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Falconstor Software Inc. (FALC)

On Feb 9: 3.26   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 28% % of Shares Held by Institutional & Mutual Fund Owners: 30% % of Float Held by Institutional & Mutual Fund Owners: 42% Number of Institutions Holding Shares: 71 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HUAI REIJANE 9,517,660 20-Aug-09 RUBENSTEIN BARRY 941,000 5-Feb-10 LIEBER IRWIN 1,759,617 5-Feb-10 OXENHORN ELI 1,006,000 30-Nov-09 WU BERNARD J 256,020 20-Aug-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 1,908,119 4.25 $9,483,351 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,512,082 3.37 $7,515,047 30-Sep-09 ESSEX INVESTMENT MANAGEMENT CO INC 1,264,639 2.82 $6,285,255 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,143,353 2.55 $5,682,464 30-Sep-09 SALEM INVESTMENT COUNSELORS, INC. 867,448 1.93 $4,311,216 30-Sep-09 STATE STREET CORPORATION 666,629 1.48 $3,313,146 30-Sep-09 DEUTSCHE BANK AKTIENGESELLSCHAFT 491,624 1.10 $2,443,371 30-Sep-09 NORTHERN TRUST CORPORATION 461,126 1.03 $2,291,796 30-Sep-09 THRIVENT FINANCIAL FOR LUTHERANS 456,200 1.02 $2,267,314 30-Sep-09 KENNEDY CAPITAL MANAGEMENT, INC. 386,336 .86 $1,920,089 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. MICRO CAP SERIES 519,514 1.16 $2,779,399 31-Jul-09 VANGUARD SMALL-CAP INDEX FUND 459,269 1.02 $2,181,527 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 440,401 .98 $1,699,947 30-Nov-09 Managers AMG Funds-Essex Small/Micro Cap Growth Fund 357,733 .80 $1,777,933 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 316,284 .70 $1,502,349 30-Jun-09 VANGUARD SMALL-CAP GROWTH INDEX FUND 293,166 .65 $1,457,035 30-Sep-09 VANGUARD EXTENDED MARKET INDEX FUND 274,376 .61 $1,303,286 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 243,663 .54 $940,539 30-Nov-09 THRIVENT SMALL CAP STOCK FUND 202,845 .45 $782,981 30-Nov-09 Principal Small Cap Growth Fd II 194,068 .43 $964,517 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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