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Sunday, November 29, 2009, 7:16AM ET - U.S. Markets Closed. Dow Down 1.48% Nasdaq Down 1.73%
Waddell & Reed Financial Inc. (WDR)On Nov 27: 28.43  Down 0.98 (3.33%)  
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Insider TransactionsGet Insider Transactions for:
NET SHARE PURCHASE ACTIVITY
Insider Purchases - Last 6 Months
 SharesTrans
Purchases301
Sales550,50319
Net Shares Purchased
(Sold)
(550,473)20
Total Insider Shares Held1.38M N/A
% Net Shares Purchased
(Sold)
(28.5%) N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased (Sold)(12,636,200)
% Change in Institutional Shares Held(22.6%)
Data provided by Thomson Financial

INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS
DateInsiderSharesTypeTransactionValue*
16-Nov-09AVERY MICHAEL L
Officer
10,000DirectSale at $31 per share.$310,000
3-Nov-09HERRMANN HENRY J
Officer
19,032IndirectOption Exercise at $18 per share.$342,576
3-Nov-09HERRMANN HENRY J
Officer
19,032IndirectSale at $28.50 per share.$542,412
2-Nov-09HERRMANN HENRY J
Officer
47,000IndirectOption Exercise at $18 per share.$846,000
2-Nov-09HERRMANN HENRY J
Officer
47,000IndirectSale at $28.50 per share.$1,339,500
30-Oct-09HERRMANN HENRY J
Officer
11,700IndirectOption Exercise at $18 per share.$210,600
30-Oct-09HERRMANN HENRY J
Officer
11,700IndirectSale at $29.09 per share.$340,353
5-Aug-09ROGERS WILLIAM L
Director
1,929DirectOption Exercise at $17.67 per share.$34,085
5-Aug-09ROGERS WILLIAM L
Director
1,929DirectSale at $28.10 - $28.11 per share.$54,0002
31-Jul-09SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $16.83 per share.$168,299
31-Jul-09SUNDEEN JOHN E JR
Officer
10,000DirectSale at $28.12 - $28.32 per share.$282,0002
10-Jun-09BUTCH THOMAS W
Officer
25,000IndirectSale at $27 - $27.16 per share.$677,0002
8-Jun-09SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $16.83 per share.$168,299
8-Jun-09SUNDEEN JOHN E JR
Officer
10,000DirectSale at $27 - $27.01 per share.$270,0002
29-May-09CONNEALY DANIEL P
Officer
30DirectPurchase at $24.19 per share.$725
29-May-09HERRMANN HENRY J
Officer
52,862IndirectOption Exercise at $16.83 per share.$889,667
29-May-09HERRMANN HENRY J
Officer
13,706IndirectSale at $24.21 - $24.3 per share.$332,0002
29-May-09HERRMANN HENRY J
Officer
39,156IndirectSale at $24.01 - $24.21 per share.$944,0002
27-May-09HERRMANN HENRY J
Officer
119,884IndirectOption Exercise at $16.83 per share.$2,017,647
27-May-09HERRMANN HENRY J
Officer
2,100IndirectSale at $24.62 - $24.7 per share.$52,0002
27-May-09HERRMANN HENRY J
Officer
36,205IndirectSale at $24.26 - $24.59 per share.$884,0002
27-May-09HERRMANN HENRY J
Officer
59,879IndirectSale at $24.11 - $24.25 per share.$1,448,0002
27-May-09HERRMANN HENRY J
Officer
21,700IndirectSale at $24 - $24.11 per share.$522,0002
26-May-09SCHULTE DANIEL C
Officer
5,000DirectSale at $24.64 - $24.66 per share.$123,0002
11-May-09HERRMANN HENRY J
Officer
146,475IndirectOption Exercise at $14.63 per share.$2,142,929
11-May-09HERRMANN HENRY J
Officer
10,300IndirectSale at $24.31 - $24.51 per share.$251,0002
11-May-09HERRMANN HENRY J
Officer
43,281IndirectSale at $24.15 - $24.31 per share.$1,049,0002
11-May-09HERRMANN HENRY J
Officer
92,894IndirectSale at $24 - $24.14 per share.$2,236,0002
8-May-09BLOSS BRENT K
Officer
4,000DirectSale at $24.65 per share.$98,600
8-May-09SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $16.83 per share.$168,299
8-May-09SUNDEEN JOHN E JR
Officer
