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Monday, November 30, 2009, 5:50PM ET - U.S. Markets Closed. Dow  0.34% Nasdaq  0.29%

Bancorp Rhode Island, Inc. (BARI)

At 4:00PM ET: 25.22   0.43 (1.73%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 33% % of Shares Held by Institutional & Mutual Fund Owners: 50% % of Float Held by Institutional & Mutual Fund Owners: 74% Number of Institutions Holding Shares: 44 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported CHACE MALCOLM G N/A 13-Aug-09 SHERMAN MERRILL W 157,470 12-Aug-09 ANDRADE ANTHONY F 30,374 28-Aug-09 DERENTIS JAMES V 13,425 24-Feb-09 BERGER JOHN R 4,169 26-Feb-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported MENDON CAPITAL ADVISORS CORP 291,011 6.33 $7,269,454 30-Sep-09 ROYCE & ASSOCIATES, LLC 261,300 5.68 $6,527,274 30-Sep-09 Endurance Wealth Management, Inc. 170,311 3.70 $4,254,368 30-Sep-09 THOMSON HORSTMANN & BRYANT, INC. 153,664 3.34 $3,838,526 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 139,891 3.04 $3,494,477 30-Sep-09 SANDLER O'NEILL ASSET MANAGEMENT LLC 139,600 3.03 $3,487,208 30-Sep-09 Castine Capital Management, LLC 134,000 2.91 $3,347,320 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 126,900 2.76 $3,169,962 30-Sep-09 Barclays Global Investors UK Holdings Ltd 98,175 2.13 $2,452,411 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 94,600 2.06 $2,363,108 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ROYCE TOTAL RETURN FUND 261,300 5.68 $5,150,223 30-Jun-09 BURNHAM FINANCIAL INDUSTRIES FUND 168,252 3.66 $4,202,934 30-Sep-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 70,800 1.54 $1,395,468 30-Jun-09 FBR SMALL CAP FINANCIAL FUND 63,295 1.38 $1,398,819 31-Jul-09 ISHARES RUSSELL 2000 INDEX FD 53,265 1.16 $1,330,559 30-Sep-09 BURNHAM FINANCIAL SERVICES FUND 47,688 1.04 $1,191,246 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 46,255 1.01 $911,686 30-Jun-09 DFA U.S. MICRO CAP SERIES 33,582 .73 $621,602 30-Apr-09 ISHARES RUSSELL 2000 VALUE INDEX FD 30,042 .65 $750,449 30-Sep-09 DFA U.S. SMALL CAP VALUE SERIES 22,062 .48 $408,367 30-Apr-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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