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Friday, December 18, 2009, 10:13AM ET - U.S. Markets close in 5 hours and 47 minutes. Dow Up 0.38% Nasdaq Up 1.04%
E*TRADE Financial Corporation (ETFC)At 9:58AM ET: 1.67  Up 0.06 (3.73%)  
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Insider TransactionsGet Insider Transactions for:
NET SHARE PURCHASE ACTIVITY
Insider Purchases - Last 6 Months
 SharesTrans
Purchases100,0001
Sales215,219,0008
Net Shares Purchased
(Sold)
(215,119,000)9
Total Insider Shares Held172.26M N/A
% Net Shares Purchased
(Sold)
(55.5%) N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased (Sold)386,160,000
% Change in Institutional Shares Held28.8%
Data provided by Thomson Financial

INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS
DateInsiderSharesTypeTransactionValue*
21-Oct-09CITADEL ADVISORS LLC
Director
2,500DirectOption Exercise at $7.50 per share.$18,750
21-Oct-09CITADEL L P
Director
2,500DirectOption Exercise at $7.50 per share.$18,750
13-Oct-09CITADEL ADVISORS LLC
Director
1,739,845DirectOption Exercise at $1.03 per share.$1,792,040
13-Oct-09CITADEL L P
Director
1,739,845DirectOption Exercise at $1.03 per share.$1,792,040
9-Oct-09CITADEL ADVISORS LLC
Director
3,359,767DirectOption Exercise at $1.03 per share.$3,460,560
9-Oct-09CITADEL ADVISORS LLC
Director
1,739,900DirectSale at $1.70 per share.$2,957,830
9-Oct-09CITADEL L P
Director
3,359,767DirectOption Exercise at $1.03 per share.$3,460,560
9-Oct-09CITADEL L P
Director
1,739,900DirectSale at $1.70 per share.$2,957,830
8-Oct-09CITADEL ADVISORS LLC
Director
3,360,121DirectSale at $1.71 per share.$5,745,806
8-Oct-09CITADEL L P
Director
3,360,121DirectSale at $1.71 per share.$5,745,806
7-Oct-09CITADEL ADVISORS LLC
Director
50,000,000DirectOption Exercise at $1.03 per share.$51,500,000
7-Oct-09CITADEL ADVISORS LLC
Director
45,000,011DirectSale at $1.71 per share.$76,950,018
7-Oct-09CITADEL L P
Director
50,000,000DirectOption Exercise at $1.03 per share.$51,500,000
7-Oct-09CITADEL L P
Director
45,000,011DirectSale at $1.71 per share.$76,950,018
6-Oct-09CITADEL ADVISORS LLC
Director
8,059,961DirectOption Exercise at $1.03 per share.$8,301,759
6-Oct-09CITADEL ADVISORS LLC
Director
4,999,996DirectSale at $1.73 per share.$8,649,993
6-Oct-09CITADEL L P
Director
8,059,961DirectOption Exercise at $1.03 per share.$8,301,759
6-Oct-09CITADEL L P
Director
4,999,996DirectSale at $1.73 per share.$8,649,993
5-Oct-09CITADEL ADVISORS LLC
Director
8,060,172DirectSale at $1.73 per share.$13,944,097
5-Oct-09CITADEL L P
Director
8,060,172DirectSale at $1.73 per share.$13,944,097
2-Oct-09CITADEL ADVISORS LLC
Director
439,071DirectOption Exercise at $1.03 per share.$452,243
2-Oct-09CITADEL L P
Director
439,071DirectOption Exercise at $1.03 per share.$452,243
1-Oct-09CITADEL ADVISORS LLC
Director
24,999,032DirectOption Exercise at $1.03 per share.$25,749,002
1-Oct-09CITADEL ADVISORS LLC
Director
439,800DirectSale at $1.72 per share.$756,456
1-Oct-09CITADEL L P
Director
24,999,032DirectOption Exercise at $1.03 per share.$25,749,002
1-Oct-09CITADEL L P
Director
439,800DirectSale at $1.72 per share.$756,456
30-Sep-09CITADEL ADVISORS LLC
Director
25,000,000DirectSale at $1.74 per share.$43,500,000
30-Sep-09CITADEL L P
Director
25,000,000DirectSale at $1.74 per share.$43,500,000
29-Sep-09CITADEL ADVISORS LLC
Director
21,585,103DirectOption Exercise at $1.03 per share.$22,232,656
29-Sep-09CITADEL ADVISORS LLC
Director
12,000,000DirectSale at $1.80 per share.$21,600,000
29-Sep-09CITADEL L P
Director
21,585,103DirectOption Exercise at $1.03 per share.$22,232,656
29-Sep-09CITADEL L P
