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% of Shares Held by All Insider and 5% Owners:
| 33% | |
% of Shares Held by Institutional & Mutual Fund Owners:
| 10% | |
% of Float Held by Institutional & Mutual Fund Owners:
| 14% | |
Number of Institutions Holding Shares:
| 3 |
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| MAJOR DIRECT HOLDERS (FORMS 3 & 4) |
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| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | MARTIN CURRIE INC | 14,565,477 | 8.98 | $8,011,012 | 30-Sep-09 | | PERRITT CAPITAL MANAGEMENT, INC. | 449,479 | .28 | $247,213 | 30-Sep-09 | | Geduld, Emanuel, E. | 75,000 | .05 | $41,250 | 30-Sep-09 | | NorthCoast Asset Management, LLC | 10,000 | .01 | $5,500 | 30-Sep-09 |
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| Holder | Shares | % Out | Value* | Reported | | CHINA FUND, INC. (THE) | 13,250,059 | 8.16 | $4,902,521 | 30-Apr-09 | | PERRITT EMERGING OPPORTUNITIES FUND | 149,479 | .09 | $82,213 | 30-Sep-09 | | Frontier MicroCap Fund | 5,000 | .00 | $1,950 | 30-Jun-09 |
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*
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Value shown is computed using the security's price on the report date given.
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