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Saturday, November 28, 2009, 11:02PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

American States Water Company (AWR)

On Nov 27: 32.12   0.67 (2.04%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 0% % of Shares Held by Institutional & Mutual Fund Owners: 60% % of Float Held by Institutional & Mutual Fund Owners: 61% Number of Institutions Holding Shares: 135 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported ROSS LLOYD E 16,391 21-May-09 DODGE N P 15,594 19-May-09 HOLLOWAY ANNE M 15,428 19-May-09 ANDERSON JAMES L 13,997 21-May-09 KATHOL ROBERT F 13,269 19-May-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 1,307,077 7.06 $47,290,045 30-Sep-09 Pictet Asset Management Ltd 838,700 4.53 $30,344,166 30-Sep-09 STATE STREET CORPORATION 833,845 4.50 $30,168,512 30-Sep-09 VANGUARD GROUP, INC. (THE) 830,653 4.49 $30,053,025 30-Sep-09 SAM Sustainable Asset Management Ltd 554,206 2.99 $20,051,173 30-Sep-09 Invesco Ltd. 535,823 2.89 $19,386,076 30-Sep-09 GW CAPITAL, INC. 525,479 2.84 $19,011,830 30-Sep-09 Mesirow Financial Investment Management U.S. Value Equity 501,402 2.71 $18,140,724 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 389,052 2.10 $14,075,901 30-Sep-09 NEUBERGER BERMAN GROUP, LLC 364,100 1.97 $13,173,138 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Powershares Exhg Traded Fd-Powershares Water Resources 473,939 2.56 $17,227,682 31-Jul-09 SPDR (R) Ser Tr- SPDR (R) S&P (R) Dividend ETF 294,364 1.59 $10,196,768 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 271,467 1.47 $9,821,676 30-Sep-09 ISHARES S&P SMALLCAP 600 INDEX FD 240,586 1.30 $7,975,425 31-Oct-09 VANGUARD SMALL-CAP INDEX FUND 223,444 1.21 $7,740,100 30-Jun-09 DFA U.S. MICRO CAP SERIES 165,279 .89 $5,707,083 30-Apr-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 157,887 .85 $5,469,205 30-Jun-09 ISHARES RUSSELL 2000 VALUE INDEX FD 155,692 .84 $5,632,936 30-Sep-09 IShares S&P Smallcap 600 Value Index Fund 150,627 .81 $4,993,285 31-Oct-09 NEUBERGER & BERMAN GENESIS FUND 149,500 .81 $5,408,910 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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