10,000DirectSale at $24.05 - $24.24 per share.$241,0002
8-May-09SCHIEBER MARK A
Officer
1,492DirectOption Exercise at $16.83 - $18 per share.$26,0002
8-May-09SCHIEBER MARK A
Officer
1,492DirectSale at $24.31 - $24.32 per share.$36,0002
8-May-09REIMER RONALD C
Director
3,000IndirectSale at $24 - $24.33 per share.$72,0002
4-May-09SCHULTE DANIEL C
Officer
7,400DirectSale at $23.26 - $24 per share.$175,0002
4-May-09SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $16.83 per share.$168,299
4-May-09SUNDEEN JOHN E JR
Officer
10,000DirectSale at $23.97 - $24.09 per share.$240,0002
1-May-09AVERY MICHAEL L
Officer
20,000DirectSale at $22.99 per share.$459,799
1-May-09SCHULTE DANIEL C
Officer
5,000DirectSale at $23 per share.$115,000
1-May-09RAINES JAMES M
Director
10,729DirectSale at $22.07 per share.$236,789
1-May-09SUNDEEN JOHN E JR
Officer
20,000DirectOption Exercise at $16.83 per share.$336,599
1-May-09SUNDEEN JOHN E JR
Officer
20,000DirectSale at $22.57 - $22.63 per share.$452,0002
2-Apr-09BLOSS BRENT K
Officer
1,379DirectDisposition (Non Open Market) at $19.12 per share.$26,366
2-Apr-09BLOSS BRENT K
Officer
13,000DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Apr-09AVERY MICHAEL L
Officer
5,408DirectDisposition (Non Open Market) at $19.12 per share.$103,400
2-Apr-09SUNDEEN JOHN E JR
Officer
5,609DirectDisposition (Non Open Market) at $19.12 per share.$107,244
2-Apr-09STROHM MICHAEL D
Officer
5,841DirectDisposition (Non Open Market) at $19.12 per share.$111,679
2-Apr-09SCHIEBER MARK A
Officer
1,230DirectDisposition (Non Open Market) at $19.12 per share.$23,517
2-Apr-09SCHIEBER MARK A
Officer
5,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Apr-09HERRMANN HENRY J
Officer
19,126IndirectDisposition (Non Open Market) at $19.12 per share.$365,689
2-Apr-09SCHULTE DANIEL C
Officer
5,765DirectDisposition (Non Open Market) at $19.12 per share.$110,226
2-Apr-09BUTCH THOMAS W
Officer
6,709IndirectDisposition (Non Open Market) at $19.12 per share.$128,276
12-Feb-09REIMER RONALD C
Director
6,644IndirectAcquisition (Non Open Market) at $0 per share.N/A
12-Feb-09REIMER RONALD C
Director
6,644DirectDisposition (Non Open Market) at $0 per share.N/A
3-Jan-09RAINES JAMES M
Director
2,333DirectDisposition (Non Open Market) at $0 per share.N/A
2-Jan-09ROGERS WILLIAM L
Director
7,374DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-09KOSLOFF ALAN W
Director
12,241DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-09REIMER RONALD C
Director
7,374DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-09WALTON JERRY W
Director
7,374DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-09RAINES JAMES M
Director
7,374DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-09LOGUE DENNIS E
Director
7,374DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08AVERY MICHAEL L
Officer
91,350DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08SUNDEEN JOHN E JR
Officer
60,900DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08STROHM MICHAEL D
Officer
60,900DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08SCHULTE DANIEL C
Officer
60,900DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08CONNEALY DANIEL P
Officer
60,900DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08BUTCH THOMAS W
Officer
91,350IndirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-08BUTCH THOMAS W
Officer
91,350DirectDisposition (Non Open Market) at $0 per share.N/A
31-Dec-08BUTCH THOMAS W
Officer
91,350DirectAcquisition (Non Open Market) at $0 per share.N/A
