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Alexza Pharmaceuticals Inc. (ALXA)

At 9:30AM ET: 2.20   0.01 (0.45%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 4% % of Shares Held by Institutional & Mutual Fund Owners: 25% % of Float Held by Institutional & Mutual Fund Owners: 26% Number of Institutions Holding Shares: 43 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported SYMPHONY CAPITAL PARTNERS LP 6,724,000 26-Aug-09 KING THOMAS BRAXTON 120,845 5-Oct-09 RINGOLD GORDON 98,017 22-Jan-09 CASSELLA JAMES V 36,638 24-Feb-09 MORETTI AUGUST J 33,923 24-Feb-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported ZESIGER CAPITAL GROUP LLC 2,473,912 7.44 $5,566,302 30-Sep-09 WASATCH ADVISORS INC 2,058,591 6.19 $4,631,829 30-Sep-09 ORBIMED ADVISORS LLC. 1,670,000 5.02 $3,757,500 30-Sep-09 HOWARD HUGHES MEDICAL INSTITUTE 1,489,147 4.48 $3,350,580 30-Sep-09 PRICE (T.ROWE) ASSOCIATES INC 1,397,200 4.20 $3,143,700 30-Sep-09 CONUS PARTNERS INC 884,311 2.66 $1,989,699 30-Sep-09 VANGUARD GROUP, INC. (THE) 510,612 1.54 $1,148,877 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 469,225 1.41 $1,055,756 30-Sep-09 ADAGE CAPITAL PARTNERS GP, L.L.C. 425,900 1.28 $958,275 30-Sep-09 Barclays Global Investors UK Holdings Ltd 355,255 1.07 $799,323 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) NEW HORIZONS FUND 777,500 2.34 $1,749,375 30-Sep-09 WASATCH SMALL CAP GROWTH FUND 656,923 1.98 $1,556,907 30-Jun-09 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND 290,393 .87 $621,441 31-Oct-09 PRICE (T.ROWE) HEALTH SCIENCES FUND 289,300 .87 $685,641 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 285,876 .86 $677,526 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 160,135 .48 $379,519 30-Jun-09 FIDELITY SELECT PORTFOLIOS - BIOTECHNOLOGY 153,744 .46 $345,924 30-Sep-09 DFA U.S. MICRO CAP SERIES 107,479 .32 $178,415 30-Apr-09 COLLEGE RETIREMENT EQUITIES FUND-SOCIAL CHOICE ACCOUNT 91,661 .28 $217,236 30-Jun-09 PRINCIPAL SMALL CAP GROWTH FD 71,658 .22 $169,829 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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