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Wednesday, December 16, 2009, 10:54PM ET - U.S. Markets Closed. Dow  0.10% Nasdaq  0.27%

Energy Focus, Inc. (EFOI)

At 3:59PM ET: 0.65   0.03 (4.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 55% % of Shares Held by Institutional & Mutual Fund Owners: 10% % of Float Held by Institutional & Mutual Fund Owners: 23% Number of Institutions Holding Shares: 14 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported GELBAUM DAVID 3,636,226 30-Oct-09 DIKER MANAGEMENT LLC N/A 30-Oct-09 QUERCUS TRUST 2,685,479 14-Mar-08 STUPPIN JOHN B N/A 14-Mar-08 DAVENPORT JOHN 94,719 29-May-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported DIKER MANAGEMENT, LLC 1,453,554 9.64 $1,424,482 30-Sep-09 Welch & Forbes, LLC 667,945 4.43 $654,586 30-Sep-09 GME Capital LLC 310,550 2.06 $304,339 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 212,577 1.41 $208,325 30-Sep-09 VANGUARD GROUP, INC. (THE) 152,346 1.01 $149,299 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 85,400 .57 $60,634 30-Jun-09 COURIER CAPITAL COPORATION 50,000 .33 $49,000 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 30,905 .20 $30,286 30-Sep-09 NORTHERN TRUST CORPORATION 15,519 .10 $11,018 30-Jun-09 FRANKLIN RESOURCES, INC 15,000 .10 $14,700 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported VANGUARD EXTENDED MARKET INDEX FUND 152,346 1.01 $108,165 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 136,025 .90 $112,900 30-Apr-09 SPARTAN EXTENDED MARKET INDEX FUND 9,000 .06 $8,820 30-Sep-09 DFA U.S. Core Equity 2 Portfolio 4,614 .03 $3,829 30-Apr-09 SPARTAN TOTAL MARKET INDEX FUND 3,941 .03 $3,862 30-Sep-09 SA FDS INV TR-U.S. SMALL COMPANY FD 2,200 .01 $1,562 30-Jun-09 DFA U.S. Core Equity 1 Portfolio 1,404 .01 $1,165 30-Apr-09 DFA U.S. MICRO CAP SERIES 838 .01 $695 30-Apr-09 DFA TAX MANAGED U.S. EQUITY SERIES 194 .00 $161 30-Apr-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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