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Fidus Investment Corporation (FDUS)

-NasdaqGS
16.41 Down 0.14(0.85%) Nov 21, 3:59PM EST
Major HoldersGet Major Holders for:
Breakdown
% of Shares Held by All Insider and 5% Owners:N/A
% of Shares Held by Institutional & Mutual Fund Owners:N/A
% of Float Held by Institutional & Mutual Fund Owners:N/A
Number of Institutions Holding Shares:

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
SCHAEFER CARY L25,755Aug 16, 2013
HYMAN CHARLES D20,000May 14, 2014


Top Institutional Holders
HolderShares% OutValue*Reported
Advisors Asset Management, Inc.678,8094.2411,207,136Sep 30, 2014
Raymond James & Associates, Inc.585,4533.659,665,829Sep 30, 2014
Yorktown Management & Research Company, Inc.514,4053.218,492,826Sep 30, 2014
StepStone Group LP260,1051.624,294,333Sep 30, 2014
UBS AG229,8641.433,795,054Sep 30, 2014
Buckhead Capital Management LLC157,4370.982,599,284Sep 30, 2014
Regions Financial Corporation125,8930.792,078,493Sep 30, 2014
Guggenheim Capital, LLC97,4460.611,608,833Sep 30, 2014
BlackRock Group Limited68,6140.431,132,817Sep 30, 2014
VSR Financial Services, Inc.62,9380.391,039,106Sep 30, 2014

Top Mutual Fund Holders
HolderShares% OutValue*Reported
American Pension Inv Tr-Efficent Frontier Income Fund436,8012.737,853,681Jul 31, 2014
Claymore ETF Tr-Guggenheim Raymond James SB-1 Equity ETF89,0270.561,660,353Aug 31, 2014
Lincoln VIP Tr-SSgA Small Mid Cap 200 Fund54,3760.341,116,883Jun 30, 2014
Bridgeway Funds Inc-Ultra Small Company Market Fund36,0000.22739,440Jun 30, 2014
Sterling Capital Small Value Diversified Fd9,5460.06196,074Jun 30, 2014
AXA Premier VIP Charter Small Cap Value Portfolio2,5190.0248,641Mar 31, 2014
Claymore ETF Tr-Wilshire Micro Cap ETF3,9270.0273,238Aug 31, 2014
AQR Funds-AQR Tax Managed Small Cap Momentum Fd8660.0117,787Jun 30, 2014
Powershares Exhg Traded Fd Tr-Pwrshs Fundamental Pure Small8000.0014,920Aug 31, 2014
John Hancock Var Ins Tr-Total Stock Market Index Tr5870.0012,056Jun 30, 2014

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Value shown is computed using the security's price on the report date given.

Currency in USD.