29-Dec-08AVERY MICHAEL L
Officer
5,660DirectDisposition (Non Open Market) at $13.64 per share.$77,202
29-Dec-08SUNDEEN JOHN E JR
Officer
3,454DirectDisposition (Non Open Market) at $13.64 per share.$47,112
29-Dec-08HERRMANN HENRY J
Officer
7,737IndirectDisposition (Non Open Market) at $13.64 per share.$105,532
29-Dec-08SCHULTE DANIEL C
Officer
3,454DirectDisposition (Non Open Market) at $13.64 per share.$47,112
29-Dec-08BUTCH THOMAS W
Officer
5,526IndirectDisposition (Non Open Market) at $13.64 per share.$75,374
23-Dec-08WILLIAMS ROBERT J JR
Officer
17,188DirectDisposition (Non Open Market) at $13.18 per share.$226,537
5-Dec-08HERRMANN HENRY J
Officer
180IndirectAcquisition (Non Open Market) at $0 per share.N/A
5-Dec-08HERRMANN HENRY J
Officer
180DirectDisposition (Non Open Market) at $0 per share.N/A
11-Nov-08CONNEALY DANIEL P
Officer
10,000DirectPurchase at $11.14 per share.$111,400
9-Sep-08AVERY MICHAEL L
Officer
8,000DirectSale at $25.83 per share.$206,640
11-Aug-08REIMER RONALD C
Director
1,079IndirectAcquisition (Non Open Market) at $0 per share.N/A
11-Aug-08REIMER RONALD C
Director
1,079DirectDisposition (Non Open Market) at $0 per share.N/A
14-Jul-08RAINES JAMES M
Director
8,008DirectDisposition (Non Open Market) at $0 per share.N/A
5-Jun-08AVERY MICHAEL L
Officer
10,000DirectSale at $37.16 per share.$371,599
4-Jun-08STROHM MICHAEL D
Officer
141DirectPurchase at $35.54 per share.$5,011
3-Jun-08SCHULTE DANIEL C
Officer
9,743DirectSale at $36 - $36.06 per share.$351,0002
3-Jun-08BUTCH THOMAS W
Officer
14,785DirectOption Exercise at $16.83 - $18 per share.$257,0002
3-Jun-08BUTCH THOMAS W
Officer
14,785DirectSale at $35.89 - $36.08 per share.$532,0002
2-Jun-08SCHULTE DANIEL C
Officer
10,000DirectSale at $35 - $35.27 per share.$351,0002
30-May-08SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $14.63 per share.$146,300
30-May-08SUNDEEN JOHN E JR
Officer
10,000DirectSale at $35.61 - $35.66 per share.$356,0002
9-May-08WILLIAMS ROBERT J JR
Officer
25,316DirectOption Exercise at $14.63 - $18 per share.N/A
9-May-08WILLIAMS ROBERT J JR
Officer
9,804DirectSale at $33.82 - $34.12 per share.$333,0002
9-May-08WILLIAMS ROBERT J JR
Officer
15,512DirectSale at $33.45 - $33.81 per share.$522,0002
2-May-08SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $14.63 per share.$146,300
2-May-08SUNDEEN JOHN E JR
Officer
1,800DirectSale at $36.10 - $36.15 per share.$65,0002
2-May-08SUNDEEN JOHN E JR
Officer
8,200DirectSale at $35.57 - $36.07 per share.$294,0002
29-Apr-08SUNDEEN JOHN E JR
Officer
10,000DirectOption Exercise at $14.63 per share.$146,300
29-Apr-08SUNDEEN JOHN E JR
Officer
10,000DirectSale at $33.81 - $33.94 per share.$339,0002
2-Apr-08BLOSS BRENT K
Officer
977DirectDisposition (Non Open Market) at $33.45 per share.$32,680
2-Apr-08BLOSS BRENT K
Officer
6,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Apr-08AVERY MICHAEL L
Officer
9,160DirectDisposition (Non Open Market) at $33.45 per share.$306,402
2-Apr-08WILLIAMS ROBERT J JR
Officer
5,713DirectDisposition (Non Open Market) at $33.45 per share.$191,099
2-Apr-08WILLIAMS ROBERT J JR
Officer
12,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Apr-08SUNDEEN JOHN E JR
Officer
8,419DirectDisposition (Non Open Market) at $33.45 per share.$281,615
2-Apr-08STROHM MICHAEL D
Officer
8,739DirectDisposition (Non Open Market) at $33.45 per share.$292,319
2-Apr-08SCHIEBER MARK A
Officer
1,034DirectDisposition (Non Open Market) at $33.45 per share.$34,587
