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Wednesday, February 10, 2010, 2:49AM ET - U.S. Markets open in 6 hours and 41 minutes. Dow Up 1.52% Nasdaq  0.00%
SWS Group Inc. (SWS)On Feb 9: 12.17  Up 0.23 (1.93%)  
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Insider TransactionsGet Insider Transactions for:
NET SHARE PURCHASE ACTIVITY
Insider Purchases - Last 6 Months
 SharesTrans
PurchasesN/A0
SalesN/A0
Net Shares Purchased
(Sold)
N/A0
Total Insider Shares Held4.09M N/A
% Net Shares Purchased
(Sold)
0.0% N/A
Net Institutional Purchases - Prior Qtr to Latest Qtr
 Shares
Net Shares Purchased (Sold)(1,652,940)
% Change in Institutional Shares Held(10.5%)
Data provided by Thomson Financial

INSIDER TRANSACTIONS REPORTED - LAST TWO YEARS
DateInsiderSharesTypeTransactionValue*
30-Nov-09HULTGREN DONALD W
Officer
3,967DirectDisposition (Non Open Market) at $0 per share.N/A
17-Nov-09WILLIAMS JOEL T. III
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-09HOLT JOHN L JR
Officer
407DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09HAMICK TIMOTHY J
Officer
674DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09ROSS JAMES H
Officer
588DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09VINTON PAUL D
Officer
458DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09LELAND DANIEL
Officer
258DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09HANKS KENNETH R
Officer
743DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09THOMPSON W NORMAN
Officer
447DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09HULTGREN DONALD W
Officer
929DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-09HOLDGES STACY M
Officer
447DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09BUCHHOLZ ROBERT A
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09HOLT JOHN L JR
Officer
102DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09HOLT JOHN L JR
Officer
23,552DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09HAMICK TIMOTHY J
Officer
9,134DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09FLORES ID III
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09ROSS JAMES H
Officer
408DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09ROSS JAMES H
Officer
23,552DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09MOSES MICHAEL A
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09VINTON PAUL D
Officer
264DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09VINTON PAUL D
Officer
2,304DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09TUBB ALLEN R
Officer
1,083DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09LEVENTHAL LAURA
Officer
254DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09LELAND DANIEL
Officer
262DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09LELAND DANIEL
Officer
2,283DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09HANKS KENNETH R
Officer
419DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09HANKS KENNETH R
Officer
3,654DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09LITTON RICHARD H
Officer
2,283DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09THOMPSON W NORMAN
Officer
262DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09THOMPSON W NORMAN
Officer
2,283DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09LECROY R JAN
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09HULTGREN DONALD W
Officer
524DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09HULTGREN DONALD W
Officer
4,567DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09HOLDGES STACY M
Officer
262DirectDisposition (Non Open Market) at $0 per share.N/A
24-Aug-09HOLDGES STACY M
Officer
2,283DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09MEYER FREDERICK
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09JOBE LARRY A
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09MOSLE JON L JR
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
24-Aug-09COBB BRODIE L
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-09VINTON PAUL D
Officer
164IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-09HANKS KENNETH R
Officer
347IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-09THOMPSON W NORMAN
Officer
804IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-09HULTGREN DONALD W
Officer
400IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-09HOLDGES STACY M
Officer
365IndirectAcquisition (Non Open Market) at $0 per share.N/A
25-Feb-09BUCHHOLZ ROBERT A
Director
10,000DirectSale at $14.40 per share.$144,000
24-Feb-09BUCHHOLZ ROBERT A
Director
85,000DirectSale at $14.36 - $14.61 per share.$1,231,0002
27-Jan-09HOLT JOHN L JR
Officer
939IndirectDisposition (Non Open Market) at $0 per share.N/A
14-Jan-09BUCHHOLZ DON A
Director
7,258IndirectDisposition (Non Open Market) at $0 per share.N/A
1-Dec-08HULTGREN DONALD W
Officer
3,967DirectDisposition (Non Open Market) at $0 per share.N/A
18-Nov-08ROSS JAMES H
Officer
12,000IndirectPurchase at $11.11 per share.$133,320
18-Nov-08HOLT JOHN L JR
Officer
10,000IndirectPurchase at $11.50 per share.$115,000
18-Nov-08HOLT JOHN L JR
Officer
10,000DirectPurchase at $11.50 per share.$115,000
15-Oct-08HAMICK TIMOTHY J
Officer
1,145DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-08BUCHHOLZ ROBERT A
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08MCBEY ROBERT G
Officer
3,116DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08HOLT JOHN L JR
Officer
3,966DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08HAMICK TIMOTHY J
Officer
2,833DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08FLORES ID III
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08ROSS JAMES H
Officer
3,966DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08MOSES MICHAEL A
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08VINTON PAUL D
Officer
745DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-08VINTON PAUL D
Officer
2,572DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08TUBB ALLEN R
Officer
1,133DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08LEVENTHAL LAURA
Officer
283DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08LELAND DANIEL
Officer
296DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-08LELAND DANIEL
Officer
2,550DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08HANKS KENNETH R
Officer
1,697DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-08HANKS KENNETH R
Officer
4,079DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08LITTON RICHARD H
Officer
2,550DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08THOMPSON W NORMAN
Officer
735DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-08THOMPSON W NORMAN
Officer
2,550DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08LECROY R JAN
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08HULTGREN DONALD W
Officer
5,099DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08HOLDGES STACY M
Officer
723DirectDisposition (Non Open Market) at $0 per share.N/A
25-Aug-08HOLDGES STACY M
Officer
2,550DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08MEYER FREDERICK
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08JOBE LARRY A
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08MOSLE JON L JR
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08COBB BRODIE L
Director
2,000DirectAcquisition (Non Open Market) at $0 per share.N/A
25-Aug-08HAMICK TIMOTHY J
Officer
7,649DirectAcquisition (Non Open Market) at $0 per share.N/A
13-Aug-08COBB BRODIE L
Director
530DirectDisposition (Non Open Market) at $0 per share.N/A
30-Jun-08THOMPSON W NORMAN
Officer
929IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-08HULTGREN DONALD W
Officer
474IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-08HOLT JOHN L JR
Officer
178IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-08VINTON PAUL D
Officer
194IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-08HANKS KENNETH R
Officer
413IndirectAcquisition (Non Open Market) at $0 per share.N/A
30-Jun-08HOLDGES STACY M
Officer
433IndirectAcquisition (Non Open Market) at $0 per share.N/A
14-Jun-08MCBEY ROBERT G
Officer
6,299DirectAcquisition (Non Open Market) at $18.64 per share.$117,413
30-May-08LITTON RICHARD H
Officer
9,816DirectOption Exercise at $8.28 per share.$81,276
22-May-08BUCHHOLZ ROBERT A
Director
100,000IndirectStatement of OwnershipN/A
22-May-08BUCHHOLZ ROBERT A
Director
361,640DirectStatement of OwnershipN/A
22-May-08HANKS KENNETH R
Officer
9,816DirectOption Exercise at $8.28 per share.$81,276
22-May-08HANKS KENNETH R
Officer
6,816DirectSale at $17.32 - $17.75 per share.$120,0002
Data provided by EDGAR Online
* = Where indicated, some values are estimates.
1 = Potential proceeds estimated by the filer.
2 = Estimated based on the average of multiple prices reported.
3 = Multiple dates reported. Most recent date shown.
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