Director
12,000,000DirectSale at $1.80 per share.$21,600,000
28-Sep-09CITADEL ADVISORS LLC
Director
6,012,571DirectOption Exercise at $1.03 per share.$6,192,948
28-Sep-09CITADEL ADVISORS LLC
Director
9,586,800DirectSale at $1.81 per share.$17,352,108
28-Sep-09CITADEL L P
Director
6,012,571DirectOption Exercise at $1.03 per share.$6,192,948
28-Sep-09CITADEL L P
Director
9,586,800DirectSale at $1.81 per share.$17,352,108
25-Sep-09CITADEL ADVISORS LLC
Director
6,013,200DirectSale at $1.80 per share.$10,823,760
25-Sep-09CITADEL L P
Director
6,013,200DirectSale at $1.80 per share.$10,823,760
24-Sep-09CITADEL ADVISORS LLC
Director
43,498,066DirectOption Exercise at $1.03 per share.$44,803,007
24-Sep-09CITADEL ADVISORS LLC
Director
17,000,000DirectSale at $1.74 per share.$29,580,000
24-Sep-09CITADEL L P
Director
43,498,066DirectOption Exercise at $1.03 per share.$44,803,007
24-Sep-09CITADEL L P
Director
17,000,000DirectSale at $1.74 per share.$29,580,000
23-Sep-09CITADEL ADVISORS LLC
Director
41,499,032DirectOption Exercise at $1.03 per share.$42,744,002
23-Sep-09CITADEL ADVISORS LLC
Director
26,500,000DirectSale at $1.90 per share.$50,350,000
23-Sep-09CITADEL L P
Director
41,499,032DirectOption Exercise at $1.03 per share.$42,744,002
23-Sep-09CITADEL L P
Director
26,500,000DirectSale at $1.90 per share.$50,350,000
22-Sep-09CITADEL ADVISORS LLC
Director
41,500,000DirectSale at $1.99 per share.$82,585,000
22-Sep-09CITADEL L P
Director
41,500,000DirectSale at $1.99 per share.$82,585,000
21-Sep-09FRAMKE GREG
Officer
130,000DirectAutomatic Sale at $1.81 - $2.01 per share.$248,0002
10-Sep-09FRAMKE GREG
Officer
100,000DirectAcquisition (Non Open Market) at $0 per share.N/A
10-Sep-09CURCIO MICHAEL JOHN
Officer
100,000DirectAcquisition (Non Open Market) at $0 per share.N/A
10-Sep-09UTTON NICHOLAS
Officer
100,000DirectAcquisition (Non Open Market) at $0 per share.N/A
10-Sep-09NOLOP BRUCE P
Officer
100,000DirectAcquisition (Non Open Market) at $0 per share.N/A
8-Sep-09FRAMKE GREG
Officer
621,118DirectAcquisition (Non Open Market) at $0 per share.N/A
8-Sep-09CURCIO MICHAEL JOHN
Officer
621,118DirectAcquisition (Non Open Market) at $0 per share.N/A
8-Sep-09UTTON NICHOLAS
Officer
621,118DirectAcquisition (Non Open Market) at $0 per share.N/A
8-Sep-09NOLOP BRUCE P
Officer
621,118DirectAcquisition (Non Open Market) at $0 per share.N/A
11-Aug-09CITADEL ADVISORS LLC
Director
3,000,000DirectSale at $1.39 per share.$4,170,000
11-Aug-09CITADEL L P
Director
3,000,000DirectSale at $1.39 per share.$4,170,000
10-Aug-09CITADEL ADVISORS LLC
Director
10,889,251DirectSale at $1.40 per share.$15,244,951
10-Aug-09CITADEL L P
Director
10,889,251DirectSale at $1.40 per share.$15,244,951
30-Jun-09FRAMKE GREG
Officer
42,291DirectDisposition (Non Open Market) at $1.29 per share.$54,555
30-Jun-09CURCIO MICHAEL JOHN
Officer
46,804DirectDisposition (Non Open Market) at $1.29 per share.$60,377
30-Jun-09UTTON NICHOLAS
Officer
42,291DirectDisposition (Non Open Market) at $1.29 per share.$54,555
19-Jun-09WEAVER DONNA L
Director
100,000DirectPurchase at $1.21 - $1.23 per share.$122,0002
18-Jun-09CITADEL ADVISORS LLC
Director
90,909,091DirectPurchase at $1.10 per share.$100,000,000
18-Jun-09CITADEL L P
Director
90,909,091DirectPurchase at $1.10 per share.$100,000,000
28-May-09WILLARD STEPHEN H
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09DRUSKIN ROBERT
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09FISHER RONALD
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09HAYTER GEORGE A
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09RANDALL LEWIS E
