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Sunday, November 29, 2009, 6:16AM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Falconstor Software Inc. (FALC)

On Nov 27: 3.75   0.12 (3.10%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 27% % of Shares Held by Institutional & Mutual Fund Owners: 30% % of Float Held by Institutional & Mutual Fund Owners: 42% Number of Institutions Holding Shares: 74 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HUAI REIJANE 9,517,660 20-Aug-09 WU BERNARD J 256,020 20-Aug-09 WEBER JAMES MICHAEL 128,000 21-Aug-09 LAM WAYNE 124,937 24-Nov-09 BOCK STEVEN L 25,000 8-May-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 1,908,119 4.25 $9,483,351 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,512,082 3.37 $7,515,047 30-Sep-09 ESSEX INVESTMENT MANAGEMENT CO INC 1,264,639 2.82 $6,285,255 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,143,353 2.55 $5,682,464 30-Sep-09 SALEM INVESTMENT COUNSELORS, INC. 867,448 1.93 $4,311,216 30-Sep-09 STATE STREET CORPORATION 666,629 1.48 $3,313,146 30-Sep-09 DEUTSCHE BANK AKTIENGESELLSCHAFT 491,624 1.10 $2,443,371 30-Sep-09 THRIVENT FINANCIAL FOR LUTHERANS 456,200 1.02 $2,267,314 30-Sep-09 NORTHERN TRUST CORPORATION 428,952 .96 $2,037,522 30-Jun-09 KENNEDY CAPITAL MANAGEMENT, INC. 386,336 .86 $1,920,089 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. MICRO CAP SERIES 519,514 1.16 $1,922,201 30-Apr-09 ISHARES RUSSELL 2000 INDEX FD 506,100 1.13 $2,515,317 30-Sep-09 VANGUARD SMALL-CAP INDEX FUND 459,269 1.02 $2,181,527 30-Jun-09 Managers AMG Funds-Essex Small/Micro Cap Growth Fund 354,099 .79 $1,791,740 31-Aug-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 316,284 .70 $1,502,349 30-Jun-09 VANGUARD SMALL-CAP GROWTH INDEX FUND 290,814 .65 $1,381,366 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 274,376 .61 $1,303,286 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 259,096 .58 $1,287,707 30-Sep-09 DWS Advisor Fds-DWS Small Cap Growth Fd 236,140 .53 $1,121,665 30-Jun-09 DWS Var Ser II-DWS Small Cap Growth VIP 227,800 .51 $1,082,050 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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