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Thursday, November 26, 2009, 11:49PM ET - U.S. Markets Closed for Thanksgiving Day. Dow  0.29% Nasdaq  0.32%

Capital Southwest Corporation (CSWC)

On Nov 25: 77.56   0.64 (0.82%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 22% % of Shares Held by Institutional & Mutual Fund Owners: 39% % of Float Held by Institutional & Mutual Fund Owners: 50% Number of Institutions Holding Shares: 64 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported BURTON DONALD W N/A 9-Mar-09 MARTIN GARY L 89,923 3-Dec-08 THOMAS WILLIAM R III 12,443 17-Nov-09 HENDERSON GRAEME W 12,000 23-Sep-09 ASHBAUGH WILLIAM M 500 3-Dec-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported FIRST MANHATTAN COMPANY 177,028 4.73 $13,586,899 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 171,444 4.58 $13,158,327 30-Sep-09 Barclays Global Investors UK Holdings Ltd 119,389 3.19 $9,163,105 30-Sep-09 THIRD AVENUE MANAGEMENT, LLC 119,194 3.19 $9,148,139 30-Sep-09 PRICE (T.ROWE) ASSOCIATES INC 118,250 3.16 $9,075,687 30-Sep-09 VANGUARD GROUP, INC. (THE) 99,774 2.67 $7,657,654 30-Sep-09 Asset Management Investors, LLC 86,270 2.31 $6,621,222 30-Sep-09 MORGAN STANLEY 85,058 2.27 $6,528,201 30-Sep-09 ZS Crossover Management, LLC 69,420 1.86 $5,327,985 30-Sep-09 STATE STREET CORPORATION 57,515 1.54 $4,414,276 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) SMALL-CAP VALUE FUND 110,000 2.94 $8,442,500 30-Sep-09 THIRD AVENUE VALUE FUND, INC. 83,370 2.23 $6,842,175 31-Jul-09 MORGAN STANLEY INST FD INC-SMALL COMPANY GROWTH PORT 44,154 1.18 $3,194,541 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 43,607 1.17 $3,346,837 30-Sep-09 DFA U.S. SMALL CAP VALUE SERIES 37,808 1.01 $2,939,950 30-Apr-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 33,341 .89 $2,736,295 31-Jul-09 VANGUARD SMALL-CAP INDEX FUND 31,962 .85 $2,312,450 30-Jun-09 DFA Tax Managed U.S. Targeted Value Port 25,174 .67 $2,066,030 31-Jul-09 ISHARES RUSSELL 2000 VALUE INDEX FD 25,159 .67 $1,930,953 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 20,888 .56 $1,511,246 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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