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09PARKS MICHAEL K
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09SCLAFANI JOSEPH L
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09WEAVER DONNA L
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09RAFFAELI C CATHLEEN
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
28-May-09KANNER FREDERICK WILKINSON
Director
17,421DirectAcquisition (Non Open Market) at $1.44 per share.$25,086
23-May-09HAYTER GEORGE A
Director
161DirectDisposition (Non Open Market) at $1.41 per share.$227
16-May-09HAYTER GEORGE A
Director
288DirectDisposition (Non Open Market) at $1.50 per share.$432
11-May-09CITADEL L P
Beneficial Owner (10% or more)
2,100DirectOption Exercise at $7.50 per share.$15,750
4-Mar-09CITADEL L P
Beneficial Owner (10% or more)
600DirectOption Exercise at $7.50 per share.$4,500
20-Feb-09FRAMKE GREG
Officer
579,584DirectAcquisition (Non Open Market) at $0 per share.N/A
20-Feb-09CURCIO MICHAEL JOHN
Officer
652,032DirectAcquisition (Non Open Market) at $0 per share.N/A
20-Feb-09UTTON NICHOLAS
Officer
434,688DirectAcquisition (Non Open Market) at $0 per share.N/A
16-Feb-09CURCIO MICHAEL JOHN
Officer
350DirectDisposition (Non Open Market) at $1.17 per share.$409
15-Feb-09FRAMKE GREG
Officer
1,334DirectDisposition (Non Open Market) at $1.17 per share.$1,560
15-Feb-09UTTON NICHOLAS
Officer
1,420DirectDisposition (Non Open Market) at $1.17 per share.$1,661
13-Feb-09FRAMKE GREG
Officer
907DirectDisposition (Non Open Market) at $1.17 per share.$1,061
13-Feb-09CURCIO MICHAEL JOHN
Officer
1,011DirectDisposition (Non Open Market) at $1.17 per share.$1,182
13-Feb-09UTTON NICHOLAS
Officer
1,716DirectDisposition (Non Open Market) at $1.17 per share.$2,007
11-Feb-09CURCIO MICHAEL JOHN
Officer
5,125DirectDisposition (Non Open Market) at $1.21 per share.$6,201
10-Feb-09FRAMKE GREG
Officer
1,246DirectDisposition (Non Open Market) at $1.27 per share.$1,582
10-Feb-09CURCIO MICHAEL JOHN
Officer
1,604DirectDisposition (Non Open Market) at $1.27 per share.$2,037
6-Feb-09CURCIO MICHAEL JOHN
Officer
10,976DirectDisposition (Non Open Market) at $1.22 per share.$13,390
16-Jan-09CITADEL L P
Beneficial Owner (10% or more)
5,700DirectOption Exercise at $5 - $20 per share.N/A
16-Jan-09CITADEL L P
Beneficial Owner (10% or more)
304,200DirectDividend Reinvestment at $2.50 - $40 per share.N/A
15-Jan-09CITADEL L P
Beneficial Owner (10% or more)
200DirectOption Exercise at $5 per share.$1,000
5-Jan-09CITADEL L P
Beneficial Owner (10% or more)
700DirectOption Exercise at $5 per share.$3,500
31-Dec-08LAYTON DONALD H
Officer
355,564DirectDisposition (Non Open Market) at $1.14 per share.$405,342
28-Nov-08LAYTON DONALD H
Officer
44,839DirectDisposition (Non Open Market) at $1.30 per share.$58,290
3-Nov-08FRAMKE GREG
Officer
213,331DirectStatement of OwnershipN/A
3-Nov-08CURCIO MICHAEL JOHN
Officer
218,070DirectStatement of OwnershipN/A
3-Nov-08UTTON NICHOLAS
Officer
237,960DirectStatement of OwnershipN/A
13-Oct-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
79,867,087DirectAcquisition (Non Open Market) at $0 per share.N/A
13-Oct-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
79,867,087DirectDisposition (Non Open Market) at $0 per share.N/A
13-Oct-08CITADEL L P
Beneficial Owner (10% or more)
79,867,087DirectAcquisition (Non Open Market) at $0 per share.N/A
13-Oct-08CITADEL L P
Beneficial Owner (10% or more)
79,867,087DirectDisposition (Non Open Market) at $0 per share.N/A
9-Oct-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
600DirectOption Exercise at $20 per share.$12,000
9-Oct-08CITADEL L P
Beneficial Owner (10% or more)
