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AXT Inc. (AXTI)

On Nov 27: 2.42   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 4% % of Shares Held by Institutional & Mutual Fund Owners: 45% % of Float Held by Institutional & Mutual Fund Owners: 47% Number of Institutions Holding Shares: 31 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported YOUNG MORRIS S 888,520 13-May-09 CHEN JESSE 109,944 3-Nov-09 ZHANG DAVIS 72,852 29-Feb-08 LEBLANC LEONARD J 71,653 27-Apr-09 CHANG DAVID C 71,503 31-Aug-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported ROYCE & ASSOCIATES, LLC 2,544,600 8.30 $4,885,632 30-Sep-09 Marathon Capital Management 1,979,980 6.46 $3,801,561 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,975,683 6.44 $3,793,311 30-Sep-09 RK Capital Management, LLC 1,398,748 4.56 $2,685,596 30-Sep-09 Barclays Global Investors UK Holdings Ltd 782,075 2.55 $1,501,584 30-Sep-09 PRINCETON CAPITAL MANAGEMENT 689,100 2.25 $1,323,072 30-Sep-09 CANNELL, J. CARLO 649,800 2.12 $1,247,616 30-Sep-09 FIFTH THIRD ASSET MANAGEMENT 620,660 2.02 $1,191,667 30-Sep-09 KENNEDY CAPITAL MANAGEMENT, INC. 494,915 1.61 $950,236 30-Sep-09 ROANOKE ASSET MANAGEMENT 422,693 1.38 $811,570 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ROYCE OPPORTUNITY FUND 1,657,752 5.41 $2,287,697 30-Jun-09 DFA U.S. SMALL CAP SERIES 406,289 1.32 $345,345 30-Apr-09 PERRITT EMERGING OPPORTUNITIES FUND 350,000 1.14 $672,000 30-Sep-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 327,728 1.07 $452,264 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 319,575 1.04 $441,013 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 317,739 1.04 $270,078 30-Apr-09 DFA U.S. MICRO CAP SERIES 289,963 .95 $246,468 30-Apr-09 FIFTH THIRD MICRO CAP VALUE FUND 202,600 .66 $386,966 31-Jul-09 DFA Tax Managed U.S. Targeted Value Port 151,725 .49 $289,794 31-Jul-09 Catalyst Value Fund 59,000 .19 $81,420 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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