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Saturday, November 28, 2009, 4:45PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Cardica Inc. (CRDC)

On Nov 27: 1.15   0.02 (1.77%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 52% % of Shares Held by Institutional & Mutual Fund Owners: 17% % of Float Held by Institutional & Mutual Fund Owners: 36% Number of Institutions Holding Shares: 32 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported SUTTER HILL VENTURES 2,312,639 30-Sep-09 SIMON JOHN 651,042 30-Sep-09 HAUSEN BERNARD A 524,995 30-Sep-09 COXE TENCH N/A 30-Sep-09 YOUNGER WILLIAM H JR 2,333 30-Sep-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 1,596,806 6.67 $2,411,177 30-Sep-09 PRIMECAP MANAGEMENT COMPANY 591,693 2.47 $893,456 30-Sep-09 PERKINS CAPITAL MANAGEMENT, INC. 512,244 2.14 $773,488 30-Sep-09 WASATCH ADVISORS INC 2,571,846 10.74 $3,883,487 30-Sep-09 AXA 450,000 1.88 $679,500 30-Sep-09 Cortina Asset Management, LLC 437,203 1.83 $660,176 30-Sep-09 ALLEN HOLDING INC. 417,938 1.75 $631,086 30-Sep-09 DAFNA Capital Management, LLC 399,202 1.67 $602,795 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 167,800 .70 $253,378 30-Sep-09 BLAIR (WILLIAM) & COMPANY, L.L.C. 163,775 .68 $247,300 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Primecap Odyssey Aggressive Growth Fund 591,693 2.47 $893,456 30-Sep-09 WASATCH MICROCAP FUND 476,001 1.99 $680,681 30-Jun-09 WASATCH ULTRA GROWTH FUND 203,255 .85 $290,654 30-Jun-09 WASATCH GLOBAL SCIENCE & TECHNOLOGY FUND 130,414 .54 $186,492 30-Jun-09 WASATCH MICRO-CAP VALUE FUND 103,865 .43 $148,526 30-Jun-09 DFA U.S. MICRO CAP SERIES 60,128 .25 $159,339 30-Apr-09 VANGUARD EXTENDED MARKET INDEX FUND 45,217 .19 $64,660 30-Jun-09 DFA U.S. SMALL CAP SERIES 30,842 .13 $81,731 30-Apr-09 Wasatch Global Opportunities Fund 24,300 .10 $34,749 30-Jun-09 SPARTAN EXTENDED MARKET INDEX FUND 18,168 .08 $27,433 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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