600DirectOption Exercise at $20 per share.$12,000
30-Sep-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
200DirectOption Exercise at $12.50 per share.$2,500
30-Sep-08CITADEL L P
Beneficial Owner (10% or more)
200DirectOption Exercise at $12.50 per share.$2,500
12-Sep-08NOLOP BRUCE P
Officer
545,171DirectAcquisition (Non Open Market) at $0 per share.N/A
13-Aug-08KANNER FREDERICK WILKINSON
Director
25,000DirectPurchase at $3.05 per share.$76,250
19-Jul-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
2,200DirectOption Exercise at $7 - $8 per share.$17,0002
19-Jul-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
17,700DirectDividend Reinvestment at $3 - $10 per share.N/A
19-Jul-08CITADEL L P
Beneficial Owner (10% or more)
2,200DirectOption Exercise at $7 - $8 per share.$17,0002
19-Jul-08CITADEL L P
Beneficial Owner (10% or more)
17,700DirectDividend Reinvestment at $3 - $10 per share.N/A
17-Jul-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
2,500DirectDividend Reinvestment at $3 per share.$7,500
17-Jul-08CITADEL L P
Beneficial Owner (10% or more)
2,500DirectDividend Reinvestment at $3 per share.$7,500
30-Jun-08SCLAFANI JOSEPH L
Director
7,874DirectAcquisition (Non Open Market) at $0 per share.N/A
9-Jun-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
700DirectOption Exercise at $12.50 per share.$8,750
9-Jun-08CITADEL L P
Beneficial Owner (10% or more)
700DirectOption Exercise at $12.50 per share.$8,750
30-May-08KANNER FREDERICK WILKINSON
Director
25,000DirectPurchase at $4.03 per share.$100,750
25-May-08HAYTER GEORGE A
Director
457DirectDisposition (Non Open Market) at $3.93 per share.$1,796
23-May-08HAYTER GEORGE A
Director
383DirectDisposition (Non Open Market) at $3.93 per share.$1,505
16-May-08WILLARD STEPHEN H
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08DRUSKIN ROBERT
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08FISHER RONALD
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08HAYTER GEORGE A
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08RANDALL LEWIS E
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08PARKS MICHAEL K
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08WEAVER DONNA L
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08RAFFAELI C CATHLEEN
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
16-May-08KANNER FREDERICK WILKINSON
Director
5,741DirectAcquisition (Non Open Market) at $0 per share.N/A
5-May-08AUDETTE MATTHEW J
Officer
123,088DirectStatement of OwnershipN/A
5-May-08SIMMONS ROBERT J
Officer
4,587DirectDisposition (Non Open Market) at $4.27 per share.$19,586
22-Apr-08GELBARD ARLEN W
Officer
93,208DirectDisposition (Non Open Market) at $3.76 per share.$350,462
22-Apr-08LILIEN R JARRETT
Officer
174,547DirectDisposition (Non Open Market) at $3.76 per share.$656,296
22-Apr-08KANNER FREDERICK WILKINSON
Director
50,000DirectPurchase at $3.70 - $3.75 per share.$186,0002
19-Apr-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
45,900DirectOption Exercise at $5 - $16 per share.N/A
19-Apr-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
304,800DirectDividend Reinvestment at $3 - $16 per share.N/A
19-Apr-08CITADEL L P
Beneficial Owner (10% or more)
45,900DirectOption Exercise at $5 - $16 per share.N/A
19-Apr-08CITADEL L P
Beneficial Owner (10% or more)
304,800DirectDividend Reinvestment at $3 - $16 per share.N/A
11-Apr-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
10,000DirectAcquisition (Non Open Market) at $3.76 per share.$37,600
11-Apr-08CITADEL L P
Beneficial Owner (10% or more)
10,000DirectAcquisition (Non Open Market) at $3.76 per share.$37,600
