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Saturday, November 28, 2009, 12:37AM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Caterpillar Inc. (CAT)

On Nov 27: 57.45   1.59 (2.69%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 14% % of Shares Held by Institutional & Mutual Fund Owners: 63% % of Float Held by Institutional & Mutual Fund Owners: 73% Number of Institutions Holding Shares: 879 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported OWENS JAMES W 171,743 30-Sep-09 MAGOWAN PETER A 293,918 4-Aug-09 GALLARDO JUAN 212,756 13-Apr-09 VITTECOQ GERARD R 103,426 20-Oct-09 OBERHELMAN DOUGLAS R 81,684 4-Aug-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 23,625,003 3.79 $1,212,671,403 30-Sep-09 VANGUARD GROUP, INC. (THE) 21,309,461 3.42 $1,093,814,633 30-Sep-09 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 19,707,800 3.16 $1,011,601,374 30-Sep-09 AXA 13,231,741 2.12 $679,185,265 30-Sep-09 STATE STREET CORPORATION 85,834,460 13.78 $4,405,882,831 30-Sep-09 PRIMECAP MANAGEMENT COMPANY 11,357,906 1.82 $583,001,314 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 10,085,709 1.62 $517,699,442 30-Sep-09 FMR LLC 9,139,904 1.47 $469,151,272 30-Sep-09 HARRIS ASSOCIATES L.P. 9,074,899 1.46 $465,814,565 30-Sep-09 NORTHERN TRUST CORPORATION 8,289,727 1.33 $273,892,580 30-Jun-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DIAMONDS TRUST SERIES I 6,797,684 1.09 $241,861,596 30-Apr-09 VANGUARD 500 INDEX FUND 5,770,888 .93 $190,670,139 30-Jun-09 VANGUARD/PRIMECAP FUND 5,631,900 .90 $186,077,976 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 5,567,470 .89 $183,949,208 30-Jun-09 SPDR TRUST SERIES 1 5,565,474 .89 $331,702,250 30-Sep-08 DODGE & COX STOCK FUND 4,491,500 .72 $230,548,695 30-Sep-09 VANGUARD INSTITUTIONAL INDEX FUND-INSTITUTIONAL INDEX FD 4,108,679 .66 $135,750,754 30-Jun-09 FIDELITY GROWTH COMPANY FUND 4,060,000 .65 $208,399,800 30-Sep-09 GROWTH FUND OF AMERICA INC 4,000,000 .64 $205,320,000 30-Sep-09 VANGUARD/WELLINGTON FUND INC. 3,875,400 .62 $137,421,684 31-May-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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