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Sunday, November 29, 2009, 3:06AM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Sotheby's (BID)

On Nov 27: 19.21   0.72 (3.61%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 1% % of Shares Held by Institutional & Mutual Fund Owners: 93% % of Float Held by Institutional & Mutual Fund Owners: 94% Number of Institutions Holding Shares: 164 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported RUPRECHT WILLIAM F 425,360 19-Aug-09 ANGELO JOHN M 340,000 10-Jun-09 SHERIDAN WILLIAM S 105,891 14-Sep-09 WOODHEAD ROBIN 103,481 26-Feb-09 ALEXANDER SUSAN 50,968 17-Nov-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported ADVISORY RESEARCH, INC. 4,699,267 7.02 $80,968,370 30-Sep-09 Barclays Global Investors UK Holdings Ltd 4,104,901 6.14 $70,727,444 30-Sep-09 Ariel Investments, LLC 3,106,108 4.64 $53,518,240 30-Sep-09 ROYCE & ASSOCIATES, LLC 3,025,288 4.52 $52,125,712 30-Sep-09 OPPENHEIMER FUNDS, INC. 3,001,900 4.49 $51,722,737 30-Sep-09 MARATHON ASSET MANAGEMENT LLP 2,921,997 4.37 $50,346,008 30-Sep-09 VANGUARD GROUP, INC. (THE) 2,618,774 3.91 $45,121,476 30-Sep-09 ATTICUS CAPITAL, LP 2,435,842 3.64 $41,969,557 30-Sep-09 STATE STREET CORPORATION 2,348,814 3.51 $40,470,065 30-Sep-09 DARUMA ASSET MANAGEMENT 2,031,100 3.04 $34,995,853 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported OPPENHEIMER GLOBAL OPPORTUNITIES FUND 1,849,900 2.77 $26,102,089 30-Jun-09 ROYCE PREMIER FUND 1,694,800 2.53 $23,913,628 30-Jun-09 ARIEL FUND 1,569,967 2.35 $22,152,234 30-Jun-09 FIDELITY PURITAN FUND INC 1,063,300 1.59 $18,320,659 30-Sep-09 ISHARES RUSSELL 2000 INDEX FD 984,432 1.47 $16,961,763 30-Sep-09 PUTNAM VISTA FUND 825,000 1.23 $12,432,750 31-Jul-09 VANGUARD SMALL-CAP INDEX FUND 819,304 1.22 $11,560,379 30-Jun-09 PENNSYLVANIA MUTUAL FUND INC 776,194 1.16 $10,952,097 30-Jun-09 Columbia Fds Ser Tr I-Columbia Select Small Cap Fd 700,000 1.05 $9,877,000 30-Jun-09 ARIEL APPRECIATION FUND 651,000 .97 $9,185,610 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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