Dow Down2.20% Nasdaq Down1.31%

AXT Inc. (AXTI)

-NasdaqGS
2.67 Down 0.01(0.37%) 12:02PM EST - Nasdaq Real Time Price
Major HoldersGet Major Holders for:
Breakdown
% of Shares Held by All Insider and 5% Owners:16%
% of Shares Held by Institutional & Mutual Fund Owners:32%
% of Float Held by Institutional & Mutual Fund Owners:39%
Number of Institutions Holding Shares:38

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
YOUNG MORRIS S855,239Jul 16, 2015
HOU HONG Q300,000Jun 29, 2015
ZHANG DAVIS202,473Nov 3, 2014
CHEN JESSE179,238May 27, 2015
CHANG DAVID C134,963May 27, 2015


Top Institutional Holders
HolderShares% OutValue*Reported
Perritt Capital Management, Inc.1,952,4876.003,748,775Sep 30, 2015
Dimensional Fund Advisors LP1,866,6065.743,583,883Sep 30, 2015
Vanguard Group, Inc. (The)1,388,1644.273,442,646Dec 31, 2015
BlackRock Institutional Trust Company, N.A.836,6982.571,606,460Sep 30, 2015
Pacific Ridge Capital Partners, LLC654,4102.011,622,936Dec 31, 2015
Ariel Investments, LLC3,732,39011.477,166,188Sep 30, 2015
Royce & Associates, LLC618,1771.901,533,078Dec 31, 2015
Princeton Capital Management470,3501.451,166,468Dec 31, 2015
New York State Common Retirement Fund440,7001.351,092,936Dec 31, 2015
Renaissance Technologies, LLC438,2001.35841,344Sep 30, 2015

Top Mutual Fund Holders
HolderShares% OutValue*Reported
Perritt Microcap Opportunities Fund1,494,9374.592,870,279Sep 30, 2015
Royce Opportunity Fund533,4921.641,323,060Dec 31, 2015
Vanguard Total Stock Market Index Fund531,2241.631,019,950Sep 30, 2015
Heartland Value Fund500,0001.54960,000Sep 30, 2015
Vanguard Extended Market Index Fund496,6181.53953,506Sep 30, 2015
Perritt Ultra MicroCap Fund349,1001.07670,272Sep 30, 2015
DFA U.S. Micro Cap Series285,5110.88670,950Jul 31, 2015
Vanguard Institutional Index-Inst Total Stock Market Ind282,8290.87543,031Sep 30, 2015
Adirondack Small Cap Fund277,0400.85531,916Sep 30, 2015
DFA U.S. Small Cap Series265,3300.82623,525Jul 31, 2015

View Transactions for Insiders & Institutional Holders

Value shown is computed using the security's price on the report date given.

Currency in USD.