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Saturday, December 5, 2009, 2:47AM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

ECB Bancorp Inc. (ECBE)

On Dec 4: 12.612   0.038 (0.30%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 25% % of Shares Held by Institutional & Mutual Fund Owners: 19% % of Float Held by Institutional & Mutual Fund Owners: 26% Number of Institutions Holding Shares: 10 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported LAMB JOSEPH T JR 20,208 2-Dec-09 KEENEY ARTHUR III 37,132 10-Nov-08 SPENCER R S JR 22,700 30-Jul-09 DAVIS GEORGE T JR 21,712 2-Dec-09 ADAMS GARY M 7,475 18-Sep-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported OZ MANAGEMENT, L.L.C. 203,529 7.15 $3,358,228 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 115,300 4.05 $1,902,450 30-Sep-09 KENNEDY CAPITAL MANAGEMENT, INC. 89,220 3.13 $1,472,130 30-Sep-09 CAXTON ASSOCIATES, L.L.C. 78,582 2.76 $1,296,603 30-Sep-09 MFC Global Investment Management (U.S.), LLC 27,504 .97 $453,816 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 20,753 .73 $342,424 30-Sep-09 VANGUARD GROUP, INC. (THE) 14,795 .52 $244,117 30-Sep-09 AXA 2,900 .10 $47,850 30-Sep-09 BESSEMER GROUP, INCORPORATED 500 .02 $8,250 30-Sep-09 UBS AG 297 .01 $4,900 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported JOHN HANCOCK BANK AND THRIFT OPPORTUNITY FUND 27,504 .97 $453,816 30-Sep-09 First Opportunity Fund 26,900 .94 $524,550 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 14,795 .52 $288,502 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 5,318 .19 $94,394 30-Apr-09 DFA U.S. MICRO CAP SERIES 3,797 .13 $67,396 30-Apr-09 DFA U.S. Core Equity 2 Portfolio 1,850 .06 $32,837 30-Apr-09 DFA U.S. SMALL CAP SERIES 1,130 .04 $20,057 30-Apr-09 DFA Tax Managed U.S. Targeted Value Port 874 .03 $14,193 31-Jul-09 DFA U.S. Vector Equity Portfolio 500 .02 $8,875 30-Apr-09 DFA U.S. Core Equity 1 Portfolio 500 .02 $8,875 30-Apr-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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