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Sunday, November 29, 2009, 7:34AM ET - U.S. Markets Closed. Dow Down 1.48% Nasdaq Down 1.73%
AP Pharma Inc. (APPA)On Nov 27: 0.94  Up 0.01 (1.08%)  
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Major HoldersGet Major Holders for:
BREAKDOWN
% of Shares Held by All Insider and 5% Owners: 53%
% of Shares Held by Institutional & Mutual Fund Owners: 20%
% of Float Held by Institutional & Mutual Fund Owners: 43%
Number of Institutions Holding Shares: 18

MAJOR DIRECT HOLDERS (FORMS 3 & 4)
HolderSharesReported
TANG KEVIN CN/A19-Oct-09
BAKER BROTHERS LIFE SCIENCES CAPITAL (GP), LLCN/A19-Oct-09
BAKER BIOTECH CAPITAL (GP), LLCN/A19-Oct-09
14159 CAPITAL (GP), LLCN/A19-Oct-09
TURNBULL GREG135,15927-May-09


TOP INSTITUTIONAL HOLDERS
HolderShares% OutValue*Reported
BAKER BROTHERS ADVISORS, LLC2,884,5467.33$2,451,86430-Sep-09
DEERFIELD MANAGEMENT2,006,1475.09$1,705,22430-Sep-09
ORBIMED ADVISORS LLC.1,842,6004.68$1,566,21030-Sep-09
BVF INC.1,281,5213.25$1,089,29230-Sep-09
HIGHBRIDGE CAPITAL MANAGEMENT, LLC.930,2832.36$790,74030-Sep-09
STRAUS CAPITAL MANAGEMENT LLC583,3111.48$495,81430-Sep-09
UBS AG528,6421.34$449,34530-Sep-09
BAM Management, LLC255,000.65$216,75030-Sep-09
RENAISSANCE TECHNOLOGIES, LLC148,525.38$126,24630-Sep-09
Clearbridge Advisors, LLC147,075.37$125,01330-Sep-09

TOP MUTUAL FUND HOLDERS
HolderShares% OutValue*Reported
UBS EUCALYPTUS FUND LLC481,5001.22$452,61030-Jun-09
Legg Mason Partners Aggressive Growth Fd135,875.35$115,49330-Sep-09
DFA U.S. SMALL CAP VALUE SERIES32,946.08$16,14330-Apr-09
SPARTAN EXTENDED MARKET INDEX FUND4,452.01$3,78430-Sep-09
DFA U.S. Core Equity 2 Portfolio250.00$12230-Apr-09

View Transactions for Insiders & Institutional Holders
* Value shown is computed using the security's price on the report date given.


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