| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | SYMPHONY ASSET MANAGEMENT LLC | 963,820 | 2.64 | $5,358,839 | 30-Sep-09 | | WELLS FARGO & COMPANY | 813,372 | 2.23 | $4,522,348 | 30-Sep-09 | | Newgate Capital Management LLC | 589,199 | 1.62 | $3,275,946 | 30-Sep-09 | | UBS AG | 466,642 | 1.28 | $2,594,529 | 30-Sep-09 | | MORGAN STANLEY | 377,591 | 1.04 | $2,099,405 | 30-Sep-09 | | RiverNorth Capital Management, Inc. | 313,508 | .86 | $1,743,104 | 30-Sep-09 | | KARPUS INVESTMENT MANAGEMENT | 254,205 | .70 | $1,413,379 | 30-Sep-09 | | BNP Paribas Arbitrage, SA | 200,000 | .55 | $1,112,000 | 30-Sep-09 | | HORIZON ASSET MANAGEMENT, INC./NY | 197,101 | .54 | $1,095,881 | 30-Sep-09 | | Concert Wealth Management | 176,296 | .48 | $826,828 | 30-Jun-09 |
|
| Holder | Shares | % Out | Value* | Reported | | RiverNorth Core Opportunity Fund | 264,658 | .73 | $1,471,498 | 30-Sep-09 | | YieldQuest Total Return Bond Fd | 53,795 | .15 | $268,975 | 31-Jul-09 |
|
|
*
|
Value shown is computed using the security's price on the report date given.
|
|