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China BAK Battery, Inc. (CBAK)

At 11:56AM ET: 2.19   0.10 (4.37%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 28% % of Shares Held by Institutional & Mutual Fund Owners: 21% % of Float Held by Institutional & Mutual Fund Owners: 30% Number of Institutions Holding Shares: 59 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported LI XIANGQIAN 19,553,887 22-Jun-09 HAN YONGBIN 54,626 12-Aug-08 GOODNER RICHARD B 20,000 26-Jun-09 BUDD CHARLENE SPOEDE 15,500 26-Jun-09 ZHANG CHUNZHI 15,000 26-Jun-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Invesco Ltd. 4,076,923 7.07 $20,180,768 30-Sep-09 SAM Sustainable Asset Management Ltd 2,269,043 3.93 $11,231,762 30-Sep-09 Shell Asset Management Company 1,613,000 2.80 $7,984,350 30-Sep-09 Barclays Global Investors UK Holdings Ltd 1,326,015 2.30 $6,563,774 30-Sep-09 VANGUARD GROUP, INC. (THE) 936,454 1.62 $4,635,447 30-Sep-09 STATE STREET CORPORATION 637,256 1.10 $3,154,417 30-Sep-09 NORTHERN TRUST CORPORATION 298,061 .52 $879,279 30-Jun-09 TIAA-CREF INVESTMENT MANAGEMENT, LLC 219,753 .38 $1,087,777 30-Sep-09 Partner Fund Management, L.P. 184,262 .32 $912,096 30-Sep-09 PUTNAM INVESTMENT MANAGEMENT, LLC 173,373 .30 $858,196 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Powershares Exhg Traded Fd Tr-POWERSHARES WILDERHILL CLEAN E 1,244,549 2.16 $4,119,457 31-Jul-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 759,436 1.32 $2,240,336 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 554,853 .96 $2,746,522 30-Sep-09 ISHARES RUSSELL 2000 VALUE INDEX FD 312,511 .54 $1,546,929 30-Sep-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 197,203 .34 $581,748 30-Jun-09 Powershares Exhg Traded Fd-Powershares Golden Dragon Halter 169,541 .29 $561,180 31-Jul-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 143,811 .25 $424,242 30-Jun-09 Small Cap Value Fund, Inc. 142,200 .25 $703,890 30-Sep-09 EQ ADVISORS TRUST-EQ/SMALL COMPANY INDEX PORTFOLIO 103,776 .18 $306,139 30-Jun-09 ISHARES Russell Micro Cap (TM) Index Fund 61,220 .11 $303,039 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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