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Saturday, November 28, 2009, 3:49PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Advanced Energy Industries, Inc. (AEIS)

On Nov 27: 11.27   0.33 (2.84%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 21% % of Shares Held by Institutional & Mutual Fund Owners: 79% % of Float Held by Institutional & Mutual Fund Owners: 101% Number of Institutions Holding Shares: 129 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST 7,195,645 9-Nov-09 BETZ HANS GEORG DR 67,298 27-Oct-09 BECK RICHARD P 42,574 6-May-09 RHOADES C STEVE 26,057 30-Apr-08 ROHRS THOMAS M 12,000 6-May-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported ROYCE & ASSOCIATES, LLC 4,020,780 9.57 $57,255,907 30-Sep-09 PRICE (T.ROWE) ASSOCIATES INC 3,673,550 8.74 $52,311,352 30-Sep-09 Barclays Global Investors UK Holdings Ltd 2,304,140 5.48 $32,810,953 30-Sep-09 Invesco Ltd. 1,510,988 3.60 $21,516,469 30-Sep-09 Bank of New York Mellon Corporation 1,459,476 3.47 $20,782,938 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,458,745 3.47 $20,772,528 30-Sep-09 INTEGRITY ASSET MANAGEMENT LLC 1,299,242 3.09 $18,501,206 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,230,521 2.93 $17,522,619 30-Sep-09 ALYDAR PARTNERS, LLC 844,341 2.01 $12,023,415 30-Sep-09 MASON STREET ADVISORS, LLC. 840,624 2.00 $11,970,485 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) SMALL-CAP VALUE FUND 1,211,800 2.88 $17,256,032 30-Sep-09 ROYCE VALUE FUND 961,665 2.29 $8,645,368 30-Jun-09 PRICE (T.ROWE) SMALL CAP STOCK FUND 950,000 2.26 $13,528,000 30-Sep-09 AIM SMALL CAP GROWTH FUND 728,550 1.73 $10,374,552 30-Sep-09 ROYCE LOW-PRICED STOCK FUND 714,100 1.70 $6,419,759 30-Jun-09 ROYCE OPPORTUNITY FUND 659,456 1.57 $5,928,509 30-Jun-09 PENNSYLVANIA MUTUAL FUND INC 582,344 1.39 $5,235,272 30-Jun-09 MET INVESTORS SER TR-MET/AIM SMALL CAP GROWTH PORTFOLIO 538,604 1.28 $4,842,049 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 484,993 1.15 $6,906,300 30-Sep-09 Fidelity International Small Cap Opportunities Fund 480,219 1.14 $5,777,034 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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