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Auburn National Bancorporation, Inc. (AUBN)

On Nov 25: 20.00   0.32 (1.63%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 36% % of Shares Held by Institutional & Mutual Fund Owners: 6% % of Float Held by Institutional & Mutual Fund Owners: 9% Number of Institutions Holding Shares: 21 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported SPENCER EDWARD L JR 725,731 19-Nov-09 WRIGHT EMIL F JR 394,178 12-Nov-09 BISHOP TERRELL E 41,500 24-Jan-08 DUMAS ROBERT W 34,608 26-Jan-09 ALDERMAN C WAYNE 10,077 28-Oct-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 60,414 1.66 $1,474,101 30-Sep-09 SUNTRUST BANKS, INC. 44,089 1.21 $1,075,771 30-Sep-09 STATE STREET CORPORATION 33,716 .93 $822,670 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 16,654 .46 $406,357 30-Sep-09 TIAA-CREF INVESTMENT MANAGEMENT, LLC 13,304 .37 $324,617 30-Sep-09 DEARDEN, MAGUIRE, WEAVER & BARRETT INC. 12,250 .34 $349,125 30-Jun-09 REGIONS FINANCIAL CORPORATION 10,477 .29 $255,638 30-Sep-09 Blackrock Investment Management LLC 3,376 .09 $82,374 30-Sep-09 PanAgora Asset Management, Inc. 3,082 .08 $75,200 30-Sep-09 OHIO-PUBLIC EMPLOYEES RETIREMENT SYSTEM (PERS) 2,863 .08 $69,857 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ISHARES RUSSELL 2000 INDEX FD 34,318 .94 $837,359 30-Sep-09 ISHARES RUSSELL 2000 VALUE INDEX FD 20,597 .57 $502,566 30-Sep-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 11,268 .31 $321,138 30-Jun-09 DFA U.S. MICRO CAP SERIES 6,676 .18 $155,884 30-Apr-09 AXA Premier VIP Multimanager Small Cap Value Portfolio 2,400 .07 $68,400 30-Jun-09 WT Mutual Fd-Wilmington Small Cap Strategy Fd 2,050 .06 $58,425 30-Jun-09 Valic Company I-Small Cap Index Fd 1,899 .05 $54,197 31-Aug-09 COLLEGE RETIREMENT EQUITIES FUND-EQUITY INDEX ACCOUNT 1,876 .05 $53,466 30-Jun-09 TIAA-CREF FDS-SMALL-CAP BLEND INDEX FUND 1,591 .04 $45,343 30-Jun-09 Nationwide Small Cap Index Fd 1,300 .04 $31,915 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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