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    Auburn National Bancorporation, Inc. (AUBN)

    -NasdaqGM
    27.39 Down 0.39(1.41%) May 4, 12:35PM EDT
    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:35%
    % of Shares Held by Institutional & Mutual Fund Owners:6%
    % of Float Held by Institutional & Mutual Fund Owners:9%
    Number of Institutions Holding Shares:13

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    SPENCER EDWARD L JR598,918Feb 2, 2016
    BISHOP TERRELL E42,205Mar 11, 2016
    SPENCER EDWARD LEE III8,256Sep 22, 2014
    BARRETT J TUTT7,903Jan 22, 2016
    JOHNSON WILLIAM THOMAS5,467Jan 22, 2016


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Banc Funds Company, L.L.C. (The)138,3943.804,099,230Dec 31, 2015
    Suntrust Banks, Inc.39,5271.081,170,789Dec 31, 2015
    Dimensional Fund Advisors LP24,9250.68738,278Dec 31, 2015
    AllianceBernstein, L.P.22,4480.62664,909Dec 31, 2015
    Lincoln National Corp14,2170.39421,107Dec 31, 2015
    Ladenburg Thalmann Financial Services Inc.1,1000.0332,582Dec 31, 2015
    Bank of America Corporation6000.0217,772Dec 31, 2015
    Oakworth Capital, Inc.5260.0115,580Dec 31, 2015
    MetLife Securities, Inc.5180.0114,633Mar 31, 2016
    UBS Group AG5000.0114,810Dec 31, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    DFA U.S. Micro Cap Series11,5710.32314,499Jan 31, 2016
    Spartan Extended Market Index Fund3,5340.1096,054Jan 31, 2016
    Bridgeway Funds Inc-Ultra Small Company Market Fund2,9740.0888,089Dec 31, 2015
    DFA U.S. Small Cap Series2,7860.0874,024Oct 31, 2015
    DFA U.S. Core Equity 2 Portfolio1,9550.0551,944Oct 31, 2015
    DFA U.S. Vector Equity Portfolio1,2600.0333,478Oct 31, 2015
    DFA T.A. U.S. Core Equity 2 Portfolio7570.0220,113Oct 31, 2015
    DFA U.S. Targeted Value Portfolio6920.0218,386Oct 31, 2015
    DFA Tax Managed U.S. Targeted Value Port5130.0113,630Oct 31, 2015
    EQ Advisors Trust-AXA/Lord Abbett Micro Cap Port4130.0112,233Dec 31, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.