per share.N/A
Oct 20, 2012ROCHE JOHNOfficer6,036DirectDisposition (Non Open Market) at $12.82 per share.77,381
Oct 20, 2012BAKER RICHARD A.Director5,242DirectDisposition (Non Open Market) at $12.82 per share.67,202
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1= Potential proceeds estimated by the filer.
2= Estimated based on the average of multiple prices reported.
3= Multiple dates reported. Most recent date shown.

Currency in USD.



All Major Holders - Insider Roster