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Cathay General Bancorp (CATY)

On Nov 27: 7.80   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 9% % of Shares Held by Institutional & Mutual Fund Owners: 40% % of Float Held by Institutional & Mutual Fund Owners: 44% Number of Institutions Holding Shares: 120 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported WU PETER N/A 24-Nov-09 CHENG DUNSON K 395,258 19-Feb-09 LIU TING Y N/A 5-Dec-08 LEE PATRICK N/A 13-Jun-08 CHIU THOMAS C T N/A 23-Apr-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 3,319,379 5.37 $26,853,776 30-Sep-09 FMR LLC 2,400,112 3.88 $19,416,906 30-Sep-09 STATE STREET CORPORATION 2,314,652 3.74 $18,725,534 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 2,240,025 3.62 $18,121,802 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,797,118 2.91 $14,538,684 30-Sep-09 WELLS FARGO & COMPANY 1,104,212 1.79 $8,933,075 30-Sep-09 NORTHERN TRUST CORPORATION 899,075 1.45 $8,550,203 30-Jun-09 GOLDMAN SACHS GROUP INC 740,220 1.20 $5,988,379 30-Sep-09 MORGAN STANLEY 520,477 .84 $4,210,658 30-Sep-09 Bank of New York Mellon Corporation 459,326 .74 $3,715,947 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported FIDELITY LOW-PRICED STOCK FUND 2,400,040 3.88 $21,888,364 31-Jul-09 SPDR (R) Ser Tr-KBW Regional Banking ETF 939,576 1.52 $8,935,367 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 786,810 1.27 $8,828,008 30-Apr-09 ISHARES RUSSELL 2000 INDEX FD 727,589 1.18 $5,886,195 30-Sep-09 VANGUARD SMALL-CAP INDEX FUND 543,901 .88 $5,172,498 30-Jun-09 MIDCAP SPDR TRUST SERIES I 444,235 .72 $10,572,793 30-Sep-08 ISHARES S&P MIDCAP 400 INDEX FD 404,288 .65 $3,569,863 31-Oct-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 382,164 .62 $3,634,379 30-Jun-09 VANGUARD SMALL CAP VALUE INDEX FUND 351,959 .57 $3,347,130 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 302,487 .49 $2,876,651 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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