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Saturday, November 28, 2009, 5:56PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Fuel-Tech, Inc. (FTEK)

On Nov 27: 9.01   0.18 (1.96%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 32% % of Shares Held by Institutional & Mutual Fund Owners: 40% % of Float Held by Institutional & Mutual Fund Owners: 59% Number of Institutions Holding Shares: 97 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported BAILEY DOUGLAS G 1,337,434 30-Jun-09 BAILEY RALPH E 25,000 12-Mar-09 SCHWARTZ NOLAN R 239,329 21-Nov-08 SUN WILLIAM H 24,000 10-Oct-08 BRADY STEPHEN P 19,730 9-Mar-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Invesco Ltd. 1,196,416 4.94 $13,399,859 30-Sep-09 Barclays Global Investors UK Holdings Ltd 875,446 3.62 $9,804,995 30-Sep-09 FMR LLC 852,422 3.52 $9,547,126 30-Sep-09 AVIVA PLC 750,230 3.10 $8,402,576 30-Sep-09 VANGUARD GROUP, INC. (THE) 706,089 2.92 $7,908,196 30-Sep-09 Netols Asset Management, Inc. 626,000 2.59 $7,011,200 30-Sep-09 OBERWEIS ASSET MANAGEMENT INC. 512,000 2.11 $5,734,400 30-Sep-09 DEUTSCHE BANK AKTIENGESELLSCHAFT 447,974 1.85 $5,017,308 30-Sep-09 STATE STREET CORPORATION 331,973 1.37 $3,718,097 30-Sep-09 RUSSELL (FRANK) COMPANY INC 289,891 1.20 $3,246,779 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported AIM SMALL CAP GROWTH FUND 553,875 2.29 $6,203,400 30-Sep-09 MET INVESTORS SER TR-MET/AIM SMALL CAP GROWTH PORTFOLIO 369,113 1.52 $3,580,396 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 260,655 1.08 $2,919,336 30-Sep-09 VANGUARD SMALL-CAP INDEX FUND 203,829 .84 $1,977,141 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 202,387 .84 $1,963,153 30-Jun-09 DELAWARE GROUP EQUITY FDS III-DELAWARE AMERICAN SERVICES 135,800 .56 $1,317,260 30-Jun-09 VANGUARD SMALL-CAP GROWTH INDEX FUND 129,645 .54 $1,257,556 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 108,208 .45 $1,211,929 30-Sep-09 ING INV TR-ING/FMR (SM) DIVERSIFIED MID CAP PORT 104,499 .43 $1,013,640 30-Jun-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 96,079 .40 $931,966 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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