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Saturday, December 5, 2009, 2:30PM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

First Regional Bancorp (FRGB)

On Dec 4: 0.35   0.03 (7.89%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 36% % of Shares Held by Institutional & Mutual Fund Owners: 28% % of Float Held by Institutional & Mutual Fund Owners: 44% Number of Institutions Holding Shares: 23 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported SWEENEY MARILYN J 229,200 2-Jan-09 SHERMAN LAWRENCE J 86,900 28-Jul-08 MCCULLOUGH THOMAS E 73,575 4-Aug-08 GARTSHORE H ANTHONY 45,951 30-Jul-08 SWEENEY STEVEN J 11,000 20-Aug-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported WELLINGTON MANAGEMENT COMPANY, LLP 805,251 6.80 $974,353 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 547,268 4.62 $662,194 30-Sep-09 VANGUARD GROUP, INC. (THE) 429,648 3.63 $519,874 30-Sep-09 BANC FUNDS COMPANY, L.L.C. (THE) 363,254 3.07 $439,537 30-Sep-09 SFE Investment Counsel 115,740 .98 $140,045 30-Sep-09 Wedbush Morgan Securities, Inc. 61,048 .52 $73,868 30-Sep-09 HL Financial Services, LLC 58,600 .50 $70,906 30-Sep-09 Great Oaks Capital Management, LLC 38,698 .33 $46,824 30-Sep-09 NORTHERN TRUST CORPORATION 26,816 .23 $34,056 30-Jun-09 Invesco Ltd. 25,812 .22 $31,232 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. SMALL CAP VALUE SERIES 304,399 2.57 $380,498 30-Apr-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 267,244 2.26 $339,399 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 136,790 1.16 $173,723 30-Jun-09 RBB Fund Inc.-Senbanc Fund 58,600 .50 $63,288 31-Aug-09 Powershares Exhg Traded Fd-Pwrshs FTSE RAFI US 1500 Small-Mi 23,506 .20 $23,506 31-Jul-09 DFA Tax Managed U.S. Targeted Value Port 20,866 .18 $20,866 31-Jul-09 DFA U.S. Targeted Value Portfolio 18,752 .16 $23,440 30-Apr-09 SPARTAN EXTENDED MARKET INDEX FUND 14,196 .12 $17,177 30-Sep-09 DFA U.S. Core Equity 2 Portfolio 10,804 .09 $13,505 30-Apr-09 DFA U.S. Vector Equity Portfolio 8,100 .07 $10,125 30-Apr-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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