2-Apr-08SCHIEBER MARK A
Officer
3,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Apr-08HERRMANN HENRY J
Officer
34,540IndirectDisposition (Non Open Market) at $33.45 per share.$1,155,363
2-Apr-08SCHULTE DANIEL C
Officer
9,057DirectDisposition (Non Open Market) at $33.45 per share.$302,956
2-Apr-08BUTCH THOMAS W
Officer
9,997IndirectDisposition (Non Open Market) at $33.45 per share.$334,399
27-Mar-08ROGERS WILLIAM L
Director
10,000DirectOption Exercise at $17.29 per share.$172,900
19-Feb-08HERRMANN HENRY J
Officer
115,421IndirectOption Exercise at $14.63 - $18 per share.N/A
19-Feb-08HERRMANN HENRY J
Officer
26,821IndirectSale at $32.03 - $32.22 per share.$862,0002
19-Feb-08HERRMANN HENRY J
Officer
30,900IndirectSale at $31.76 - $32.02 per share.$985,0002
19-Feb-08HERRMANN HENRY J
Officer
57,700IndirectSale at $31.45 - $31.74 per share.$1,823,0002
1-Feb-08AVERY MICHAEL L
Officer
35,000DirectOption Exercise at $16.83 per share.$589,049
1-Feb-08AVERY MICHAEL L
Officer
33,100DirectSale at $34.12 - $34.2 per share.$1,131,0002
1-Feb-08AVERY MICHAEL L
Officer
26,900DirectSale at $33.92 - $34.11 per share.$915,0002
24-Jan-08REIMER RONALD C
Director
5,063IndirectAcquisition (Non Open Market) at $0 per share.N/A
24-Jan-08REIMER RONALD C
Director
5,063DirectDisposition (Non Open Market) at $0 per share.N/A
23-Jan-08WILLIAMS ROBERT J JR
Officer
105,374DirectStatement of OwnershipN/A
2-Jan-08ROGERS WILLIAM L
Director
6,647DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-08KOSLOFF ALAN W
Director
7,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-08REIMER RONALD C
Director
4,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-08WALTON JERRY W
Director
4,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-08RAINES JAMES M
Director
4,500DirectAcquisition (Non Open Market) at $0 per share.N/A
2-Jan-08LOGUE DENNIS E
Director
4,500DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07AVERY MICHAEL L
Officer
60,000DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07SUNDEEN JOHN E JR
Officer
25,000DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07STROHM MICHAEL D
Officer
25,000DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07HERRMANN HENRY J
Officer
50,000IndirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07HERRMANN HENRY J
Officer
50,000DirectDisposition (Non Open Market) at $0 per share.N/A
31-Dec-07HERRMANN HENRY J
Officer
50,000DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07SCHULTE DANIEL C
Officer
25,000DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07CONNEALY DANIEL P
Officer
30,000DirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07BUTCH THOMAS W
Officer
50,000IndirectAcquisition (Non Open Market) at $0 per share.N/A
31-Dec-07BUTCH THOMAS W
Officer
50,000DirectDisposition (Non Open Market) at $0 per share.N/A
31-Dec-07BUTCH THOMAS W
Officer
50,000DirectAcquisition (Non Open Market) at $0 per share.N/A
19-Dec-07SUNDEEN JOHN E JR
Officer
580DirectDisposition (Non Open Market) at $0 per share.N/A
28-Nov-07REIMER RONALD C
Director
1,012IndirectAcquisition (Non Open Market) at $0 per share.N/A
28-Nov-07REIMER RONALD C
Director
1,012DirectDisposition (Non Open Market) at $0 per share.N/A
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1 = Potential proceeds estimated by the filer.
2 = Estimated based on the average of multiple prices reported.
3 = Multiple dates reported. Most recent date shown.
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