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Wednesday, December 9, 2009, 7:38AM ET - U.S. Markets open in 1 hour and 52 minutes. Dow Down 1.00% Nasdaq  0.00%
Equus Total Return, Inc. (EQS)On Dec 8: 3.20   0.00 (0.00%)  
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Major HoldersGet Major Holders for:
BREAKDOWN
% of Shares Held by All Insider and 5% Owners: 13%
% of Shares Held by Institutional & Mutual Fund Owners: 3%
% of Float Held by Institutional & Mutual Fund Owners: 4%
Number of Institutions Holding Shares: 11

MAJOR DIRECT HOLDERS (FORMS 3 & 4)
HolderSharesReported
CLAYTON SHARONN/A3-Aug-09
MOORE ANTHONY RN/A3-Aug-09
DENOS KENNETH IN/A5-Oct-09
MOORE, CLAYTON & CO., INC.N/A5-Oct-09
DOUGLASS PAULA TERRY52,2348-Apr-08


TOP INSTITUTIONAL HOLDERS
HolderShares% OutValue*Reported
Rushmore Investment Advisors, Inc.100,0001.13$323,00030-Jun-09
MORGAN STANLEY42,316.48$136,25730-Sep-09
FIRST MANHATTAN COMPANY17,840.20$57,44430-Sep-09
FIRST SOURCE BANK14,543.16$46,82830-Sep-09
MERRILL LYNCH & CO., INC.14,540.16$46,81830-Sep-09
Technical Financial Services LLC10,887.12$35,05630-Sep-09
Ameriprise Financial, Inc.7,021.08$22,60730-Sep-09
UBS AG5,570.06$17,93530-Sep-09
LEGAL & GENERAL GROUP PLC3,951.04$12,72230-Sep-09
Invesco Ltd.1,736.02$5,58930-Sep-09

TOP MUTUAL FUND HOLDERS
HolderShares% OutValue*Reported

View Transactions for Insiders & Institutional Holders
* Value shown is computed using the security's price on the report date given.


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