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ADA-ES, Inc. (ADES)

On Dec 7: 3.28   0.02 (0.61%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 18% % of Shares Held by Institutional & Mutual Fund Owners: 14% % of Float Held by Institutional & Mutual Fund Owners: 17% Number of Institutions Holding Shares: 15 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported DURHAM MICHAEL D 203,880 18-Aug-09 MCKINNIES MARK H 111,953 18-Aug-09 BUSTARD C JEAN 77,797 18-Aug-09 SMITH JEFFREY CLARK 25,992 20-Jul-09 MILLER RICHARD 21,458 18-Aug-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Black River Asset Management LLC 271,303 3.85 $949,560 30-Sep-09 Dynamis Advisors, LLC 243,755 3.46 $853,142 30-Sep-09 VANGUARD GROUP, INC. (THE) 137,803 1.96 $482,310 30-Sep-09 BLACKROCK INC. 100,000 1.42 $350,000 30-Sep-09 Peconic Partners, LLC 62,810 .89 $219,835 30-Sep-09 INVESTMENT MANAGEMENT OF VIRGINIA LLC 44,775 .64 $156,712 30-Sep-09 LUMINUS MANAGEMENT, LLC 40,931 .58 $143,258 30-Sep-09 Sound Energy Partners Inc. 40,755 .58 $142,642 30-Sep-09 TRANSAMERICA INVESTMENT MANAGEMENT LLC 25,500 .36 $89,250 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 16,000 .23 $63,840 30-Jun-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported VANGUARD EXTENDED MARKET INDEX FUND 134,703 1.91 $537,464 30-Jun-09 FirstHands Funds-Alternative Energy Fund 9,400 .13 $37,506 30-Jun-09 SPARTAN EXTENDED MARKET INDEX FUND 6,212 .09 $21,742 30-Sep-09 FIDELITY NASDAQ COMPOSITE INDEX FUND 172 .00 $602 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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