10-Apr-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
2,400DirectOption Exercise at $6 - $13 per share.N/A
10-Apr-08CITADEL L P
Beneficial Owner (10% or more)
2,400DirectOption Exercise at $6 - $13 per share.N/A
7-Apr-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
2,100DirectOption Exercise at $11 per share.$23,100
7-Apr-08CITADEL L P
Beneficial Owner (10% or more)
2,100DirectOption Exercise at $11 per share.$23,100
17-Mar-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
4,146DirectDisposition (Non Open Market) N/A
17-Mar-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
6,300DirectSale at $3.13 - $3.2 per share.$20,0002
17-Mar-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
48,911DirectSale at $3.13 - $3.32 per share.$158,0002
17-Mar-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
65,474DirectPurchase at $3.20 - $3.36 per share.$215,0002
17-Mar-08CITADEL L P
Beneficial Owner (10% or more)
4,146DirectDisposition (Non Open Market) N/A
17-Mar-08CITADEL L P
Beneficial Owner (10% or more)
6,300DirectSale at $3.13 - $3.2 per share.$20,0002
17-Mar-08CITADEL L P
Beneficial Owner (10% or more)
48,911DirectSale at $3.13 - $3.32 per share.$158,0002
17-Mar-08CITADEL L P
Beneficial Owner (10% or more)
65,474DirectPurchase at $3.20 - $3.36 per share.$215,0002
2-Mar-08LAYTON DONALD H
Officer
1,800,351DirectAcquisition (Non Open Market) at $0 per share.N/A
29-Feb-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
700DirectOption Exercise at $10 - $11 per share.$7,3502
29-Feb-08CITADEL L P
Beneficial Owner (10% or more)
700DirectOption Exercise at $10 - $11 per share.$7,3502
26-Feb-08CITADEL ADVISORS LLC
Beneficial Owner (10% or more)
79,867,087DirectStatement of OwnershipN/A
26-Feb-08CITADEL L P
Beneficial Owner (10% or more)
79,867,087DirectStatement of OwnershipN/A
21-Feb-08DRUSKIN ROBERT
Director
200,000DirectStatement of OwnershipN/A
15-Feb-08GELBARD ARLEN W
Officer
1,843DirectDisposition (Non Open Market) at $5.23 per share.$9,638
15-Feb-08LILIEN R JARRETT
Officer
8,245DirectDisposition (Non Open Market) at $5.23 per share.$43,121
15-Feb-08SIMMONS ROBERT J
Officer
2,685DirectDisposition (Non Open Market) at $5.23 per share.$14,042
13-Feb-08GELBARD ARLEN W
Officer
2,635DirectDisposition (Non Open Market) at $5.07 per share.$13,359
13-Feb-08LILIEN R JARRETT
Officer
7,969DirectDisposition (Non Open Market) at $5.07 per share.$40,402
13-Feb-08SIMMONS ROBERT J
Officer
2,635DirectDisposition (Non Open Market) at $5.07 per share.$13,359
29-Jan-08WILLARD STEPHEN H
Director
25,000DirectPurchase at $3.98 - $3.99 per share.$100,0002
29-Jan-08FISHER RONALD
Director
31,806DirectPurchase at $4.07 per share.$129,450
29-Jan-08HAYTER GEORGE A
Director
4,917DirectPurchase at $4.07 per share.$20,012
29-Jan-08RANDALL LEWIS E
Director
29,500DirectPurchase at $4.07 per share.$120,065
29-Jan-08PARKS MICHAEL K
Director
24,586DirectPurchase at $4.07 per share.$100,065
29-Jan-08BREWSTER DARYL G
Director
24,586DirectPurchase at $4.07 per share.$100,065
29-Jan-08LILIEN R JARRETT
Officer
7,376DirectPurchase at $4.07 per share.$30,020
29-Jan-08WEAVER DONNA L
Director
68,843DirectPurchase at $4.07 per share.$280,191
29-Jan-08LAYTON DONALD H
Director
245,800DirectPurchase at $4.07 per share.$1,000,406
29-Jan-08RAFFAELI C CATHLEEN
Director
12,293DirectPurchase at $4.07 per share.$50,032
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1 = Potential proceeds estimated by the filer.
2 = Estimated based on the average of multiple prices reported.
3 = Multiple dates reported. Most recent date shown.
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