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Advanced Battery Technologies, Inc. (ABAT)

On Dec 4: 3.96   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 14% % of Shares Held by Institutional & Mutual Fund Owners: 30% % of Float Held by Institutional & Mutual Fund Owners: 34% Number of Institutions Holding Shares: 87 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported FU ZHIGUO 8,849,730 4-May-09 MCFADDEN JOHN 39,414 31-Jul-08 ZHANG DAHE 20,000 13-May-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Invesco Ltd. 3,946,583 5.90 $17,128,170 30-Sep-09 SAM Sustainable Asset Management Ltd 2,000,000 2.99 $8,680,000 30-Sep-09 Barclays Global Investors UK Holdings Ltd 1,950,960 2.92 $8,467,166 30-Sep-09 Shell Asset Management Company 1,931,100 2.89 $8,380,974 30-Sep-09 Hudson Bay Capital Management LP 1,812,689 2.71 $7,867,070 30-Sep-09 HARTFORD INVESTMENT MANAGEMENT COMPANY INC. 1,031,819 1.54 $4,478,094 30-Sep-09 STATE STREET CORPORATION 872,001 1.30 $3,784,484 30-Sep-09 VANGUARD GROUP, INC. (THE) 655,887 .98 $2,846,549 30-Sep-09 NORTHERN TRUST CORPORATION 555,492 .83 $2,238,632 30-Jun-09 PIEDMONT INVESTMENT ADVISERS 357,900 .53 $1,553,286 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Powershares Exhg Traded Fd Tr-POWERSHARES WILDERHILL CLEAN E 4,224,180 6.31 $18,079,490 31-Jul-09 ISHARES RUSSELL 2000 INDEX FD 760,540 1.14 $3,300,743 30-Sep-09 HARTFORD SMALL COMPANY HLS FUND, INC. 428,000 .64 $1,724,840 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 400,069 .60 $1,736,299 30-Sep-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY FD 229,200 .34 $923,676 30-Jun-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 228,113 .34 $919,295 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 220,330 .33 $887,929 30-Jun-09 HARTFORD SMALL COMPANY FUND 214,367 .32 $917,490 31-Jul-09 VANGUARD EXTENDED MARKET INDEX FUND 206,365 .31 $831,650 30-Jun-09 AMERICAN CENTURY VEEDOT FUND 190,000 .28 $824,600 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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